Current jobs related to Branch Auditor - Saint Louis - Edward Jones

  • Branch Auditor

    4 weeks ago

    Saint Louis, United States Edward Jones Full time

    Want a meaningful career where you can make a difference? Edward Jones sounds perfect for you.Collaboration. Autonomy. Opportunity. Words our headquarters associates use when talking about working at Edward Jones. Words that describe what it's like being part of a firm where everyone is aligned toward a singular focus: serving the client. And everyone is...

  • Branch Auditor

    1 month ago

    Saint Louis, United States Edward Jones Full time

    Want a meaningful career where you can make a difference? Edward Jones sounds perfect for you.Collaboration. Autonomy. Opportunity. Words our headquarters associates use when talking about working at Edward Jones. Words that describe what it's like being part of a firm where everyone is aligned toward a singular focus: serving the client. And everyone is...

  • SUPERVISORY AUDITOR

    4 months ago

    Saint Petersburg, United States Defense Contract Audit Agency Full time

    Serves as the Supervisory Auditor in a branch or resident office responsible for the supervision, conduct, and accomplishment of a segment of the audit program. Leads a major segment of the total audit program plan. Serves as a team leader and member of a participative work team (PWT) consisting of...

  • Information Security Specialist

    1 week ago

    St Louis, United States Banterra Full time

    APPLICANT MUST BE LOCATED WITHIN 50 MILES OF BRANCH LOCATION. HYBRID/REMOTE MAY BE CONSIDERED FOR THIS POSITION, WITHIN CERTAIN MILEAGE OF BRANCH LOCATION. SUMMARY The Information Security Specialist shares responsibility for the protection of critical information and assets of the organization by integrating information and cyber security best...

  • Chief Financial Strategist

    1 week ago

    Saint George, Utah, United States Chartway Federal Credit Union Full time

    Position Title: Chief Financial Strategist Employment Type: Full-time Location: Virginia Beach, Virginia; Salt Lake City, Utah; or St. George, Utah At Chartway, we pride ourselves on fostering a culture that values listening and learning. We are dedicated to treating individuals with respect, integrity, and kindness, while continuously striving to create a...

  • Senior Acquisition Program Analyst

    1 week ago

    Saint-Brieuc, Bretagne, United States Nationwide IT Services Full time

    Job OverviewPosition Title: Senior Acquisition Program Analyst (Acquisition Life Cycle Logistics)Clearance Requirement: TS ClearanceLocation: Pentagon, Arlington VATelework Availability: Eligible for teleworkPosition Summary:Nationwide IT Services (NIS) is on the lookout for a Senior Acquisition Program Analyst (APA) with a strong background in acquisition...

  • Senior Acquisition Program Analyst

    1 week ago

    Saint-Brieuc, Bretagne, United States Nationwide IT Services Full time

    Job OverviewPosition Title: Senior Acquisition Program Analyst (Acquisition Life Cycle Logistics)Clearance Requirement: TS ClearanceLocation: Arlington, VATelework Availability: Eligible for remote workPosition Summary:Nationwide IT Services (NIS) is in search of a Senior Acquisition Program Analyst with expertise in acquisition life cycle logistics to...

  • Quality Manager

    2 months ago

    Saint Paul, United States Eurofins USA Food Testing Full time

    Job DescriptionJob DescriptionCompany DescriptionEurofins DQCI- a subsidiary branch of our international, broad-scoped, and highly respected organization, Eurofins- our Dairy Testing focused sector.   Milk Producers, Diary Product Manufacturers- We know your industry; let us partner in quality, safety, and, most importantly, testing.  Over the past 75...

  • Financial Services Manager

    1 week ago

    Saint Albans, Vermont, United States Georgia Department of Human Services Full time

    Stronger Families for a Stronger Georgia. The Georgia Department of Human Services (DHS) is a proactive state agency dedicated to providing a comprehensive array of services to Georgia's most at-risk populations. Our mission is to enhance the well-being of Georgia by ensuring individuals and families have access to resources that foster self-sufficiency,...

  • Senior Mortgage Clerk

    3 days ago

    St. Louis, United States Chickasaw Nation Industries Full time

    It's fun to work in a company where people truly BELIEVE in what they're doing!We're committed to bringing passion and customer focus to the business.SUMMARYThe Senior Mortgage Clerk position issues appraisal/contractor payments on liquidation appraisal orders, processes mortgage loss mitigation servicing, possess knowledge of the Debt Collection...

Branch Auditor

1 month ago

Saint Louis, United States Edward Jones Full time
.hide-on-hq-category{display:none important;}

Want a meaningful career where you can make a difference? Edward Jones sounds perfect for you.

