Junior Internal Auditor

2 weeks ago


Hartford, United States Interactive Brokers Full time

ROLE:

The Internal Auditor will perform Compliance, Financial, Operational and Information System audits to determine the accuracy of financial records, effectiveness of prudent business practices, and compliance with policies, procedures, and regulations.

RESPONSIBILITIES

:

Conduct audits to assess compliance with firm policies and regulatory requirements.

Design and run queries, mainly via Microsoft Access, to obtain data necessary for performing audits and other projects

Identify/implement automation opportunities to enhance compliance and efficiencies of the business as a whole.

Develop process knowledge and identify risk areas for assigned audit projects;

Keep abreast with various laws/regulations applicable to a global broker/dealer;

Support the firm’s unclaimed property compliance initiatives. This involves aiding the firm’s unclaimed property identification and reporting tasks to ensure compliance with global unclaimed property laws.

Develop specifications to automate the audit, unclaimed property and confirmation tasks, wherever possible.

REQUIREMENTS:

The desired candidate will have 0-2 (2-4) years of business experience, preferably with exposure to auditing and/or programming, along with knowledge of Hong Kong SFC regulations.

Candidate must be comfortable working in an automated hands-on environment.

The ideal candidate would be inquisitive, quick learner, detail-oriented, have good organizational skills, and capable of performing data analytical tasks.

Fluency in written and oral English is also required.

Company Benefits & Perks

Competitive Salary, annual performance-based bonus and stock grant

Excellent health and welfare benefits, including medical, dental, specialist and in-patient

Competitive package of Annual Leave

Daily lunch is ordered in-house with a fully stocked kitchen.

Modern offices with multi-monitor setups

Great work-life balance

Unique opportunity to gain exposure to global financial products, markets and clientele

Opportunities for career progression and job scope expansion in a global company with a growing local presence

Hybrid work arrangement role permitting

#J-18808-Ljbffr


  • Sr Auditor

    19 hours ago


    Hartford, United States The Hartford Full time

    Sr Auditor - FI08AE We're determined to make a difference and are proud to be an insurance company that goes well beyond coverages and policies. Working here means having every opportunity to achieve your goals - and to help others accomplish theirs, too. Join our team as we help shape the future. At The Hartford, we offer the opportunity for exposure to all...

  • Sr Auditor

    5 days ago


    Hartford, United States The Hartford Full time

    Sr Auditor - FI08AE We’re determined to make a difference and are proud to be an insurance company that goes well beyond coverages and policies. Working here means having every opportunity to achieve your goals – and to help others accomplish theirs, too. Join our team as we help shape the future. At The Hartford, we offer the opportunity for exposure to...


  • Hartford, United States Tandym Health Full time

    A financial services organization in Connecticut is actively seeking a driven and hardworking professional to join their staff as a Financial Examiner. In this role, the Financial Examiner will perform risk-focused financial examinations to determine solvency and compliance to statutes on behalf of clients. Responsibilities The Financial Examiner will:...


  • Hartford, United States CareerBuilder Full time

    We are looking for an Application side/Software Support professional for our growing company! This support specialist will also be testing and document new versions of software releases. This is not a Desktop or Help Desk role, we need someone experienced with software support using SQL and ensuring customer satisfaction in every step of the client...


  • Hartford, United States Oliver James Associates Full time

    Company Description: We are a leading financial services company operating in the insurance sector. Our company is committed to delivering excellence in financial reporting and ensuring compliance with statutory regulations. We offer a dynamic and collaborative work environment where individuals are empowered to innovate and grow in their careers. Job...


  • Hartford, United States Beta Full time

    Description In the ever-evolving realm of traffic engineering, from V2I to P2P to ATSPM, transformative changes are taking place. BETA stands at the forefront of these technological strides and is actively seeking to expand our team with individuals who are passionate about innovation and adept at problem-solving. We currently have an exciting opportunity...


  • Hartford, United States Community Solutions Full time

    **Job Overview**: The Director of Buildings and Grounds will be the lead for all aspects of Swift Factory's leasing, marketing, and property management operations. You will oversee efforts to engage the community and ensure Swift's diverse, small business tenants receive best-in-class property/office management service. **About North Hartford...


