Audit Director, Audit Practices

2 weeks ago

Philadelphia, United States Capital One Financial Corp Full time
Center 1 (19052), United States of America, McLean, Virginia

Audit Director, Audit Practices - Quality Programs (Hybrid)

Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization's Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a collaborative, agile environment to deliver value-added opinions and recommendations. Audit's vision to provide high value, independent, proactive insights, to innovate with technology, and to be a top-notch talent destination, creates a dynamic and challenging atmosphere for both personal growth and professional opportunity.

Capital One is seeking an energetic, self-motivated Audit Director interested in joining the Audit Practices ("Practices") Team. As a leader on the Practices team you will help teach, challenge, and elevate the work of Audit. The Practices team works to drive industry-leading audit practices that enable a dynamic approach to assurance and respond to change. As Director, Audit Practices - Quality Programs you will be responsible for setting the strategic direction and providing oversight of the Quality Programs team, including Audit's Quality Assurance & Improvement (QAIP) and Quality Control (QC) programs. The Director will oversee the development of the QAIP Plan and QC Programs, including analysis, selection, planning, execution, review, reporting, and training. In addition, the Director will use automation and technology capabilities to advance quality program objectives and audit practitioner experience.

Responsibilities:
  • Apply strategic thinking to set the direction and ensure continuous improvement in addition to day-to-day operational management of the Quality Programs team. Collaborate effectively across multiple organizations including Audit Practices, Audit Delivery, and other horizontal functions, including fostering strong relationships.
  • In partnership with the broader Practices leadership, develop mechanisms to ensure consistent quality of Audit deliverables.
  • Partner with Audit analytics and technology teams use automation and technology capabilities to advance quality program objectives and audit practitioner experience.
  • Clearly and concisely communicate (written and verbal) updates to key stakeholders on quality program results; oversee the preparation of communications (e.g., presentations, quarterly reports) .
  • Identify opportunities to streamline, automate and enhance our quality programs, including leveraging data analytics to enhance program value.
  • Prioritize and oversee team activities, in addition to independently completing multiple tasks across the team and department. Demonstrate the ability to successfully meet deadlines and identify/escalate impediments in a timely manner.
  • Provide people leadership, both directly and indirectly, including training, coaching, and mentoring
  • Develop a deep understanding of Audit Methodology and partner with Practices counterparts to influence methodology enhancements
Here's what we're looking for in an ideal teammate:
  • You are a critical thinker who seeks to understand current Audit Methodology in a way that supports your ability to disposition QA / QC findings.
  • You believe insight and objectivity are core elements to providing assurance on the effectiveness and efficiency of Capital One's governance, risk management, and internal control processes.
  • You hold a deep sense of pride for the quality and timeliness of work
  • You adapt to change, embrace bold ideas, and are intellectually curious. You like to ask questions, test assumptions, and challenge conventional thinking.
  • You develop influential relationships based upon shared risk objectives and trust to deliver outstanding business impact and elevate Audit's value proposition.
  • You build credibility through collaborative relationships and seek to understand the challenges of others.
  • You're a firm believer that a rich understanding of data, innovation, and technology leads to better audit outcomes and you seek to further your own knowledge and technical expertise.
  • You're a teacher. You do the right thing and lead by example. You have a passion for coaching and investing in the betterment of your team. You lead through change with candor and optimism.
  • You create energy and an environment that fosters trust, collaboration, teamwork, and belonging, making it easy to attract, hire, and retain top talent.
  • Basic Qualifications:
    • Bachelor's Degree or military experience
    • At least 10 years of experience in auditing, risk management, or a combination
    • At least 3 years of project management experience or at least 3 years of experience managing audit engagements
    • At least 3 years of experience in people management
  • Preferred Qualifications:
    • Professional certification such as Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or Certified Information Systems Auditor (CISA).
    • 12+ years of experience in internal or external auditing or risk management, or a combination
    • 6+ years of experience in financial services
    • 6+ years of experience performing industry research or data analysis in support of internal auditing
    • At least 5 years of experience in people management


At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

This role is hybrid meaning associates typically spend about half their time (2-3 days per week) in-person at one of our offices listed on this job posting. Monday and Fridays are enterprise- wide virtual work days. Tuesday, Wednesday and Thursday are in-person days for associates to spend time together working in our beautifully-designed team areas.

Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the Capital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

This role is expected to accept applications for a minimum of 5 business days.

