Compliance Manager, Board and Committee Reporting

2 months ago

Mount Laurel, United States TD Bank Full time

Work Location:
Mount Laurel, New Jersey

Hours:
40

Pay Details:
$86,840 - $139,360 USD

Line of Business:
Compliance

**Job Description**:
Department Overview:
The Compliance Manager, Board and Committee Reporting is responsible for collaborating with Compliance partners and other TD colleagues to gather, aggregate, analyze and publish reports that contain regulatory content and data providing insight to Executive Management and multiple Board Committees. This role is responsible for preparing presentations and memos that adhere to reporting standards and procedures; Maintaining reporting schedules and procedures; Obtaining report content from internal staff and source systems, Consolidating, reviewing and challenging draft content for accuracy, and consistency with reporting standards; Coordinating Executive reviews; Retaining / archiving all required approvals and final versions of reports, where required; Submitting final materials for presentation; and drafting Talking points for executives presentations

Some background that may be helpful in performing this role and would be considered preferred background and experience for this role include:

- Experience in Consumer Banking Compliance Laws Rules and Regulations
- Strong writing, editorial and communication skills
- Strong analytical skills and attention to detail
- Proficiency in PowerPoint, Excel. Adobe and other data visualization tools such as Tableau, and Power BI
- Comfortable using both logic and creative thinking to solve problems.
- Experience creating reports, including dashboards, charts and graphs.
- Prior experience successfully engaging and partnering with varying levels of associates across the enterprise.

The above details are specific to the role which is outlined in the general description below.

**Job Description**:
The Compliance Business Oversight Manager provides advice, support and objective guidance to assigned portfolio, business or function on development and maintenance of all aspects of Compliance/Center of Excellence programs in line with the Bank's risk philosophy and strategic direction.

Depth & Scope:

- Works independently and is accountable for managing a specialized Compliance function or area
- Provides comprehensive coverage for a significant business or functional area across all legal entities and jurisdictions where TD operates
- Provides advanced analysis and/or specialized reporting to support business partners, functional areas or centers of expertise
- Provides guidance and support to analysts on matters related to portfolio and specialty
- Contact for business management, dealing with non-routine information
- Manages/assists with regulatory reviews including inquiries, audits, and exams
- Identifies and leads problem resolution for project/program complex requirements related issues at all levels

Education & Experience:

- Undergraduate degree preferred or equivalent work experience
- 7+ years relevant experience
- Relevant professional designations and/or certifications as required
- Advanced knowledge of a variety of products and services, systems, and compliance advisory standards, procedures, laws, rules and regulations
- Knowledge of risk management environment, standards and regulations
- Knowledge of current and emerging trends
- Ability to lead, plan, implement and evaluate program/project activities to ensure completion of initiatives
- Ability to contribute to strategic direction of the Compliance advisory function and provide advice to senior leadership
- Skill in mentoring and coaching
- Skill in using advanced analytical software tools, data analysis methods and specialized reporting techniques
- Ability to communicate effectively in both oral and written form
- Ability to work collaboratively and build relationships across teams and functions
- Ability to work successfully as a member of a team and independently
- Ability to exercise sound judgement in making decisions
- Ability to analyze, organize and prioritize work while meeting multiple deadlines
- Ability to handle confidential information with discretion

Preferred background and experience for this role include:

- Experience in Consumer Banking Compliance Laws Rules and Regulations
- Strong writing, editorial and communication skills
- Strong analytical skills and attention to detail
- Proficiency in PowerPoint, Excel. Adobe and other data visualization tools such as Tableau, and Power BI
- Comfortable using both logic and creative thinking to solve problems.
- Experience creating reports, including dashboards, charts and graphs.
- Prior experience successfully engaging and partnering with varying levels of associates across the enterprise.

Customer Accountabilities:

- Proactively advises the business of new and changed Compliance regulatory and/or policy changes
- Formulates relevant and meaningful insights from data analysis and leads on the interpretation of complex business issues, generates multifaceted insights and ide

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