Senior Compliance Manager

Compliance Consultancy Director - Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Ref: 4015G3 $200K - $220K + Bonus + Benefits New York City Our Client, a growing and dynamic regulatory consulting firm based in New York and London, are looking to hire an experienced compliance professional to join their New York Regulatory...

Bloomberg Tradebook - Legal & Compliance. New York, NY - Posted Apr 26, 2024 - Requisition No. 124879 The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast - while keeping up the Compliance Officer, Compliance, Officer, Senior, Regulatory, Project Management, Technology

Job DescriptionJob DescriptionSenior Compliance Coding AuditorOur client, a top NYC academic medical center, is currently seeking to hire a Senior Compliance Coding Auditor.Responsibilities:• Participate in external government audits, including the OMIG, OIG, AG, OSC etc• Communicate with external agencies regarding audits.• Participate in development...

Vice President, Manager, Compliance, Control, President, Senior, Management, Banking

Deputy Chief Compliance Officer (New York, NY): Our client, a hybrid fund with over $7 billion in AUM and several international offices, is looking to hire a Deputy Chief Compliance Officer to join their Global Compliance team based in New York. This position will report directly to the firm’s Global CCO focusing on the general management, implementation...

Deputy Chief Compliance Officer (New York, NY): Our client, a hybrid fund with over $7 billion in AUM and several international offices, is looking to hire a Deputy Chief Compliance Officer to join their Global Compliance team based in New York. This position will report directly to the firm’s Global CCO focusing on the general management, implementation...

Senior Compliance Officer - MNPI This role will provide senior Compliance coverage in relation to handling of material non-public information as it pertains to firm trading, with a focus on distressed credit, CMBS and wall crossings. Operating in close partnership with the existing Compliance and Legal teams globally, relevant Business Management teams, and...

Trade / Export Control - Legal & Compliance. New York, NY - Posted May 17, 2024 - Requisition No. 125360 The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast - while keeping up Compliance Officer, Compliance, Officer, Operations, Senior, Trade

FanDuel Group is looking to add a Senior Associate, Compliance Operations to the team. The Senior Associate, Compliance Operations will be responsible for FanDuels existing compliance operations functions, including employee play, external prohibite Operations, Compliance, Associate, Senior, Operation, Manufacturing

Role Summary/Purpose The Company is looking for a dedicated compliance professional to join its legal and compliance team. The Senior Compliance Officer will report directly to Annaly's Deputy General Counsel and Chief Compliance Officer and will have exposure to the full gamut of compliance responsibilities with a focus on ACOM's compliance program and...

Firm Summary White & Case is an elite global law firm serving leading companies, financial institutions and governments worldwide. Our long history as an international firm means we are perfectly placed to help our clients resolve their most complex legal challenges wherever they may be. With lawyers operating from more than 40 locations, working in...

Title: Senior Manager, US Audit, Swap Dealer Compliance Requisition ID: 93952 Join the Global Community of Scotiabankers to help customers become better off. The Audit Department is the 3rd Line of Defense and plays a key role in the internal control system of the Bank. Its mandate is to provide independent and objective assurance over the design and...

The Enterprise Compliance Manager is responsible for helping to execute the Financial Crimes Compliance Testing Plan (including anti-money laundering and sanctions) according to internal and industry standards. Work independently to assess controls and identify issues and exceptions through testing. Communicate with stakeholders and prepare and issue final...

RESPONSIBILITIES: The Senior Compliance Officer will lead the day-to-day management of Capstone’s Global trade compliance practice area and will provide real-time advisory support to Capstone’s trading staff. The ideal candidate is an intellectually curious, dynamic individual who wants to develop skills in a fast-paced environment, has the ability...

At BBH we value diverse backgrounds, so if your experience looks a little different from what we've outlined and you think you can bring value to the role, we will still welcome your application! What You Can Expect At BBH: If you join BBH you will find a collaborative environment that enables you to step outside your role to add value wherever you can....

At BBH we value diverse backgrounds, so if your experience looks a little different from what we've outlined and you think you can bring value to the role, we will still welcome your application! What You Can Expect At BBH: If you join BBH you will find a collaborative environment that enables you to step outside your role to add value wherever you can. You...

PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex deb Compliance Officer, Officer, Compliance, Senior, VP, Business Development, Business Services

Senior Tax Compliance AssociateResponsibilities:• Perform thorough and precise tax allocations for partnership income, ensuring accuracy and compliance.• Collaborate closely with financial reporting teams and tax advisors to ensure meticulous accounting of transactions.• Supervise and orchestrate the gathering of tax data from both domestic and...

Founded in 1992, Cerberus is a global leader in alternative investing with approximately $67 billion in assets across complementary credit, private equity, and real estate strategies. We invest across the capital structure where our integrated investment platforms and proprietary operating capabilities create an edge to improve performance and drive...

Founded in 1992, Cerberus is a global leader in alternative investing with approximately $67 billion in assets across complementary credit, private equity, and real estate strategies. We invest across the capital structure where our integrated investment platforms and proprietary operating capabilities create an edge to improve performance and drive...