Compliance Officer

1 week ago


Troy, United States BCI - Brokerage Consultants Inc Full time

Compliance Officer

| Troy, MI

Growing investment advisory firm seeks experienced Compliance Officer to join their team to provide regulatory support.

Responsibilities: Monitor and interpret regulatory developments, ensure the firm's operations are compliant with all rules/regulations Develop, update, and implement compliance policies/procedures to mitigate risk and maintain a robust compliance framework Conduct risk assessments to identify potential compliance vulnerabilities and develop strategies to mitigate these risks Provide compliance training to investment advisors, ensuring a thorough understanding of regulatory requirements and best practices Perform internal audits and reviews to assess compliance with established policies and procedures Prepare reports for management and regulatory bodies, documenting compliance efforts, violations, and resolutions

Requirements: Bachelor's degree 10+ years compliance experience Series 65 license Strong understanding of financial regulations (SEC, FINRA, etc.) Excellent analytical skills with an ability to interpret complex regulations and assess their impact on the business Exceptional communication/interpersonal skills to collaborate with members of the investment team Detail-oriented with a proactive approach to identifying and addressing compliance issues #J-18808-Ljbffr


  • Compliance Officer

    3 weeks ago


    Parsippany-Troy Hills, United States Summit Financial Full time

    Job Description:Summit Financial LLC is seeking an engaged, detail oriented and self-motivated Compliance Officer to join its Compliance Department. The Compliance Officer will be responsible for day to day compliance functions relating to our investment advisory business. The individual must have knowledge of the Investment Advisers Acts and experience with...


  • Troy, United States Select Source International Full time

    Job DescriptionJob DescriptionJob Title: Compliance Coordinator Location: 100% RemoteDuration: 5+months (Possible extension)Schedule: Monday - Friday 8:30 am - 5pmJob Description:**Remote Position - candidates required to be in central or eastern time zone** Position will be reviewing calls submitted through the Compliance Hotline and FWA referrals from...


  • Troy, United States Global Technology Associates Full time

    Job DescriptionJob DescriptionCompliance Coordinator Job ID: 24-00253Location: Troy, MI (Remote) - candidates required to be in the Eastern or Central Time Zone Pay Rate: $20-$23/hourWork Schedule: 100% Remote - 8:00 a.m. - 4:30 p.m. Monday - Friday Additional Benefits: Health, Dental, Vision, 401(k), company-paid holidays and more!Type of hire: Contract...

  • Analyst, Compliance

    1 month ago


    Troy, Michigan, United States Magna International Inc. Full time

    Job Number: 63789 Group: Magna Corporate Division: Magna Services of America (Troy Office) Job Type: Permanent/Regular Location: TROY Work Style: Hybrid About usWe see a future where everyone can live and move without limitations. That's why we are developing technologies, systems and concepts that make vehicles safer and cleaner, while serving our...

  • Analyst, Compliance

    1 month ago


    Troy, Michigan, United States Magna International Full time

    Job Number: 63789 Group: Magna Corporate Division: Magna Services of America (Troy Office) Job Type: Permanent/Regular Location: TROY Work Style: Hybrid About usWe see a future where everyone can live and move without limitations. That's why we are developing technologies, systems and concepts that make vehicles safer and cleaner, while serving our...


  • Troy, United States InfiCare Technologies Full time

    Job DescriptionJob DescriptionJob Description:REMOTE - Compliance Coordinator Troy, MI 48083Duration: 6 Months (Remote)Shifts: Monday - Friday 8:30 am - 5pm, 40 hours/weekMinimum Years of Experience: One (1)# of Positions: 1Pay Rate: $22/hour on W2 + benefits (Depending on Experience)JOB DETAILS:Summary:**Remote Position - candidates required to be in...


  • Troy, Michigan, United States Henry Ford Health System Full time

    GENERAL SUMMARY:The Medicare Part D Compliance Specialist oversees the HAP Part D program to assure that the program meets all CMS compliance requirements with the goal of achieving best practices. Critical components include oversight of PBM set-up, review and interpretation of new regulatory requirements and monitoring of internal departmental processes...

  • Office Coordinator

    3 weeks ago


    Troy, United States Outdoor Enterprise Full time

    Job Title: Accounting & Office CoordinatorCompany Overview: Join our family-owned civil construction company as our Accounting & Office Coordinator, where you'll play a pivotal role in managing our accounting and contract paperwork and ensuring the smooth operation of our office. We take pride in our commitment to quality work and a great team culture, and...

