Senior Compliance Manager

1 week ago


St Louis, Missouri, United States WELLS FARGO BANK Full time
Position Overview:

Wells Fargo is in search of a Senior Compliance Manager to be an integral part of the Consumer Lending Compliance division within Corporate Risk. This role is pivotal in ensuring adherence to compliance standards and regulations that govern our operations.

Key Responsibilities:
  • Oversee and evaluate compliance programs within business units, ensuring alignment with regulatory requirements.
  • Provide expert consultation on compliance risks associated with various projects and initiatives across multiple business lines.
  • Develop and implement compliance risk management frameworks that adhere to federal, state, and corporate policies.
  • Guide the Front Line in executing compliance-related decisions and address challenges effectively.
  • Conduct thorough assessments and provide independent, credible feedback on compliance standards.
  • Advise business units on corrective action plans and regulatory changes.
  • Report compliance findings and present recommendations to management and relevant committees.
  • Identify opportunities for enhancing processes and developing robust risk controls.
  • Exercise independent judgment while gaining insights into policies, procedures, and compliance mandates.
  • Monitor compliance issues, ensuring timely reporting and remediation of deficiencies.
  • Collaborate with various stakeholders to resolve compliance challenges and achieve strategic objectives.
  • Engage with Audit, Legal, and regulatory bodies on compliance matters.
Qualifications:

Required:
  • A minimum of 5 years of experience in compliance or a related field.
Preferred:
  • In-depth knowledge of enterprise compliance programs and policies.
  • Experience managing compliance inquiries across diverse business lines.
  • Proficiency in Microsoft Excel and PowerPoint.
  • Experience in data analytics and addressing compliance issues.
  • Ability to lead cross-functional initiatives to enhance compliance processes.
  • Strong interpersonal skills to influence stakeholders at all levels.
  • Demonstrated ability to advise management on risk management strategies.
  • Exceptional communication skills, capable of conveying complex information clearly.
Work Expectations:
  • This position supports a hybrid work environment.
  • Willingness to work onsite as required.
  • This role does not offer VISA sponsorship.
Diversity Commitment:

Wells Fargo values diversity and inclusion in the workplace, welcoming applications from all qualified candidates regardless of background. We are committed to building strong customer relationships while maintaining a culture focused on risk management and compliance.

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