Collaboration. Autonomy. Opportunity. Words our headquarters associates use when talking about working at Edward Jones. Words that describe what it's like being part of a firm where everyone is aligned toward a singular focus: serving the client. And everyone is working to make the firm better together - as they grow as individuals. If these words resonate with you, we should talk.

Job Overview

Position Schedule: Full-Time

Do you have a passion for auditing, firm policies, and industry regulations? Do you enjoy conducting reviews and working with others? If so, this might be the opportunity for you

The Branch Audit Department plays a critical role in achieving the Compliance Division's purpose of promoting our clients' best interests and decisions that foster an environment of trust by continuously partnering together to strengthen our culture of compliance to enable the best client, branch team and associate experiences. Through teams of Branch Auditors, the Branch Audit Department executes a risk-based audit program consisting of activities required by various regulatory bodies. Branch Auditors inspect branch offices and registered locations and conduct tailored compliance discussions with branch team members and associates to help protect clients, branch teams and the firm.

Branch auditors could be based in our HQ offices in St. Louis or Tempe, be home based and work remotely or have a hybrid work arrangement.

What You'll Do:
  • Conduct risk-based reviews of business practices, processes, client accounts, and electronic records utilizing data analytics, reports, and tailored discussions to test the Financial Advisor and branch team's compliance with industry regulations and firm policies
  • Partner with Financial Advisors and branch teams through a client-centric approach to assist them in building a successful and compliant business
  • Provide verbal and written communication related to the outcome of the review, potential concerns or risk areas discussed, specific actions needed, and resources provided
  • Collaborate to address potential issues or risk areas with Financial Advisors, branch teams, and home office associates; determine when additional follow-up or escalation to leadership or another area is needed
  • Participate in department projects and initiatives with a focus on improving department processes and audit program effectiveness
  • Travel approximately 40% to 50% of the time (approximately two weeks per month) to conduct inspections and tailored compliance discussions


At Edward Jones, we value and respect our associates and their contributions, and we recognize individual efforts through a rewards program that promotes a long-term career, financial security and well-being. Visit our career site to learn more about our total compensation approach, which in addition to base salary, typically includes benefits, bonuses and profit sharing. The salary range for this role is based on national data and actual pay is based on skills, experience, education, and other relevant factors for a potential new associate:

Hiring Minimum: $59886
Hiring Maximum: $98752

Skills/Requirements

What Experience You'll Need:
  • Series 7 and 63 or 66 licenses (or equivalent) required that are currently active
  • Series 9, 10, and 24 licenses required or must be obtained within 12 weeks of hire
  • Travel required 40-50% of the time (approximately two weeks per month) to conduct inspections and tailored compliance discussions
  • Financial service experience is preferred
  • Bachelor's degree is preferred

What Might Set You Apart:
  • Broad knowledge of financial services products, industry rules and regulations, and firm policies and processes; excitement to continuously learn about these topics
  • Demonstrate strong communication, active listening, problem solving, decision making, and organizational skills
  • Ability to build relationships and manage conflict with empathy and respect
  • Deliver results in a dynamic environment independently and through partnership with others

Candidates that live within in a commutable distance from our Tempe, AZ and St. Louis, MO home office locations are expected to work in the office three days per week, with preference for Tuesday through Thursday

Awards & Accolades

At Edward Jones, we are building a place where everyone feels like they belong. We're proud of our associates' contributions to the firm and the recognitions we have received.

Check out our U.S. awards and accolades: Insights & Information Blog Postings about Edward Jones

Check out our Canadian awards and accolades: Insights & Information Blog Postings about Edward Jones

About Us

Join a financial services firm where your contributions are valued. Edward Jones is a Fortune 500¹ company where people come first. With over 8 million clients and 19,000 financial advisors across the U.S. and Canada, we're proud to be privately-owned, placing the focus on our clients rather than shareholder returns.

Behind everything we do is our purpose: We partner for positive impact to improve the lives of our clients and colleagues, and together, better our communities and society. We are an innovative, flexible, and inclusive organization that attracts, develops, and inspires performance excellence and a sense of belonging.

People are at the center of our partnership. Edward Jones associates are seen, heard, respected, and supported. This is what we believe makes us the best place to start or build your career.

View our Purpose, Inclusion and Citizenship Report.

1Fortune 500, published June 2023, data as of December 2022. Compensation provided for using, not obtaining, the rating.

Edward Jones does not discriminate on the basis of race, color, gender, religion, national origin, age, disability, sexual orientation, pregnancy, veteran status, genetic information or any other basis prohibited by applicable law.

#LI-HO