Larson Maddox | AVP Legal and Compliance
2 days ago
A leading investment platform offering private equity, credit, and insurance solutions is looking to bring on an Assistant Vice President of Legal and Compliance to their team. This firm manages over $20 billion in assets, and is committed to helping clients achieve financial goals while making a lasting impact on communities.
Position Overview:
The AVP Compliance will support the compliance programs for investment advisers and business development companies (BDCs). The role involves ensuring regulatory compliance, preparing filings, advising teams, and assisting with testing, training, and reporting.
Key Responsibilities:
- Maintain and update compliance programs and policies.
- Assist with regulatory filings (Form ADV, Form PF, etc.).
- Advise teams on compliance procedures and the Code of Ethics.
- Conduct compliance testing and support regulatory examinations.
- Review and approve marketing materials and expert network calls.
- Prepare and deliver compliance training.
Qualifications:
- Bachelors Degree required, JD preferred
- 4+ years of relevant compliance experience
- Familiarity with the Investment Advisers Act and Investment Company Act
- Strong organizational, communication, and project management skills
- Ability to work independently in a fast-paced environment
-
New York, New York, United States Larson Maddox Full timeA leading media technology company Larson Maddox is seeking a Senior Legal Advisor for Data and Consumer Protection to join its legal team. This exciting, innovative tech company has a global presence and has become the leading platform in its space with plans to continually expand.About Larson MaddoxLarson Maddox is a forward-thinking company that values...
-
AVP Legal and Compliance
4 days ago
New York, United States Larson Maddox Full timeA leading investment platform offering private equity, credit, and insurance solutions is looking to bring on an Assistant Vice President of Legal and Compliance to their team. This firm manages over $20 billion in assets, and is committed to helping clients achieve financial goals while making a lasting impact on communities.Position Overview:The AVP...
-
AVP Legal and Compliance
5 days ago
New York, United States Larson Maddox Full timeA leading investment platform offering private equity, credit, and insurance solutions is looking to bring on an Assistant Vice President of Legal and Compliance to their team. This firm manages over $20 billion in assets, and is committed to helping clients achieve financial goals while making a lasting impact on communities.Position Overview:The AVP...
-
Senior Legal Counsel Specialist
7 days ago
New York, New York, United States Larson Maddox Full timeAbout Larson Maddox:Larson Maddox is a rapidly growing software company that builds data-driven technology.Our products are used by 60% of Fortune 500 brands, and we have been featured in LinkedIn's Top US Startups, Forbes Best Startup Employers, Best Places to work in NYC, and more.About the Role:Job DescriptionThis role is part of our expanding legal team....
-
Exceptional Employment Lawyer Wanted
3 weeks ago
New York, New York, United States Larson Maddox Full timeAt Larson Maddox, we are seeking an exceptional Employment Lawyer to join our team as a remote Labor & Employment Counsel. This is a unique opportunity to work with Fortune 500 companies, providing expert counsel on EEOC Charges and Administrative Hearings. As a key member of our team, you will be at the forefront of advising industry leaders on high-stakes...
-
Senior Commercial Counsel
1 month ago
New York, New York, United States Larson Maddox Full time**About Larson MaddoxLarson Maddox is a dynamic and forward-thinking company that specializes in software development and data-driven technology. Founded by seasoned leaders with backgrounds in Fortune 100 companies, our products are trusted by major brands and organizations.We foster a culture that empowers innovation and growth, both within our team and...
-
Healthtech Lawyer
1 month ago
New York, New York, United States Larson Maddox Full timeWe are seeking a highly skilled Commercial Counsel to join our team at Larson Maddox, a growing Healthtech company based in NYC.The ideal candidate will have 4+ years of experience as a Commercial Counsel, specifically within the Healthtech space. This role requires strong contract negotiation and drafting skills, with a focus on Healthcare contracts,...
-
Compliance Program Manager
1 month ago
New Orleans, Louisiana, United States Larson Maddox Full timeWe are seeking a seasoned Compliance Program Manager to oversee regulatory compliance programs at Larson Maddox. As a key member of our team, you will be responsible for ensuring adherence to consumer deposit regulations and privacy laws.Key Responsibilities:Ensure compliance with applicable laws and regulations.Review and communicate updates on new and...
