Manager, Regulatory Accounting
2 weeks ago
Job Description:The RoleAs a Manager, Regulatory Accounting, this role is responsible for oversight of the workflow to ensure accuracy and timely delivery of audit package materials. The team supports regulatory filings for 40 act mutual funds, ETFs, institutional accounts and alternative products including private credit funds. Data analysis and enrichment is a key component of the role. Requires collaboration with the management team to set direction, develop talent and lead process improvement initiatives.The Expertise and Skills You BringBachelor's degree in accounting/finance (preferred).Strong working knowledge of Mutual Fund Operations, Accounting or Regulatory Reporting. Alternative products experience a plus.Related Accounting, Finance or Regulatory Reporting ExperienceTheoretical knowledge of Alternative Investments, Accounting & Mutual Fund Industry.Ability to identify and resolve problems associated with work of the team as well as own work; guide the team in responding to customer inquiries and escalates accordingly.Ability to adapt to a constantly evolving regulatory and operations environment.Strong leadership skills and ability to communicate with upstream and downstream business partners.Technical expertise to produce, analyze and enrich large sets of data using accounting system and MS Office tools.Note: Fidelity will not provide immigration sponsorship for this position. The TeamThe Accounting for Regulatory Reporting Compliance (ARRC) Team is responsible for delivering quality accounting system data to internal and external business partners supporting regulatory reporting requirements. The team prepares and delivers over 7k annual audit workpapers supporting mutual funds, private funds and alternative products. Fidelity’s monthly regulatory reporting requirements cannot be met without our team accurately delivering this information in a timely manner. The mission of the team is to deliver quality accounting system data to internal and external business partners supporting regulatory reporting requirements.#Fidelityalts#FFIOALTSCertifications:Category:Investment OperationsMost roles at Fidelity are Hybrid, requiring associates to work onsite every other week (all business days, M-F) in a Fidelity office. This does not apply to Remote or fully Onsite roles.Please be advised that Fidelity’s business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations, including FINRA, among others. Those laws and regulations may restrict Fidelity from hiring and/or associating with individuals with certain Criminal Histories.
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Manager, Regulatory Accounting
2 weeks ago
Westlake, United States Fidelity Investments Full timeJob Description:The RoleAs a Manager, Regulatory Accounting, this role is responsible for oversight of the workflow to ensure accuracy and timely delivery of audit package materials. The team supports regulatory filings for 40 act mutual funds, ETFs, institutional accounts and alternative products including private credit funds. Data analysis and enrichment...
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Manager, Regulatory Accounting
4 days ago
Westlake, TX, United States Fidelity Investments Full timeJob Description: The Role As a Manager, Regulatory Accounting, this role is responsible for oversight of the workflow to ensure accuracy and timely delivery of audit package materials. The team supports regulatory filings for 40 act mutual funds, ETFs, institutional accounts and alternative products including private credit funds. Data analysis and...
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Manager, Regulatory Accounting
6 days ago
Westlake, TX, United States Fidelity Investments Full timeJob Description: The Role As a Manager, Regulatory Accounting, this role is responsible for oversight of the workflow to ensure accuracy and timely delivery of audit package materials. The team supports regulatory filings for 40 act mutual funds, ETFs, institutional accounts and alternative products including private credit funds. Data analysis and...
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Westlake, United States Charles Schwab Full timeYour Opportunity At Schwab, you’re empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us “challenge the status quo” and transform the finance industry together.We Believe in the importance of in-office collaboration and fully intend for the selected candidate for this role to work on site in the...
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Senior Manager Investment Accounting
1 week ago
Westlake, United States Charles Schwab Full timeYour Opportunity At Schwab, you’re empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us “challenge the status quo” and transform the finance industry together.This role provides a unique opportunity for a motivated accounting professional to work with leaders, managers, Accounting Policy,...
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Regulatory Change Management Auditor
1 week ago
Westlake Village, United States AmeriHome Mortgage Company Full timeJob Title:Regulatory Change Management AuditorLocation:CA - Westlake VillageWhat you'll do:The Regulatory Change Management Auditor is responsible for evaluating and ensuring the organization’s adherence to evolving regulatory requirements that impact mortgage loan servicing, including investor, insurer and guarantor requirements. This role involves...
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Regulatory Change Management Auditor
4 weeks ago
Westlake Village, United States Western Alliance Bancorporation Full timeRegulatory Change Management AuditorThe Regulatory Change Management Auditor is responsible for evaluating and ensuring the organization's adherence to evolving regulatory requirements that impact mortgage loan servicing, including investor, insurer, and guarantor requirements. This role involves auditing the processes of external servicing vendors to ensure...
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Regulatory Affairs Specialist
1 week ago
Westlake, OH, United States Global Channel Management Full timeAbout the job Regulatory Affairs Specialist Regulatory Affairs Specialist needs 2+ years experience Regulatory Affairs Specialist requires: Bachelors Degree in Chemistry, Biology, Toxicology or related field. Experience in professional level position in business. Experience with OSHA/TSCA/RCRA/Export regulations desirable. Ability to manage multiple...
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Regulatory Change Management Auditor
4 weeks ago
Westlake Village, United States Western Alliance Bank Full timeJob Title Regulatory Change Management Auditor Location CA - Westlake Village What You’ll Do Evaluate and ensure the organization’s adherence to evolving regulatory requirements that impact mortgage loan servicing, including investor, insurer, and guarantor requirements. Audit the processes of external servicing vendors to ensure that regulatory changes...
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Regulatory Change Management Auditor
2 weeks ago
Westlake Village, CA, United States AmeriHome Mortgage Company, LLC Full timeJob Title: Regulatory Change Management Auditor Location: CA - Westlake Village What you'll do: The Regulatory Change Management Auditor is responsible for evaluating and ensuring the organization's adherence to evolving regulatory requirements that impact mortgage loan servicing, including investor, insurer and guarantor requirements. This role involves...
