Director of Compliance
2 weeks ago
Director of Compliance
Location:
New Bremen, OH, US, 45869
**Company Description:**
Crown Equipment Corporation is a leading innovator in world-class forklift and material handling equipment and technology. As one of the worlds largest lift truck manufacturers, we are committed to providing the customer with the safest, most efficient and ergonomic lift truck possible to lower their total cost of ownership.
**Job Responsibilities:**
+ Develop, review, and update various compliance-related policies, procedures, forms, and guidelines. Execute annual training calendars andensure training is completed by appropriate personnel with respect to the Code of Conduct and other compliance-related topics, including anti-bribery, antitrust, and conflict of interest. Conduct and oversee compliance training, including online and in-person training. Collaborate with Human Resources to review and improve online training materials.Assist with disclosures of non-compliance made under Company policies and manage/help remedy overdue trainings. Assist with and support the Companys whistleblower hotline (working closely with Internal Audit on the topic). Contribute to Companys dealer diligence policy and other third-party risk management policies and practices. Create and manage quarterly compliance surveys that are distributed throughout the organization with respect to critical compliance topics. Monitor developments in applicable laws and regulations and coordinate with appropriate stakeholders to ensure compliance. Develop risk-based compliance testing of existing procedures and controls to identify, detect, and correct noncompliance. Evaluate and implement changes to compliance processes due to new or amended regulations. Establish communication that inform stakeholders about compliance requirements. Assist with internal investigations relating to compliance-related topics. Conduct and manage annual compliance risk assessments, including without limitation, review and implementation of internal controls that can prevent and detect significant instances of unethical or improper conduct by employees and third parties. Perform compliance-specific audits. Collaborate with the CCO to engage outside consultants and law firms to assist with compliance-related efforts such as reviewing and auditing compliance with environmental, safety, labor, trade, and other laws and regulations.
+ Participate in compliance subcommittees, including Environmental, Health and Safety, Labor/Employment, Data Privacy and Trade Compliance. Manage Companys compliance calendar. Assist with Compliance and Ethics monthly meeting agendas. Manage Compliance and Ethics intranet page, assist with implementation of a global Compliance and Ethics site, and promote compliance and ethics topics in company newsletters, intranet banners and through other means. Evaluate and implement compliance tools and systems (including working with companys IT Enterprise Architects). Communicate with and be the Compliance and Ethics point of contact for personnel in Brazil, Mexico and China. Assist as a liaison with companys Trade Compliance organization. Assist Law Department in negotiating compliance-related topics in legal agreements with customers, vendors, and other third parties. Cooperate with a cross-functional team to update document retention policy. Communicate with and work closely with other Compliance and Ethics personnel both across regions and across functions.
+ Provide support to EHS organization for certain facilities to ensure compliance with applicable EHS laws and regulations, industry standards, and policies and procedures. Support the EHS team in implementing corrective actions.Stay abreast with newandchanging laws, regulations,andcurrent events applicable to EHS activitiesandobligations at certain facilities. Perform EHScompliancerisk assessmentsandauditsat certain facilities. Perform other duties as assigned.
**Minimum Qualifications**
+ 8-15 years related experience
+ Bachelors degree (Accounting, Finance, Business, Engineering, Supply Chain, Environmental Health Science, Compliance)
+ Occasional travel (0-5%)
+ Occasional overnight stays (0-5%)
+ Valid passport
**Preferred Qualifications:**
+ Broad knowledge of compliance and business, generally. Juris Doctor and a professional compliance certification.
+ Knowledgeable on issues of anti-bribery/anticorruption, compliance risk management, compliance risk mitigation and compliance evaluation regarding third-party risks.
+ Compliance functional experience to include: Code of Conduct, polices/procedures, training, investigations and compliance risk assessments. Robust understanding of United States laws and regulations related to EHS and how they apply to industrial environments.
+ Experience in navigating EHS-related legal and compliance matters. Experience managing environmental compliance tasks.
**Work Authorization:**
Crown will only employ those who are legally authorized to work in the United States. This is not a position for which sponsorship will be provided. Individuals with temporary visas or who need sponsorship for work authorization now or in the future, are not eligible for hire.