-
Strategic Corporate Advisor
4 weeks ago
New York, New York, United States Larson Maddox Full timeLarson Maddox, a nationally recognized and award-winning mid-sized law firm, is seeking a lateral associate with 3-4 years of experience in M&A, equity, and debt finance to join its Corporate team.As a key member of the team, you will work on sophisticated matters for global and domestic clients, enjoying excellent work-life balance and mentorship...
-
Senior Corporate Counsel
3 weeks ago
New York, New York, United States Larson Maddox Full timeJob OpportunityWe are seeking a highly skilled and experienced lateral associate with 3-4 years of experience in corporate law to join our team at Larson Maddox.About Us:Larson Maddox is a nationally recognized, award-winning mid-sized law firm that offers a collaborative and supportive environment with complex and high-impact work.Work-Life Balance:Our...
-
Senior Transactional Attorney
4 weeks ago
New York, New York, United States Larson Maddox Full timeLarson Maddox is seeking an experienced Senior Transactional Attorney to join our team as Lead Insurance Transactions Counsel.Job SummaryThe ideal candidate will have 5+ years of experience in law, preferably including financial services, and a Juris Doctor degree (JD). They will work closely with the business deal team, providing legal and strategic advice...
-
Strategic Corporate Attorney
4 weeks ago
New York, New York, United States Larson Maddox Full timeJob OverviewLarson Maddox is a nationally recognized, award-winning mid-sized law firm offering a collaborative and supportive environment with complex and high-impact work.We are seeking a lateral attorney with 3-4 years of experience in mergers and acquisitions, equity, and debt finance to join our corporate team. You will work on sophisticated matters for...
-
Healthcare Regulatory Specialist
1 month ago
York, Pennsylvania, United States Larson Maddox Full timeA dynamic position has become available at Larson Maddox as a PBM Counsel. In this role, you will provide expert guidance on complex 340B Contract Pharmacy matters, pharmaceutical product procurement work, medical reimbursement issues, and Antikickback regulations. You will also be responsible for specialty pharmacy regulations and PBM matters.Key...
-
AdTech Lawyer
1 month ago
New York, New York, United States Larson Maddox Full timeLarson Maddox is a leading AdTech company looking to expand its legal function. We are seeking an experienced Legal Counsel to join our team.About the Role:This individual would report to our Head of Americas and provide legal support for commercial transactions. This is an exciting opportunity to join a leader in the advertising industry as we continue to...
-
Senior Insurance Litigation Attorney
3 weeks ago
New York, New York, United States Larson Maddox Full timeInsurance Litigation Counsel Job OverviewWe are seeking a skilled Litigation Counsel to join our team at Larson Maddox, a leading Specialty Insurance Company. This is an excellent opportunity for a qualified attorney to provide legal support across various lines of business in North America.About the RoleThis role entails managing all litigation matters from...
-
new york city, United States Larson Maddox Full timeA growing Healthtech based in NYC is looking to bring on a Commercial Counsel as the second Legal hire on their team. In this position, you will provide counsel on a wide range of contracts matters, with a focus in Healthcare contracts, SaaS/IT agreements, and privacy related contract work.Requirements:JD from an accredited law school.4+ years of Commercial...
-
Larson Maddox | Corporate Counsel
1 month ago
new york city, United States Larson Maddox Full timeA leading media technology company is seeking a Corporate Counsel to join its legal team. This exciting, innovative tech company has a global presence and has become the leading platform in its space with plans to only continually expand. This individual will have the ability to work alongside product, data, and information security teams and have range of...
-
new york city, United States Larson Maddox Full timeA well-established Retirement Investment Firm with $2.5 billion AUM is seeking an Associate General Counsel to join their legal department in New York City. There is an immediate need to bring somebody on board to serve as the #2 to work directly with the CLO, working on a variety of corporate and commercial in-house counsel matters and the ability to take...
-
new york city, United States Larson Maddox Full timeWe are currently partnered with a Global Investment Bank that is looking to expand their Investment Management business. This individual will provide legal advice in regard to the firm's public and private funds. You will have the ability to collaborate throughout the business with legal and regulatory professionals on all legal matters relating to...
-
Director of Compliance
4 days ago
New York, United States Larson Maddox Full timeA leading investment firm specialized in secondary markets is seeking a Compliance Director to join their legal and compliance team. This exciting role offers the opportunity to work closely with the Chief Operating Officer, Legal Counsel, and other areas to build and deliver best-in-class regulatory compliance arrangements for the firm's Private Wealth...