Regulatory Change Management Auditor
1 week ago
Job Title:Regulatory Change Management AuditorLocation:CA - Westlake VillageWhat you'll do:The Regulatory Change Management Auditor is responsible for evaluating and ensuring the organization’s adherence to evolving regulatory requirements that impact mortgage loan servicing, including investor, insurer and guarantor requirements. This role involves auditing the processes of external servicing vendors to ensure that regulatory changes are identified, assessed, implemented, and validated. The auditor will work closely with compliance, legal, risk, and operational teams to ensure effective regulatory change governance.Review documentation and evidence supporting compliance with new or amended regulations that impact loan servicing.Ability to assess servicing vendors compliance with applicable federal and state servicing statutes (RESPA, ECOA, TCPA, FDCPA, etc.), and servicing regulatory requirements circulated by agencies including FNMA, FHLMC, FHA, VA, USDA, and the CFPB.Perform impact analysis on every Federal and state regulatory change, as well as changes to guidelines and requirements from FNMA, FHLMC, FHA, VA, and USDA.Identify control gaps and recommend enhancements to mitigate compliance risks.Collaborate with Legal, Compliance, Risk, Business Units and servicing vendors to understand servicing-related regulatory impacts.Identify discrepancies and opportunities for process improvement through analysis of audit findings, management reports, and discussions with servicers.Alert appropriate management levels and internal departments to problems identified during routine reviews. Follow through on all actionable items to ensure full and timely resolution is completed by the responsible parties.Prepare detailed audit reports outlining findings, risks, and corrective actions.Ensure all tasks are completed updated timely within the Enterprise GRC system.Monitor and validate the implementation of agreed-upon remediation plans as required.Stay current on regulatory developments relevant to the organization’s servicing operations.Provide insights on emerging regulatory risks and trends.Create effective quality control and auditing policies and procedures as neededWhat you'll need: 2+ years of related experience in Regulatory Compliance, Risk Management, Internal Audit or similar field.High school diploma required; Bachelor's degree in related field preferred.Intermediate knowledge of general banking operations, including deposit operations, loan administration, treasury management and/or other commercial banking products and services.Intermediate knowledge of applicable regulatory and legal compliance obligations, rules and regulations, industry standards and practices.Intermediate understanding of MS Office.Intermediate ability to foster and build relationships to achieve a common goal.Intermediate speaking and writing communication skills.Compensation: Salary range for new hires is generally $92,450.00 - $114,203.00 for Westlake Village, CA. Salary amount is determined by specific job location. In addition, the role may be eligible for annual bonus/incentives earned and restricted stock.Benefits you’ll love:We offer all the important things you'd want — like competitive salaries, an ownership stake in the company, medical and dental insurance, time off, a great 401k matching program, tuition assistance program, an employee volunteer program, and a wellness program. In addition, you’ll have the opportunity to bolster your business knowledge, learning the ins and outs of how successful companies operate and manage their finances, giving you invaluable hands-on experience to help grow your career
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Regulatory Change Management Auditor
2 weeks ago
Westlake Village, CA, United States AmeriHome Mortgage Company, LLC Full timeJob Title: Regulatory Change Management Auditor Location: CA - Westlake Village What you'll do: The Regulatory Change Management Auditor is responsible for evaluating and ensuring the organization's adherence to evolving regulatory requirements that impact mortgage loan servicing, including investor, insurer and guarantor requirements. This role involves...
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Regulatory Change Management Auditor
5 days ago
Westlake Village, California, United States Western Alliance Bank Full timeJob Title:Regulatory Change Management AuditorLocation:CA - Westlake VillageWhat you'll do:The Regulatory Change Management Auditor is responsible for evaluating and ensuring the organization's adherence to evolving regulatory requirements that impact mortgage loan servicing, including investor, insurer and guarantor requirements. This role involves auditing...
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Regulatory Change Management Auditor
4 weeks ago
Westlake Village, United States Western Alliance Bancorporation Full timeRegulatory Change Management AuditorThe Regulatory Change Management Auditor is responsible for evaluating and ensuring the organization's adherence to evolving regulatory requirements that impact mortgage loan servicing, including investor, insurer, and guarantor requirements. This role involves auditing the processes of external servicing vendors to ensure...
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Regulatory Change Management Auditor
4 weeks ago
Westlake Village, United States Western Alliance Bank Full timeJob Title Regulatory Change Management Auditor Location CA - Westlake Village What You’ll Do Evaluate and ensure the organization’s adherence to evolving regulatory requirements that impact mortgage loan servicing, including investor, insurer, and guarantor requirements. Audit the processes of external servicing vendors to ensure that regulatory changes...
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Senior Auditor, Broker Dealer/Asset Management
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Westlake, TX, United States Charles Schwab Full timeYour opportunity The Internal Audit Department (IAD) of The Charles Schwab Corporation provides independent and objective assessments to figure out whether all significant risks are identified and appropriately reported by management and risk functions to the Board and Executive Management, to evaluate whether risks are adequately controlled, and to...
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Westlake, TX, United States Charles Schwab Full timeYour opportunity The Internal Audit Department (IAD) of The Charles Schwab Corporation provides independent and objective assessments to figure out whether all significant risks are identified and appropriately reported by management and risk functions to the Board and Executive Management, to evaluate whether risks are adequately controlled, and to...
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Senior IT Auditor, Technology
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Westlake, TX, United States Charles Schwab Full timeYour opportunity The Internal Audit Department (IAD) of The Charles Schwab Corporation provides independent and objective assessments to figure out whether all significant risks are identified and appropriately reported by management and risk functions to the Board and Executive Management, to evaluate whether risks are adequately controlled, and to...