No agency calls please.
**Compensation and Benefits:**
Crown offers an excellent wage and benefits package for full-time employees including Health/Dental/Vision/Prescription Drug Plan, Flexible Benefits Plan, 401K Retirement Savings Plan, Life and Disability Benefits, Paid Holidays, Paid Vacation, Tuition Reimbursement, and much more.
EO/AA Employer Minorities/Females/Protected Veterans/Disabled
-
Compliance Consultancy Director
4 weeks ago
New York, New York, United States Compliance Recruitment Solutions Full timeCompliance Consultancy Director - Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Ref: 4015G3 $200K - $220K + Bonus + Benefits New York City Our Client, a growing and dynamic regulatory consulting firm based in New York and London, are looking to hire an experienced compliance professional to join their New York Regulatory...
-
Director of Compliance
2 weeks ago
New Bremen, United States Crown Equipment Corporation Full timeCompany Description: Crown Equipment Corporation is a leading innovator in world-class forklift and material handling equipment and technology. As one of the world's largest lift truck manufacturers, we are committed to providing the customer with the safest, most efficient and ergonomic lift truck possible to lower their total cost of ownership. Job...
-
New York, NY, United States Compliance Recruitment Solutions Full timeCompliance Consultancy Director – Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Ref: 4015G3 $200K - $220K + Bonus + Benefits New York City Our Client, a growing and dynamic regulatory consulting firm based in New York and London, are looking to hire an experienced compliance professional to join their New York Regulatory...
-
Compliance Director
3 weeks ago
NEW YORK, United States Wells Fargo & Company Full timeOversee and credibly challenge the reporting, escalation and timely remediation of compliance-related issues, deficiencies, or regulatory matters involving MPG - Oversee the development of reporting on the state of compliance in MPG - Oversee, credib Compliance Director, Compliance, Director, Regulatory, Management, Banking, Business Services, Program
-
Director, Compliance
2 weeks ago
New York, United States Building Service 32BJ Benefit Funds Full timeJob DescriptionJob DescriptionJob Title: Director, Compliance Department: Compliance Reports To: Executive DirectorFLSA Status: Exempt About Us:Building Services 32BJ Benefit Funds (“the Funds”) is the umbrella organization responsible for administering Health, Pension, Retirement Savings, Training, and Legal Services benefits to over 100,000 SEIU 32BJ...
-
Director, Compliance
2 days ago
New York, United States Building Service 32BJ Benefit Funds Full timeJob DescriptionJob DescriptionJob Title: Director, Compliance Department: Compliance Reports To: Executive DirectorFLSA Status: Exempt About Us:Building Services 32BJ Benefit Funds (“the Funds”) is the umbrella organization responsible for administering Health, Pension, Retirement Savings, Training, and Legal Services benefits to over 100,000 SEIU 32BJ...
-
Director - Compensation and Benefits
4 weeks ago
New Bremen, United States Crown Equipment Corporation Full timeDirect and oversee all Compensation and Benefits Department activities, programs and special projects in compliance with Federal Regulations and Company guidelines. Develop strategic directionof the companys compensationand benefit plans and recomme Benefits, Compensation, Director, Manufacturing, Administrative, Program
-
Consumer Compliance Program Director
5 days ago
New York, United States Federal Reserve Bank of New York Full timeCompany Federal Reserve Bank of New York Working at the Federal Reserve Bank of New York positions you at the center of the financial world with a unique perspective on national and international markets and economies. You will work in an environment with a diverse group of experienced professionals to foster and support the safety, soundness, and vitality...
-
Director of Compliance
1 month ago
New York, United States Newton Baby, Inc. Full timeJob DescriptionJob DescriptionAt Newton, we’re passionate about providing new parents with safe, healthy, sustainable products — and peace of mind. As we continue to expand our reach and offering, we’re focused on delivering an exceptional Brand experience that brings this vision to life. We are seeking a Compliance Director to become an integral part...
