Current jobs related to Senior Vice President, Sanctions Compliance - New York - The Bank of New York Mellon

  • Senior Vice President of Compliance

    4 weeks ago

    New York, New York, United States The Goldman Sachs Group, Inc. Full time

    Position OverviewSenior Vice President of Compliance at The Goldman Sachs Group, Inc.This role involves overseeing compliance measures and providing essential guidance on conducting operations in alignment with relevant rules, regulations, and industry standards.Key ResponsibilitiesEnsure adherence to compliance protocols and regulatory requirements.Offer...

  • Senior Sanctions Compliance Officer

    2 weeks ago

    New York, New York, United States Partnership Employment Full time

    Job DescriptionPartnership Employment is seeking a highly skilled Senior Sanctions Compliance Officer to join our team. As a key member of our compliance department, you will play a critical role in ensuring the company's adherence to sanctions regulations and laws.Key Responsibilities:Sanctions Knowledge Management: Maintain a high degree of relevant...

  • Senior Sanctions Compliance Officer

    2 weeks ago

    New York, New York, United States Partnership Employment Full time

    Job SummaryWe are seeking a highly skilled Senior Sanctions Compliance Officer to join our team at Partnership Employment. The successful candidate will be responsible for maintaining a high degree of relevant knowledge with respect to OFAC and other sanctions laws and regulations.Key ResponsibilitiesSanctions Knowledge Management: Maintain a high degree of...

  • Senior Vice President of Compliance Oversight

    4 weeks ago

    New York, New York, United States Coda Search│Staffing Full time

    Position Overview:The role of Senior Vice President of Compliance Oversight is a critical position within a distinguished organization. The incumbent will be tasked with implementing the annual compliance assessment and oversight strategy, defining the review parameters, fostering relationships with essential stakeholders, and managing the resolution of...

  • Compliance Advisory Vice President

    2 weeks ago

    New York, New York, United States Sumitomo Mitsui Banking Corporation Full time

    Compliance Advisory Vice PresidentSumitomo Mitsui Banking Corporation is a leading global financial institution with a rich history and diverse range of financial services. Our Compliance Advisory team plays a critical role in ensuring the firm's operations are in compliance with regulatory requirements.The Compliance Advisory Vice President will assist in...

  • Compliance Vice President

    2 weeks ago

    New York, New York, United States Cardea Group Full time

    Compliance Leader for Asset-Based FinanceCardea Group is seeking a seasoned Compliance professional to lead our Asset-Based Finance team. As a Compliance Vice President, you will be responsible for managing key compliance-related projects and initiatives, collaborating closely with senior and junior team members to advance projects, support business growth,...

  • Sanctions Compliance Specialist

    1 week ago

    New York, New York, United States Partnership Employment Full time

    AVP Sanctions Officer Job DescriptionPartnership Employment is seeking a highly skilled AVP Sanctions Officer to join our team. As a key member of our compliance department, you will play a critical role in maintaining a high degree of relevant knowledge with respect to OFAC and other sanctions laws and regulations.Key Responsibilities:Sanctions Knowledge...

  • Compliance Advisory Vice President

    1 week ago

    New York, New York, United States Sumitomo Mitsui Banking Corporation Full time

    Compliance Advisory Vice PresidentSumitomo Mitsui Banking Corporation (SMBC) is a leading global financial institution with a rich history dating back to 1609. As a top-tier bank, SMBC offers a wide range of financial services, including corporate and investment banking, securities, and consumer finance. With over 130 offices and 80,000 employees worldwide,...

  • Compliance Advisory Vice President

    1 week ago

    New York, New York, United States Sumitomo Mitsui Banking Corporation Full time

    Compliance Advisory Vice PresidentSumitomo Mitsui Banking Corporation (SMBC) is a leading global financial institution with a rich history dating back to 1609. As a top-tier bank, SMBC offers a wide range of financial services, including banking, leasing, securities, credit cards, and consumer finance. With over 130 offices and 80,000 employees worldwide,...

