Transaction Reporting Specialist

1 week ago

Nashville, United States UBS Full time
Your role

Do you have strong data analytics skills? How about experience with risk and controls? Are you looking for an area with a high rate of change and automation?

We are looking for a Regulatory Reporting Specialist within the Regulatory Transaction Reporting (RTR) Americas team to:

• gain full understanding of the impact of the SEC, CFTC and Canada regulation of certain OTC Derivatives trades
• investigate and remediate trade reporting breaks to the SEC, CFTC and Canada.
• perform daily, weekly and monthly RTR Americas controls to ensure complete, accurate and timely reporting
• raise production issues appropriately and timely, and escalate as needed
• ensure proper governance is maintained with regards to the processes and controls performed
• coordinate with other global RTR teams and stakeholders, including Integrated Middle Office teams, Regulatory Maintenance teams and Compliance to properly address issues raised
• participate in initiatives impacting Regulatory Transaction Reporting. including ongoing digital transformation with regional and global impact

Your team

The Regulatory Transaction Reporting Team within Investment Bank (IB) Operations is based in Nashville and represents the US-based team that manages RTR functions for the Americas regulators, including CFTC, Canadian regulators and the SEC. We work with our global RTR teams daily along with other internal stakeholders including, Integrated Middle Office teams, Regulatory Maintenance teams and Compliance.

Your expertise

• a degree in any discipline will be considered, but preferably in Finance / Economics / Business Management
• inquisitive with analytical and risk-aware mindset
• excellent verbal and written communication skills
• team-oriented, while able to complete tasks independently
• securities background would be advantageous
• knowledge of investment bank products, trade life cycle, and trade booking models will be a strong advantage
• experience in operational risk and control / operations / audit in the financial services industry
• escalation awareness
Proven track record in challenging processes and procedures and operating with a control focused mind-set is essential.
• innovative approach to solving day-to-day process problems

*LI-UBS

About us

UBS is the world's largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors..

We have a presence in all major financial centers in more than 50 countries.

Join us

At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.

From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we're more than ourselves. Ready to be part of #teamUBS and make an impact?

Disclaimer / Policy Statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

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