-
Director of Compliance
1 month ago
New York, United States Newton Baby, Inc. Full timeJob DescriptionJob DescriptionAt Newton, we’re passionate about providing new parents with safe, healthy, sustainable products — and peace of mind. As we continue to expand our reach and offering, we’re focused on delivering an exceptional Brand experience that brings this vision to life. We are seeking a Compliance Director to become an integral part...
-
Director of Compliance
7 days ago
New York, United States Vestwell Full timeWHO ARE WE? There are over 30M small businesses in the United States, but only a tiny fraction of them have a workplace savings program in place. As the savings gap in the country widens, it's imperative that every worker has access to and participates in their company's savings program, such as a 401(k) or 403(b). We believe that American workers should...
-
Director of Compliance
7 days ago
New York, United States Vestwell Full timeJob DescriptionJob DescriptionWHO ARE WE?There are over 30M small businesses in the United States, but only a tiny fraction of them have a workplace savings program in place. As the savings gap in the country widens, it's imperative that every worker has access to and participates in their company's savings program, such as a 401(k) or 403(b). We...
-
Director of Compliance
20 hours ago
New York, United States Vestwell Full timeJob DescriptionJob DescriptionWHO ARE WE?There are over 30M small businesses in the United States, but only a tiny fraction of them have a workplace savings program in place. As the savings gap in the country widens, it's imperative that every worker has access to and participates in their company's savings program, such as a 401(k) or 403(b). We...
-
Director Construction Compliance
1 week ago
New York, United States Metropolitan Transportation Authority Full timeDescription Position at MTA Construction & Development This position is eligible for telework, which is currently one day per week. New hires are eligible to apply 30 days after their effective date of hire. JOB TITLE: Director Construction Compliance AGENCY: Construction & Development DEPT/DIV: Delivery/Delivery Services Office REPORTS TO: Senior...
-
Associate Director of Compliance
5 days ago
New York, United States Optima Partners Holdings LLC Full timeJob DescriptionJob DescriptionOptima Partners is looking for a Senior Associate of Compliance or Associate Director of Compliance to have senior oversight of client regulatory compliance matters for some or all of the following: asset managers, hedge funds, private equity, real-estate clients, banks and broker-dealers. Considered candidates for these...
-
Deputy Director, Compliance
4 weeks ago
New York, United States Building Service 32BJ Benefit Funds Full timeJob DescriptionJob DescriptionOverview of Role: The Deputy Compliance Director is responsible for supporting the Compliance Director in all aspects of the Fund Office’s compliance with financial and reporting regulations pertaining to the administration of its retirement and health & welfare employee benefit and other (i.e., legal, training) funds. This...
-
Deputy Director, Compliance
2 months ago
New York, United States Building Service 32BJ Benefit Funds Full timeJob DescriptionJob DescriptionOverview of Role: The Deputy Compliance Director is responsible for supporting the Compliance Director in all aspects of the Fund Office’s compliance with financial and reporting regulations pertaining to the administration of its retirement and health & welfare employee benefit and other (i.e., legal, training) funds. This...
-
Associate Director, Compliance
1 month ago
New York, United States Waystone Governance Ltd. Full timeJob DescriptionJob DescriptionSalary: For over 20 years, Waystone has been at the cutting edge of specialist services for the asset management industry – partnering with institutional investors, investment funds and asset managers. We work with our clients to help build, support, and protect investment structures and strategies worldwide. Our success...
-
Legal and Compliance Director
2 weeks ago
New York, United States Galaxy Digital Full timeWho You Are: The Legal & Compliance Director will be a Compliance Officer of both the Swap Dealer and the Commodity Pool Operator/Commodity Trade Advisor and will be responsible for establishing, maintaining and developing Galaxy's related compliance program for the relevant activities. Both the swap dealer and the CPO/CTA are both direct subsidiaries of...
-
Assistant Athletic Director, NCAA Compliance
4 weeks ago
New Orleans, United States Tulane University Full timeThe Assistant Athletic Director, NCAA Compliance manages, monitors, and maintains financial aid records for all student athletes. The Assistant AD serves as the liaison to the Office of Financial Aid. This position also serves as the liaison to the O Athletic Director, Compliance, Director, Assistant, Athletic, Education