No agencies please. Capital One is an equal opportunity employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex (including pregnancy, childbirth or related medical conditions), race, color, age, national origin, religion, disability, genetic information, marital status, sexual orientation, gender identity, gender reassignment, citizenship, immigration status, protected veteran status, or any other basis prohibited under applicable federal, state or local law. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City's Fair Chance Act; Philadelphia's Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at [redacted] or via email at RecruitingA[redacted]. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.

For technical support or questions about Capital One's recruiting process, please send an email to C[redacted]

Capital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.

Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).

  • Audit Manager

    3 months ago

    Philadelphia, United States Spartan Placements, LLC Full time

    Job DescriptionJob DescriptionAudit ManagerResponsibilities:Perform and assist with audits, reviews, and compilations for clients in various industriesPrepare and analyze financial statements and evaluate internal controlsAssist with the coordination of the day-to-day duties of planning, fieldwork, and wrap-upDeep understanding of accounting and reporting...

  • Senior Audit Professional

    7 hours ago

    Philadelphia, Pennsylvania, United States Independence Blue Cross Full time

    Job SummaryWe are seeking a highly skilled and experienced Sr Audit Analyst to join our team at Independence Blue Cross. As a key member of our audit team, you will be responsible for ensuring the timely and complete execution of external audits in accordance with sound audit practices and regulations.Key ResponsibilitiesExternal Audit Management: Ensure the...

  • Sr Audit Analyst

    3 months ago

    Philadelphia, United States Independence Blue Cross Full time

    Ensure the meeting of the timeline for external audits. Address the most problematic and difficult functions associated with the External Audit function to ensure timely and complete execution of external audits in accordance with sound audit practices and regulations. Review all internal responses from departments for accuracy and completeness. Modify...

  • Audit Associate

    2 weeks ago

    Philadelphia, United States Keller Executive Search Full time

    Job DescriptionJob DescriptionBackgroundOur client, a global leader in accounting and financial services, is looking for an audit associate to join their team. As an audit associate you will be responsible for conducting financial audits of client companies and provide accurate, objective, and independent assessments to help ensure their compliance....

  • Audit Professional

    3 days ago

    Philadelphia, Pennsylvania, United States KPMG Full time

    About KPMGKPMG is a leading professional services firm that provides audit, tax, and advisory services to organizations across various industries. Our firm is known for its commitment to excellence, innovation, and community involvement.Job SummaryWe are seeking a highly motivated and detail-oriented individual to join our Internal Audit team as an Intern....

  • Audit Supervisor

    1 week ago

    Philadelphia, Pennsylvania, United States Jobot Full time

    Senior Auditor PositionCompany Overview:A reputable public accounting firm with a dedicated team of professionals, operating across multiple states. We specialize in providing services to clients in the employee benefit plan and labor/membership organization sectors.Why Join Our Team?We offer a flexible work environment with a hybrid model, allowing for a...

  • Audit Supervisor

    1 week ago

    Philadelphia, Pennsylvania, United States Jobot Full time

    Senior Auditor PositionAbout the Role:This opportunity is hosted by Jobot. We are seeking a qualified Senior Auditor to join our dynamic team. This role offers a competitive salary range of $65,000 - $85,000 annually.Company Overview:We are a reputable public accounting firm comprised of around 120 skilled professionals. Our firm operates across multiple...

  • Audit Specialist 1

    3 days ago

    Philadelphia, Pennsylvania, United States Commonwealth of Pennsylvania Full time

    Job SummaryThe Commonwealth of Pennsylvania is seeking a highly skilled Audit Specialist 1 to conduct audits and engagements, providing valuable insights and recommendations to improve the economy, efficiency, and effectiveness of operations.Key ResponsibilitiesConduct audits and engagements in accordance with professional standards and guidelinesDevelop and...

  • Audit Specialist 1

    4 days ago

    Philadelphia, United States Commonwealth of Pennsylvania Full time

    THE POSITION Are you interested in conducting audits, other engagements, and related activities, but don't want to sacrifice your time to tax season? Then the Department of Transportation wants to talk to you! Don't miss this rewarding opportunity to put your skills and know-how to work and enjoy the satisfaction of public service with competitive benefits...

  • Audit/Tax Senior

    1 week ago

    Philadelphia, Pennsylvania, United States Novogradac Full time

    Senior Accountant - Tax and Audit ExpertWe are seeking a highly skilled Senior Accountant to join our team at Novogradac & Company LLP. As a Senior Accountant, you will be responsible for managing tax and audit projects with minimal supervision, while also supervising and mentoring junior accountants, strengthening client relationships, and increasing team...

