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Senior Compliance Analyst
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St. Louis, United States Stifel Full timeSummaryThe Senior Compliance Analyst – Regulatory Affairs conducts independent reviews related to regulatory inquiries and examinations. The Senior Compliance Analyst will gather and validate data to draft responses for regulatory and/or examination requests. The Senior Compliance Analyst brings closure to business issues and questions or requests across...
Senior Lead Compliance Officer
4 months ago
Provide leadership and guidance to Private Wealth Trust and Fiduciary Investments and Bank trading desk on various regulatory and policy requirements covering investments and trading activities for agency and trust accounts. Perform assessment and ch Compliance Officer, Lead, Compliance, Officer, Senior, Business, Banking, Business Services