  • Sanctions Compliance Specialist

    2 weeks ago

    New York, New York, United States Experis Full time

    Job SummaryExperis is seeking a highly skilled Sanctions Compliance Specialist to join our team. As a key member of our compliance team, you will be responsible for ensuring the integrity of our sanctions screening processes and maintaining compliance with regulatory requirements.Key ResponsibilitiesLead Sanctions Screening Process: Oversee the sanctions...

  • Senior Vice President/Vice President, Fundraising Strategy

    2 days ago

    New York, New York, United States Brookfield Asset Management Full time

    Job Title: Senior Vice President/Vice President, Fundraise ManagementBrookfield Asset Management is seeking a highly experienced Senior Vice President/Vice President to lead our Fundraise Management team. As a key member of our leadership team, you will be responsible for developing and implementing a comprehensive fundraising strategy to support our...

  • Senior Vice President of Operations

    4 weeks ago

    New York, New York, United States Friends of the Israel Defense Forces Full time

    Position OverviewThe Friends of the Israel Defense Forces (FIDF) is a humanitarian nonprofit organization dedicated to providing transformative support to the brave individuals serving in the Israel Defense Forces (IDF). Our mission is to enhance their lives through impactful educational, financial, wellness, and cultural initiatives, ensuring the security...

  • Senior Vice President of Quality Assurance

    4 weeks ago

    New York, New York, United States JMJ Phillip Group Full time

    JMJ Phillip Group is in search of a Senior Vice President of Quality Assurance to lead quality initiatives within the medical device sector.Key Qualifications:A Bachelor's degree in engineering, science, or a related discipline.Over 12 years of experience in quality assurance and regulatory compliance within a medical device production setting.Proven...

  • Sanctions Compliance Specialist

    2 weeks ago

    New York, New York, United States Rabobank Full time

    About the RoleRabobank is seeking a highly skilled Sanctions Analyst to join our team in the second line of responsibility. As a Sanctions Analyst, you will play a critical role in providing advisory services on sanctions-related matters to stakeholders.Key ResponsibilitiesSanctions Watchlist Monitoring: Conduct second-line reviews of sanctions watchlist...

  • Vice President of Compliance Oversight

    4 weeks ago

    New York, New York, United States Barclays Full time

    Role OverviewAs the Vice President of Compliance Oversight at Barclays, you will play a pivotal role in supporting the Americas Chief Compliance Office. Your primary responsibility will be to assist the Director in generating management information and insights related to the firm's compliance with applicable laws and regulations, ensuring that Compliance...

  • Vice President Compliance

    4 weeks ago

    New York, United States Cardea Group Full time

    VP, Compliance - Marketing (New York, NY): Our client, a prominent asset manager with more than $40B in AUM, is looking to hire an exceptional Vice President of Compliance with a focus on marketing material review. This leadership position involves overseeing investor and third-party communications while providing guidance on compliance issues related to...

  • Vice President Compliance

    4 weeks ago

    New York, United States Cardea Group Full time

    VP, Compliance - Marketing (New York, NY): Our client, a prominent asset manager with more than $40B in AUM, is looking to hire an exceptional Vice President of Compliance with a focus on marketing material review. This leadership position involves overseeing investor and third-party communications while providing guidance on compliance issues related to...

  • Compliance Policy Governance Vice President

    5 hours ago

    New York, New York, United States Goldman Sachs Full time

    Job Title: Compliance Policy Governance Vice PresidentJoin Goldman Sachs as a Compliance Policy Governance Vice President and play a key role in driving our Corporate Policy Governance Framework forward. As a member of our Core Compliance Team, you will collaborate with first- and second-line teams, including Risk, businesses, functions, engineering, and...