  • Night Audit Supervisor

    2 weeks ago

    Philadelphia, United States HHM Hotels Full time

    Overview Opportunity: Night Auditor Supervisor Balance revenue and settle accounts nightly, maintain files, and reset the system for the next day of operations while performing Guest Service Agent tasks and duties. Front Office Supervisor/Accounts Payable or Receivable Clerk Front Office Manager * Perform bookkeeping activities, such as balancing...

  • Senior Audit Supervisor

    2 weeks ago

    Philadelphia, Pennsylvania, United States EisnerAdvisory Group LLC Full time

    Reference #: Req-6110 Job OverviewAt EisnerAdvisory Group LLC, we seek professionals who embrace innovative thinking, foster creativity, and are driven to make a significant impact. Whether you are embarking on your career journey or advancing as an experienced expert, the EisnerAdvisory experience is truly unique. You have the opportunity to craft a...

  • Overnight Audit Manager

    2 weeks ago

    Philadelphia, Pennsylvania, United States Rittenhouse Hotel Full time

    Position Overview:Role: Night Audit SupervisorAs a Night Audit Supervisor, you will be responsible for balancing financial transactions and finalizing accounts each night. This role also includes maintaining essential records and preparing the system for the following day while executing Guest Service Agent responsibilities.Career Advancement...

  • Experienced NFP Audit Senior

    2 weeks ago

    Philadelphia, Pennsylvania, United States Jobot Full time

    About the Role:We are currently seeking a talented and experienced Senior Audit Associate to enhance our audit team. This position is critical in delivering high-quality audit services to our Tax-Exempt clients, ensuring their financial accuracy and operational effectiveness.Key Responsibilities:Conduct comprehensive audits for non-profit organizations,...

  • Financial Services Audit Senior

    1 week ago

    Philadelphia, Pennsylvania, United States Jobot Full time

    Join a leading CPA firm in Philadelphia seeking a Financial Services Audit Senior About the Role: We are in search of a highly qualified and seasoned Senior Audit Associate to enhance our vibrant finance team. The ideal candidate will be instrumental in delivering expert audit services, ensuring the financial integrity and operational effectiveness of our...

  • Financial Services Audit Senior

    1 week ago

    Philadelphia, Pennsylvania, United States Jobot Full time

    About the Role: We are seeking a highly qualified and experienced Senior Audit Associate to enhance our finance team. This position is vital in delivering professional audit services that uphold the financial integrity and operational effectiveness of our Financial Services clients. Key Responsibilities: Conduct comprehensive audits, ensuring compliance with...

  • Senior Internal Audit Specialist

    4 days ago

    Philadelphia, Pennsylvania, United States Jobot Full time

    About JobotJobot is a dynamic organization seeking a skilled professional to join their Business Process Internal Audit team. As a key member of this team, you will play a crucial role in ensuring the integrity and effectiveness of our internal audit processes.Key ResponsibilitiesAssist with J-SOX Audits within the business process audit teamContribute to...

  • Financial Services Audit Senior

    2 weeks ago

    Philadelphia, Pennsylvania, United States Jobot Full time

    About the Role: We are seeking a highly qualified and experienced Senior Audit Associate to enhance our finance team. The ideal candidate will provide expert audit services to ensure the financial integrity and operational efficiency of our Financial Services clients. This position presents an exciting opportunity for individuals with a robust background in...

  • Experienced NFP Audit Senior

    2 weeks ago

    Philadelphia, Pennsylvania, United States Jobot Full time

    Join a leading CPA firm in Philadelphia seeking a talented NFP Audit SeniorAbout the Role:This position is ideal for a dedicated and knowledgeable Senior Audit Associate who will provide exceptional audit services to ensure the financial integrity and operational effectiveness of our Tax-Exempt clients. The successful candidate will be a vital part of our...

  • Senior Internal Audit Consultant

    2 weeks ago

    Philadelphia, Pennsylvania, United States EisnerAdvisory Group LLC Full time

    Reference #: Req-5763 Job OverviewAt EisnerAdvisory Group LLC, we seek individuals who embrace fresh perspectives, foster creativity, and are enthusiastic about making a difference. Whether you are launching your career or advancing as an experienced professional, the EisnerAdvisory experience is unparalleled. You have the opportunity to shape a fulfilling...