Compliance Analyst
2 weeks ago
About Client:
The Client also is the largest financial services group and one of the largest banks in Southeast Asia. It offers a wide range of banking and financial services, including consumer banking, corporate banking, investment banking, asset management, Islamic banking, insurance, and other related services.
Client is also known for its commitment to corporate social responsibility initiatives, including various community development programs, environmental sustainability efforts, and educational initiatives.
Salary Range: $70K-$95K/Annum
Job Description:
Responsibilities:
- Assist both the Head, Compliance and Executive, Compliance to monitor the Branch’s compliance with local laws, regulations, guidelines and standards, as well as Head Office requirements through the implementation of the Branch’s Compliance Plan, strategies and initiatives.
- To provide assistance to Branch and Head Office regarding compliance-related issues in the absence of Head, Compliance or Executive, Compliance.
- Perform due diligence for possibly suspicious cases and/or alerts raised in Branch’s Anti-Money Laundering system.
- Conduct bi-weekly and other ad-hoc searches upon notification by FinCEN. and prepare e-file Suspicious Activity reports to the relevant regulatory check all applicable files (Customer List, Board of Directors, SWIFT Payees, Demand Deposit Account Signatories, Beneficial Owners-Shareholders, Beneficial Owners-Control Persons lists, vendors and associated persons, parties on inward checks, and employees) for possible positive matches on Dow Jones.
- Conduct OFAC Sanctions Filter Integrity Testing on Sanctions screening system upon each OFAC SDN update.
- Conduct daily reviews of all OFAC interdicted transactions in Branch’s sanctions system for possible OFAC violations.
- Seek relevant customer information from operating departments on any OFAC Sanctions screening system pending transactions.
- Assist Head, Compliance or Executive, Compliance in the management of Internal Control Questionnaires (ICQs), and conduct relevant Compliance reviews based on the ICQs.
About ApTask:
Join ApTask, a global leader in workforce solutions and talent acquisition services, as we shape the future of work. We offer a comprehensive suite of offerings, including staffing and recruitment services, managed services, IT consulting, and project management, providing unparalleled opportunities for professional growth and development. As a member of our dynamic team, you'll have the chance to connect businesses with top-tier professionals, optimize workforce performance, and drive success for our clients across diverse industries. If you are passionate about excellence, collaboration, and innovation, and aspire to make a meaningful impact in the world of work, come join us at ApTask and be a part of our mission to empower organizations to thrive.
Applicants may be required to attend interviews in person or by video conference. In addition, candidates may be required to present their current state or government issued ID during each interview.
Candidate Data Collection Disclaimer:
At ApTask, we prioritize safeguarding your privacy. As part of our recruitment process, certain Personally Identifiable Information (PII) may be requested by our clients for verification and application purposes. Rest assured, we strictly adhere to confidentiality standards and comply with all relevant data protection laws. Please note that we only collect the necessary information as specified by each client and do not request sensitive details during the initial stages of recruitment.
If you have any concerns or queries about your personal information, please feel free to contact our compliance team at .
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