  • Sanctions Compliance Analyst

    4 weeks ago

    New York, New York, United States ACG Resources Full time

    Job OverviewPosition: OFAC/Sanctions AnalystContract Duration: 3 to 4 Months, Potential for ExtensionWork Arrangement: Hybrid (Remote/In-office)ROLE SUMMARY:An experienced Compliance Analyst is sought to assist in ensuring the financial institution's adherence to relevant laws and regulations, specifically focusing on OFAC Sanctions, BSA, and the USA Patriot...

  • Compliance Attorney Vice President

    2 days ago

    New York, New York, United States Social Capital Resources Full time

    Compliance Attorney Vice PresidentTop-Tier Commercial Bank is seeking a seasoned Compliance / Regulatory Attorney at the VP level to lead the bank's corporate compliance program and policies.Key Responsibilities:Develop and implement effective compliance strategies to mitigate risks and ensure regulatory compliance.Provide expert advice and guidance on U.S....

Senior Vice President, Sanctions Compliance

3 months ago

New York, United States The Bank of New York Mellon Full time
Bring your ideas. Make history.
BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the "bank of banks" - 97% of the world's top banks work with us as we lead and serve our customers into the new era of digital.

With over 240 years of rich history and industry firsts, BNY Mellon has been built upon our proven ability to evolve, lead, and drive new ideas at every turn. Today, we're approximately 50,000 employees across 35 countries with a culture that empowers you to grow, take risks, experiment and be yourself. This is what #LifeAtBNYMellon is all about.

We're seeking a future team member for the role of SVP - Sanctions Compliance & Controls to join our Global Sanctions Compliance team. This role is located in New York, NY - HYBRID.

In this role, you'll make an impact in the following ways:
  • Lead in the development of a list governance framework and provide oversight of First Line of Defense list maintenance controls.
  • Review and validate test plans and false positive mitigation rules and suppression logic developed by Sanctions Operations and Engineering to ensure rules are designed effectively.
  • Maintain an inventory of global, local and internal sanctions screening lists and these lists are applied consistent with the Firm's policy and meets regulatory screening requirements.
  • Validate data lineage testing of sanctions screening systems with up/down stream applications consistent with NYDFS 504 requirements.
  • Develop centralized framework for sanctions screening of prohibited securities data and advise on data quality issues.
To be successful in this role, we're seeking the following:
  • Bachelor's degree or higher accreditation
  • 7-10+ years of sanctions compliance experience with an emphasis on sanctions screening technology and list management.
  • Knowledge of Lexis Nexis Bridger and Fircosoft screening systems are a plus.
  • Strong analytical, verbal, and written communication skills.
At BNY Mellon, our inclusive culture speaks for itself. Here's a few of our awards:
  • Fortune World's Most Admired Companies & Top 20 for Diversity and Inclusion
  • Bloomberg's Gender Equality Index (GEI)
  • Human Rights Campaign Foundation, 100% score Corporate Equality Index
  • Best Places to Work for Disability Inclusion, Disability: IN - 100% score
  • 100 Best Workplaces for Innovators, Fast Company
  • CDP's Climate Change 'A List'

Our Benefits:

BNY Mellon offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life's journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves that can support you and your family through moments that matter.

BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.

BNY Mellon assesses market data to ensure a competitive compensation package for our employees. The base salary for this position is expected to be between $98,000 and $166,000 per year at the commencement of employment. However, base salary if hired will be determined on an individualized basis, including as to experience and market location, and is only part of the BNYM total compensation package, which, depending on the position, may also include commission earnings, discretionary bonuses, short and long-term incentive packages, and Company-sponsored benefit programs.
This position is at-will and the Company reserves the right to modify base salary (as well as any other discretionary payment or compensation) at any time, including for reasons related to individual performance, change in geographic location, Company or individual department/team performance, and market factors.

BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer. Minorities/Females/Individuals With Disabilities/Protected Veterans.

Our ambition is to build the best global team - one that is representative and inclusive of the diverse talent, clients and communities we work with and serve - and to empower our team to do their best work. We support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums.