Compliance Director

Compliance Consultancy Director - Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Ref: 4015G3 $200K - $220K + Bonus + Benefits New York City Our Client, a growing and dynamic regulatory consulting firm based in New York and London, are looking to hire an experienced compliance professional to join their New York Regulatory...

Job DescriptionJob DescriptionJob Title: Director, Compliance Department: Compliance Reports To: Executive DirectorFLSA Status: Exempt About Us:Building Services 32BJ Benefit Funds (“the Funds”) is the umbrella organization responsible for administering Health, Pension, Retirement Savings, Training, and Legal Services benefits to over 100,000 SEIU 32BJ...

Compliance Consultancy Director – Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Ref: 4015G3 $200K - $220K + Bonus + Benefits   New York City Our Client, a growing and dynamic regulatory consulting firm based in New York and London, are looking to hire an experienced compliance professional to join their New York Regulatory...

Job DescriptionJob DescriptionAt Newton, we’re passionate about providing new parents with safe, healthy, sustainable products — and peace of mind. As we continue to expand our reach and offering, we’re focused on delivering an exceptional Brand experience that brings this vision to life. We are seeking a Compliance Director to become an integral part...

WHO ARE WE? There are over 30M small businesses in the United States, but only a tiny fraction of them have a workplace savings program in place. As the savings gap in the country widens, it's imperative that every worker has access to and participates in their company's savings program, such as a 401(k) or 403(b). We believe that American workers should...

Job DescriptionJob DescriptionWHO ARE WE?There are over 30M small businesses in the United States, but only a tiny fraction of them have a workplace savings program in place. As the savings gap in the country widens, it's imperative that every worker has access to and participates in their company's savings program, such as a 401(k) or 403(b). We...

Description Position at MTA Construction & Development This position is eligible for telework, which is currently one day per week. New hires are eligible to apply 30 days after their effective date of hire. JOB TITLE: Director Construction Compliance AGENCY: Construction & Development DEPT/DIV: Delivery/Delivery Services Office REPORTS TO: Senior...

Job DescriptionJob DescriptionOptima Partners is looking for a Senior Associate of Compliance or Associate Director of Compliance to have senior oversight of client regulatory compliance matters for some or all of the following: asset managers, hedge funds, private equity, real-estate clients, banks and broker-dealers. Considered candidates for these...

Job DescriptionJob DescriptionOverview of Role: The Deputy Compliance Director is responsible for supporting the Compliance Director in all aspects of the Fund Office’s compliance with financial and reporting regulations pertaining to the administration of its retirement and health & welfare employee benefit and other (i.e., legal, training) funds. This...

Job DescriptionJob DescriptionSalary: For over 20 years, Waystone has been at the cutting edge of specialist services for the asset management industry – partnering with institutional investors, investment funds and asset managers.  We work with our clients to help build, support, and protect investment structures and strategies worldwide. Our success...

Who You Are: The Legal & Compliance Director will be a Compliance Officer of both the Swap Dealer and the Commodity Pool Operator/Commodity Trade Advisor and will be responsible for establishing, maintaining and developing Galaxy's related compliance program for the relevant activities. Both the swap dealer and the CPO/CTA are both direct subsidiaries of...

A leading multinational investment bank is looking to hire a Director - Equities Compliance Advisory. Ideal candidates will have extensive experience with equity sales/trading compliance advisory. Day-to-day you will:Advise on equity trading regulatory requirements and firm policies and procedures.Maintain and oversee equity trading activities.Draft/update...

A leading multinational investment bank is looking to hire a Director - Equities Compliance Advisory. Ideal candidates will have extensive experience with equity sales/trading compliance advisory. Day-to-day you will:Advise on equity trading regulatory requirements and firm policies and procedures.Maintain and oversee equity trading activities.Draft/update...

Company Federal Reserve Bank of New York Working at the Federal Reserve Bank of New York positions you at the center of the financial world with a unique perspective on national and international markets and economies. You will work in an environment with a diverse group of experienced professionals to foster and support the safety, soundness, and vitality...

Our client, a certified public accounting firm, have been partnering with financial service businesses looking to outsource specific functions.Our client, a certified public accounting firm, have been partnering with financial service businesses looking to outsource specific functions for over 40 years. Headquartered in New York, expanding their locations to...

Position Summary:Eastman Kodak Company is seeking an experienced SOX Compliance expert to join our finance team to lead our SOX Compliance Office (SCO). The SCO is responsible for ensuring Kodak’s compliance with the Sarbanes-Oxley Act and as such oversees governance for internal controls over financial reporting (ICFR). The Director is also responsible...

**JOB SUMMARY**: CFSB is seeking an experienced Director of Financial Crimes Compliance Systems within the Bank Secrecy Act (BSA) Department who will be responsible for overseeing and managing the bank's financial crimes compliance systems, ensuring they are effective, efficient, and in line with regulatory requirements. This position plays a crucial role in...

Position at MTA Construction & Development This position is eligible for telework, which is currently one day per week. New hires are eligible to apply 30 days after their effective date of hire. JOB TITLE: Director, Legislative Initiatives & Compliance Services AGENCY: Construction & Development DEPT/DIV: Contracts/Contracts Compliance...

**JOB SUMMARY**: CFSB is seeking an experienced Director of Compliance Data Governance and Reporting. The individual is responsible for establishing and maintaining a robust data governance framework and ensuring accurate and timely compliance reporting, with a specific focus on managing compliance data from third parties. This position plays a critical role...

Description Position at MTA Construction & Development This position is eligible for telework, which is currently one day per week. New hires are eligible to apply 30 days after their effective date of hire. JOB TITLE: Director, Legislative Initiatives & Compliance Services AGENCY: Construction & Development DEPT/DIV: Contracts/Contracts Compliance...