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Compliance Analyst
2 months ago
Solve IT Strategies is looking for a Compliance Analyst. This role is located at New York, NY.
The Main Responsibilities of a person are:
- Assisting in the development and enhancement of transaction monitoring and screening models. This includes conceptualizing new TM scenarios, testing, tuning and deployment to production environments
- Performing periodic reviews and assessments of the effectiveness of the transaction monitoring and screening processes.
- Build or enhance systems to automate monitoring and alerting
- Monitor and optimize the performance of queries, ensuring fast response times and efficient data retrieval
- Pulling metrics specific to TM / Screening, building reports and dashboards
- Triage of issues identified, determination of Root Cause, and remediation of the issue.
- Management of daily BAU activities such as kicking off technical jobs, and actioning Jira requests.
- Collaborating with cross-functional teams, such as Compliance, Risk, Data Science and Investigations, to ensure compliance with AML (Anti-Money Laundering) regulations and requirements.
- Work towards multiple deadlines to deliver ad-hoc & strategic projects
- Prior experience in transaction monitoring and screening within the financial services industry.
- Developed or tuned Transaction Monitoring scenarios or configured Screening systems
- Strong knowledge of AML (Anti-Money Laundering) regulations and compliance requirements.
- Python and Advanced SQL: Must be adept at scripting in Python, particularly for data manipulation and integration tasks, and have a solid grasp of advanced SQL techniques for querying, transformation.
- Apache Airflow: Experience in building, deploying, and optimizing DAGs in Airflow or a similar tool.
- GitHub: Experience with version control, branching, and collaboration on GitHub.
- Experience with data engineering and being able to manipulate big datasets
- Translate vague and complex requests into clear and actionable requirements
- Effectively manage workload by prioritizing ad-hoc requests and ongoing BAU commitments
- Maintaining and updating documentations relating to the Infrastructure and Integrations for the TM & Screening Systems.
- Strong analytical and problem-solving skills.
- Excellent written and verbal communication skills.
- Ability to work collaboratively with cross-functional teams.
- A quick learner and a team player who enjoys building and doing hands-on work.
Nice to haves:
- Interest in Crypto or prior experience working in the crypto industry
- Experience in conducting investigations and analyzing suspicious transactions.
- Familiarity with KYC (Know Your Customer) and CDD (Customer Due Diligence) processes.
- Experience with agile methodologies and sprint planning
- Experience in using Machine Learning to build supervised learning models
Adjust as needed