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Compliance Analyst

2 months ago

New York, United States Solve IT Strategies, Inc. Full time

Solve IT Strategies is looking for a Compliance Analyst. This role is located at New York, NY.

The Main Responsibilities of a person are:

  • Assisting in the development and enhancement of transaction monitoring and screening models. This includes conceptualizing new TM scenarios, testing, tuning and deployment to production environments
  • Performing periodic reviews and assessments of the effectiveness of the transaction monitoring and screening processes.
  • Build or enhance systems to automate monitoring and alerting
  • Monitor and optimize the performance of queries, ensuring fast response times and efficient data retrieval
  • Pulling metrics specific to TM / Screening, building reports and dashboards
  • Triage of issues identified, determination of Root Cause, and remediation of the issue.
  • Management of daily BAU activities such as kicking off technical jobs, and actioning Jira requests.
  • Collaborating with cross-functional teams, such as Compliance, Risk, Data Science and Investigations, to ensure compliance with AML (Anti-Money Laundering) regulations and requirements.
  • Work towards multiple deadlines to deliver ad-hoc & strategic projects
Skills:
  • Prior experience in transaction monitoring and screening within the financial services industry.
  • Developed or tuned Transaction Monitoring scenarios or configured Screening systems
  • Strong knowledge of AML (Anti-Money Laundering) regulations and compliance requirements.
  • Python and Advanced SQL: Must be adept at scripting in Python, particularly for data manipulation and integration tasks, and have a solid grasp of advanced SQL techniques for querying, transformation.
  • Apache Airflow: Experience in building, deploying, and optimizing DAGs in Airflow or a similar tool.
  • GitHub: Experience with version control, branching, and collaboration on GitHub.
  • Experience with data engineering and being able to manipulate big datasets
  • Translate vague and complex requests into clear and actionable requirements
  • Effectively manage workload by prioritizing ad-hoc requests and ongoing BAU commitments
  • Maintaining and updating documentations relating to the Infrastructure and Integrations for the TM & Screening Systems.
  • Strong analytical and problem-solving skills.
  • Excellent written and verbal communication skills.
  • Ability to work collaboratively with cross-functional teams.
  • A quick learner and a team player who enjoys building and doing hands-on work.

Nice to haves:

  • Interest in Crypto or prior experience working in the crypto industry
  • Experience in conducting investigations and analyzing suspicious transactions.
  • Familiarity with KYC (Know Your Customer) and CDD (Customer Due Diligence) processes.
  • Experience with agile methodologies and sprint planning
  • Experience in using Machine Learning to build supervised learning models
Education:

Adjust as needed