AVP Legal and Compliance

A leading investment platform offering private equity, credit, and insurance solutions is looking to bring on an Assistant Vice President of Legal and Compliance to their team. This firm manages over $20 billion in assets, and is committed to helping clients achieve financial goals while making a lasting impact on communities.Position Overview:The AVP...

Our client, a prestigious asset management firm seeks an AVP level hire supporting and reporting directly into the CCO.Key responsibilities will include:Reviewing and approving marketing and advertising material in relation to Investment Advisers Act, ESG and Sustainability policies and 1940 Act registered mutual fund materials for compliance with FINRA...

Our client, a prestigious asset management firm seeks an AVP level hire supporting and reporting directly into the CCO.Key responsibilities will include:Reviewing and approving marketing and advertising material in relation to Investment Advisers Act, ESG and Sustainability policies and 1940 Act registered mutual fund materials for compliance with FINRA...

We represent a Fintech, Alternative Investment Platform looking to hire an attorney with 3 plus years of experience. The focus of this role will include representing private funds (both hedge and private equity funds) on a wide spectrum of matters including compliance and regulatory issues, capital raising, marketing, investor relations, fund formation and...

Job Title:AVP Compliance Testing SpecialistCompany Overview:Our client is a Foreign Bank seeking a highly experienced professional in AML and Corporate Compliance Testing.Salary:Base Salary + Bonus, Competitive Benefits PackageJob Description:Monitor and test regulatory and internal requirement-related controls in business-level procedures or policies and...

As a Barclays Americas Chief Compliance Office AVP, you will be assisting the Director in supporting the Americas CCO by developing management information and insights pertaining to monitoring the firm's adherence with laws and regulations, in which Compliance provides second line oversight. You may be assessed on key critical skills relevant for success...

As a Barclays Americas Chief Compliance Office AVP, you will be assisting the Director in supporting the Americas CCO by developing management information and insights pertaining to monitoring the firm's adherence with laws and regulations, in which Compliance provides second line oversight. You may be assessed on key critical skills relevant for success...

We represent a Fintech, Alternative Investment Platform looking to hire an attorney with 3 plus years of experience. The focus of this role will include representing private funds (both hedge and private equity funds) on a wide spectrum of matters including compliance and regulatory issues, capital raising, marketing, investor relations, fund formation and...

**Title: Exciting Opportunity for an AVP, Operations in Greenwich, CT**Are you ready to step into a role that will place you at the forefront of financial innovation? We are seeking a dynamic and experienced Associate Vice President (AVP) of Operations who is eager to contribute to the transformational journey within alternative investments. Our cutting-edge...

**Title: Exciting Opportunity for an AVP, Operations in Greenwich, CT**Are you ready to step into a role that will place you at the forefront of financial innovation? We are seeking a dynamic and experienced Associate Vice President (AVP) of Operations who is eager to contribute to the transformational journey within alternative investments. Our cutting-edge...

AVP COMPLIANCE ANALYST - HMDA/CRA Corporate Title:            Assistant Vice President Department:                 Compliance Reports to:                   FVP Compliance Officer Position Summary: Compliance Analyst is responsible for operational support duties of the Compliance Department, assisting the...

Job Description:We are seeking a highly motivated and organized individual to oversee the onboarding process for new hires, including both registered and non-registered employees.The ideal candidate will have experience in a registrations role, employee compliance, and/or within investment banking, regulatory, or legal and compliance...

Brookfield Asset ManagementBrookfield Asset Management is a leading global alternative asset manager with over US$1 trillion of assets under management across real estate, infrastructure, renewable power and transition, private equity and credit. Brookfield owns and operates long-life assets and businesses, many of which form the backbone of the global...

Brookfield Asset ManagementBrookfield Asset Management is a leading global alternative asset manager with over US$1 trillion of assets under management across real estate, infrastructure, renewable power and transition, private equity and credit. Brookfield owns and operates long-life assets and businesses, many of which form the backbone of the global...

Job OverviewThe Americas Chief Compliance Office AVP role at Barclays is a key position that requires a strong compliance professional to oversee and manage the firm's adherence to laws and regulations. This role involves providing data-led expert oversight and challenge on business and compliance matters to ensure that the organization operates in...

Are you ready to take on a challenging role that requires expertise in insurance coverage and claims handling? Boost is a cutting-edge insurtech company that powers white-labeled insurance programs for innovators across all industries. We're seeking a Compliance and Legal Advisor to support our growing team.About the RoleAs a Compliance and Legal Advisor,...

JCW is currently working on behalf of a growing specialty insurer that's looking to hire an AVP/VP Casualty Underwriter. In this role, you'll be responsible for managing casualty insurance accounts, assessing risks, and making underwriting decisions to ensure profitability and compliance with company policies.Key Responsibilities:Evaluate and underwrite new...

**Title: Exciting Opportunity for an AVP, Operations in Greenwich, CT**Are you ready to step into a role that will place you at the forefront of financial innovation? We are seeking a dynamic and experienced Associate Vice President (AVP) of Operations who is eager to contribute to the transformational journey within alternative investments. Our cutting-edge...

**Title: Exciting Opportunity for an AVP, Operations in Greenwich, CT**Are you ready to step into a role that will place you at the forefront of financial innovation? We are seeking a dynamic and experienced Associate Vice President (AVP) of Operations who is eager to contribute to the transformational journey within alternative investments. Our cutting-edge...

Location: Midtown ManhattanCompensation: $120k-$150k + BonusResponsibilities:Assist with a wide variety of regulatory, corporate, fund and investment compliance matters across various strategies.Draft, implement, maintain, and test compliance policies and procedures and support the team in implementing these policies and procedures to address new business...