  • Office Coordinator

    3 weeks ago


    Troy, United States Outdoor Enterprise Full time

    Job Title: Accounting & Office CoordinatorCompany Overview: Join our family-owned civil construction company as our Accounting & Office Coordinator, where you'll play a pivotal role in managing our accounting and contract paperwork and ensuring the smooth operation of our office. We take pride in our commitment to quality work and a great team culture, and...

  • Office Manager

    2 weeks ago


    Troy, United States CSF Logistics Full time

    Job Overview: **Duties**: - Keep track of carriers, and update sales staff - Enter orders into our computer system - Manage postings, and be able to adjust pricing accordingly - Schedule carriers for pick up and drop off times. - Be responsible for carrier compliance and payment information - Track and manage carrier payment - Strong team management and...


  • Troy, United States Henry Ford Health System Full time

    GENERAL SUMMARY: The Medicare Part D Compliance Specialist oversees the HAP Part D program to assure that the program meets all CMS compliance requirements with the goal of achieving best practices. Critical components include oversight of PBM set-up, review and interpretation of new regulatory requirements and monitoring of internal departmental processes...


  • Troy, United States Soder Recruiting Full time

    Chief Financial Officer The Chief Financial Officer (CFO) is a senior-level executive who is responsible for the financial management of an organization. The CFO reports directly to the CEO and is responsible for developing and implementing the organization's financial strategy. The CFO also oversees the organization's accounting, treasury, and risk...


  • Troy, United States Soder Recruiting Full time

    Job DescriptionJob DescriptionChief Financial OfficerThe Chief Financial Officer (CFO) is a senior-level executive who is responsible for the financial management of an organization. The CFO reports directly to the CEO and is responsible for developing and implementing the organization's financial strategy. The CFO also oversees the organization's...


  • Troy, Michigan, United States Rehmann Full time

    Job DescriptionAre you seeking a role in management where you can truly make a difference in the lives of patients? Do you want to work in a state-of-the-art environment focused on excellence, quality care, and advanced treatments in wound care and podiatry? Atlas Medical Group has the perfect opportunity for you. We are currently looking for a Medical...

  • Mortgage Loan Officer

    2 weeks ago


    Troy, United States Mortgagepros Llc Full time

    Job DescriptionJob DescriptionJob descriptionMortgagePros is looking for experienced, licensed Mortgage Loan Officers to join our expanding team! As a Loan Officer, you'll be building relationships with clients while helping to provide them with products that best fit their needs. Here at MortgagePros, you will be working with the best Team Leaders,...

  • Mortgage Loan Officer

    3 weeks ago


    Troy, United States Mortgagepros Llc Full time

    Job DescriptionJob DescriptionJob descriptionMortgagePros is looking for experienced, licensed Mortgage Loan Officers to join our expanding team! As a Loan Officer, you'll be building relationships with clients while helping to provide them with products that best fit their needs. Here at MortgagePros, you will be working with the best Team Leaders,...

  • Mortgage Loan Officer

    1 month ago


    Troy, United States Mortgagepros Llc Full time

    Job DescriptionJob DescriptionJob descriptionMortgagePros is looking for experienced, licensed Mortgage Loan Officers to join our expanding team! As a Loan Officer, you'll be building relationships with clients while helping to provide them with products that best fit their needs. Here at MortgagePros, you will be working with the best Team Leaders,...

  • Loan Officer

    1 week ago


    Troy, United States Lending Force Full time

    Description Are you looking to elevate your career? Join a team that recognizes expertise and welcomes avenues for advancement. An attractive compensation package, comprising hourly rates and bonuses, is ready for you. Immerse yourself in a contemporary workplace that nurtures teamwork and ingenuity, shaping the landscape of mortgage services. If you possess...


  • Troy, United States Doeren Mayhew CPAs and Advisors Full time

    Job DescriptionJob DescriptionDoeren Mayhew is a $150 Million certified public accounting and advisory firm headquartered in Troy, Michigan with offices in Houston, Miami, Dallas, Charlotte, Tampa, Grand Rapids, Zurich, and London. Founded in 1932, Doeren Mayhew is recognized as an Inside Public Accounting Top 100 public accounting firm. Today we are a Top...


  • Troy, United States Witte Bros. Exchange Full time

    About Us: Witte Bros. Exchange, Inc. is a 75-year-old niche transportation and warehousing company with a young heart. We are preparing ourselves for great growth over the next ten years and are looking for a talented CFO to help us on our journey. We are family-owned and believe in hard work and having fun while providing America with fresh frozen food. We...