  • Hartford, United States BETA GROUP INC Full time

    Job DescriptionJob DescriptionDescription:In the ever-evolving realm of traffic engineering, from V2I to P2P to ATSPM, transformative changes are taking place. BETA stands at the forefront of these technological strides and is actively seeking to expand our team with individuals who are passionate about innovation and adept at problem-solving. We currently...


  • Hartford, United States Connecticut Children's Medical Center Full time

    SUMMARY The Hematology & Oncology Division strives to deliver bone marrow transplant clinical services to children that includes: stem cell therapies for leukemia, myelodysplastic and myeloproliferative disease, solid tumors such as neuroblastoma and relapsed Wilms tumor, bone marrow failure syndromes, relapsed Hodgkin lymphoma, sickle cell disease and...


  • Hartford, United States MRINetwork Jobs Full time

    Job DescriptionJob DescriptionThe Senior Engineer in Transmission System Planning is responsible for planning an efficient and reliable electrical transmission grid in CT, MA and NH utilizing the latest industry software and methods. If you are a power systems engineer who is seeking a dynamic professional growth opportunity, this is your chance to join a...


  • Hartford, United States MRINetwork Jobs Full time

    Job DescriptionJob DescriptionThe Senior Engineer in Transmission System Planning is responsible for planning an efficient and reliable electrical transmission grid in CT, MA and NH utilizing the latest industry software and methods. If you are a power systems engineer who is seeking a dynamic professional growth opportunity, this is your chance to join a...

  • Associate General Counsel

    Found in: Lensa US P 2 C2 - 2 weeks ago


    Hartford, United States Kuraray America , Inc. Full time

    Details: Posted: Monday, October 2, 2023 Level: Management / Confidential (Executive 1) Hours: Full-time, 40 hours per week Closing Date: Applications will be accepted until the position is filled, with materials submitted by 5:00pm (EST) on Wednesday, October 25, 2023 , receiving priority consideration. Location: System Office 61 Woodland Street Hartford,...

  • Insurance Accredited Financial Examiner(Hybrid)

    Found in: Talent US 2 C2 - 2 weeks ago


    Hartford, United States State of Connecticut Full time

    Introduction The , Connecticut Insurance Department , is looking to hire an for the Department of Insurance, Field Financial Examination Unit. WHAT WE CAN OFFER YOU Competitive starting salary A Platinum Healthcare Plan, the nation’s best for state employees and dependents, according to a report by Georgetown’s Center on Health Insurance...

  • Associate General Counsel, Contracts

    Found in: Jooble US O C2 - 3 weeks ago


    Hartford, CT, United States Kuraray America, Inc. Full time

    Details: Posted: Monday, October 2, 2023 Level: Management / Confidential (Executive 1) Hours: Full-time, 40 hours per week Closing Date: Applications will be accepted until the position is filled, with materials submitted by 5:00pm (EST) on Wednesday, October 25, 2023 , receiving priority consideration. Location: System Office 61 Woodland...


  • Hartford, United States H2O POWER Full time

    Senior Health, Safety and Environmental Specialist – REMOTE, CANADA Senior Health, Safety and Environmental Specialist – REMOTE, CANADA The Company Headquartered in Oshawa, Ontario, H2O Power operates 8 hydroelectric generating stations located in Ontario and is the third largest provider of hydroelectric power in the province. H2O is majority-owned by...

  • Risk Manager

    Found in: Careerbuilder One Red US C2 - 4 days ago


    Hartford, CT, United States XL Group Full time

    DescriptionRisk Manager - Financial Risk Management UK - London, US - Stamford, New York or HartfordThe Risk Manager is key in supporting the Financial Risk Center of Excellence (FRM COE). The position will focus on the identification, assessment, measurement, monitoring, management and reporting of all credit and country risk embedded activities undertaken...

  • Associate General Counsel

    Found in: Jooble US O C2 - 3 weeks ago


    Hartford, CT, United States Kuraray America, Inc. Full time

    Details: Posted: Monday, October 2, 2023 Level: Management / Confidential (Executive 1) Hours: Full-time, 40 hours per week Closing Date: Applications will be accepted until the position is filled, with materials submitted by 5:00pm (EST) on Wednesday, October 25, 2023 , receiving priority consideration. Location: System Office 61 Woodland...