Compliance Analyst

3 weeks ago

boston, United States Search BizAthletes Full time

Compliance Analyst - Investment Management Firm



COMPENSATION/PERKS:

  • $110k - $120k Salary
  • $10k - $30k in Company Bonus
  • 3 Hours of Flextime Per Week
  • Private Gym in Office
  • Private Trainer in Office - Company Paid
  • Private Massage Therapist in Office - Company Paid
  • Hybrid work - Monday - Thursday In-Office & Friday Fully Remote
  • Benefits: Medical/ Vision/ Dental - 100% Company Paid
  • $2k Annually Provided HSA to Cover Any Deductibles
  • Quarterly Special Company Events, Such as: Breweries, Pickleball Tournament, Golf Event, Poker Tournament, Cocktail Party
  • 401k Match
  • Grubhub Credit Provided Each Work Day for Lunch
  • Beautiful, High-Rise Office Building with Exceptional Views
  • Super Laid-Back, Fun, Positive Culture



COMPANY SUMMARY:

Boston investment firm with $10 billion in assets under management and 70 employees. Founded in 2004 and managing funds since 2005 for a variety of institutional investors including sovereign wealth funds, endowments, foundations and pension funds, as well as select family offices and private investors.

  • 4.5 Star Glassdoor Rating
  • Top Company Benefits
  • Top Company Culture
  • 20 Years in Business



RESPONSIBILITIES:

  • Work Closely with Relationship Management Team to Create, Review, and Approve Marketing Materials and Investor Communications for Multiple Product Lines
  • Assist with Developing New Policies, Procedures, and Technological Upgrades to Meet Increasing Regulatory Demands and Growth in the Business
  • Work Independently and Alongside a Team
  • Communicate Actively to Coordinate Workload, Priorities, Initiatives, and Regulatory Interpretations
  • Able to effectively communicate company policies, promotions, and procedures with successful results



QUALIFICATIONS:

  • 3+ Years of Compliance Experience In the Financial Space, Preferably with Private Fund Advisor Experience
  • Bachelor's Degree
  • Knowledge and Experience with Compliance Testing and Marketing Material Review
  • Strong Written & Verbal Communication
  • Personable and Able to Work Well with All Levels of Internal Management and Staff
  • Strong Work-Ethic, Ambitious Mindset, Go-Getter & Positive Attitude
  • Strong Problem-Solving Skills and Analytical Abilities

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