Compliance Officer

Compliance Consultancy Director - Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Ref: 4015G3 $200K - $220K + Bonus + Benefits New York City Our Client, a growing and dynamic regulatory consulting firm based in New York and London, are looking to hire an experienced compliance professional to join their New York Regulatory...

Compliance Consultancy Director – Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Ref: 4015G3 $200K - $220K + Bonus + Benefits   New York City Our Client, a growing and dynamic regulatory consulting firm based in New York and London, are looking to hire an experienced compliance professional to join their New York Regulatory...

Will include conducting beneficial owner and control person due diligence on participants in transactions as well as assisting with GPIM client and collective investment vehicle investor AML/ KYC on-boarding. The Compliance Officer is located in our Compliance Officer, Officer, Compliance, Investment, Asset Manager, Banking

Compliance Officer (New York, NY): Our client, a $2B+ private equity fund is currently looking to fill a newly created position as their Compliance Officer. Supporting the Chief Compliance Officer and Associate General Counsel, this position offers the chance to engage in various areas such as compliance, governance, marketing, ESG, and deal-related affairs....

Compliance Officer (New York, NY): Our client, a $2B+ private equity fund is currently looking to fill a newly created position as their Compliance Officer. Supporting the Chief Compliance Officer and Associate General Counsel, this position offers the chance to engage in various areas such as compliance, governance, marketing, ESG, and deal-related affairs....

Compliance Officer (New York, NY): Our client, a $2B+ private equity fund is currently looking to fill a newly created position as their Compliance Officer. Supporting the Chief Compliance Officer and Associate General Counsel, this position offers the chance to engage in various areas such as compliance, governance, marketing, ESG, and deal-related affairs....

LoadingSorry to interruptCSS Error Compliance Officer, Trading Compliance LocationNew York PostedPosted 40 Days Ago CodeREQ5643 Balyasny Asset Management is seeking an experienced Compliance Officer for its New York office. The employee will report to a Senior Compliance Officer and will work closely with both the Compliance and Legal Departments....

Our client, a dynamic, for-profit Behavioral Healthcare Company is looking to hire a Compliance Officer for their Union Square location in NYC! This is an on-site role working Monday to Friday 9am to 5pm. Are you passionate about ensuring adherence to regulations and standards within the healthcare industry? Do you thrive on conducting in-depth research,...

Our client, a dynamic, for-profit Behavioral Healthcare Company is looking to hire a Compliance Officer for their Union Square location in NYC! This is an on-site role working Monday to Friday 9am to 5pm. Are you passionate about ensuring adherence to regulations and standards within the healthcare industry? Do you thrive on conducting in-depth research,...

***Please note that candidates must have a Compliance background related to Markets / Trading with the ability to create and write out Supervisory procedures in the space.*** Client: Banking Location: Charlotte, NC or New York, NY (Must be able to sit onsite 3 days per week.) Length: 9+ month Assignment Pay: $55 - $60/hour W2 (No Corp-to-Corp) Skills: ...

LoadingSorry to interruptCSS Error Compliance Officer, Trading Compliance PostedPosted 35 Days Ago CodeREQ5643 With respect to NY- and CA-based applicants, the starting base pay range for this role is between $120000 and $150000 annually. The actual base pay is dependent upon several factors, including, but not limited to, relevant experience,...

LoadingSorry to interruptCSS Error Compliance Officer, Trading Compliance PostedPosted 42 Days Ago CodeREQ5643 With respect to NY- and CA-based applicants, the starting base pay range for this role is between $120000 and $150000 annually. The actual base pay is dependent upon several factors, including, but not limited to, relevant experience,...

Exclusive and highly coveted opportunity to work directly under a General Counsel and Chief Compliance Officer who is regarded as one of the best in the hedge fund business.This new hire will sit in a #2 seat absorbing the knowledge, training, and dedication of this incredible individual who oversees the entirety of the legal and compliance program for this...

***Please note that candidates must have a Compliance background related to Markets / Trading with the ability to create and write out Supervisory procedures in the space.***Client: BankingLocation: Charlotte, NC or New York, NY (Must be able to sit onsite 3 days per week.)Length: 9+ month AssignmentPay: $55 - $60/hour W2 (No Corp-to-Corp)Skills:Previous...

***Please note that candidates must have a Compliance background related to Markets / Trading with the ability to create and write out Supervisory procedures in the space.***Client: BankingLocation: Charlotte, NC or New York, NY (Must be able to sit onsite 3 days per week.)Length: 9+ month AssignmentPay: $55 - $60/hour W2 (No Corp-to-Corp)Skills:Previous...

Title: Crypto Compliance OfficerLocation: New York, NY (hybrid)Company: Broker Dealer in the Crypto SectorA large broker-dealer is seeking a skilled and experienced Crypto Compliance Officer to join their team and oversee the crypto sector of the firm based in New York. The ideal candidate will have a solid background working with FINRA/SEC regulations and...

Title: Crypto Compliance OfficerLocation: New York, NY (hybrid)Company: Broker Dealer in the Crypto SectorA large broker-dealer is seeking a skilled and experienced Crypto Compliance Officer to join their team and oversee the crypto sector of the firm based in New York. The ideal candidate will have a solid background working with FINRA/SEC regulations and...

Our client, a large organization with recently revised remote guidelines, is looking for a Contract HR Compliance Officer who will be tasked with ensuring the organization's employment policies align with the needs of a dispersed workforce. Alongside a deep knowledge of labor law, this position demands effective communication skills for seamless...

Job DescriptionJob DescriptionChief Compliance OfficerLocation: Hybrid in New York City The Chief Compliance Officer will be responsible for developing and supporting the implementation of a program to ensure compliance with all relevant legal and regulatory requirements for Melio Payments, Inc. and its state money transmission licensed affiliate Melio...

Regulatory Compliance is responsible for developing and maintaining a Compliance Management Program (CMP) for the Bank that reasonably ensures compliance with consumer protection laws and regulations, addresses associated risks of harm to consumers and customers, and integrates consumer compliance into the day-to-day responsibilities of its management and...