VP, Compliance Surveillance Officer
1 month ago
Creating, enhancing and implementing surveillance scenarios and conducting surveillance reviews. Improving surveillance tools and applications by coordinating with Information Technology on the timely implementation of enhancements and proactively ad Surveillance, Officer, Compliance, Security, Banking, Regulatory, Skills
-
Vp, Compliance Surveillance Officer
1 week ago
Jersey City, United States Citi Full timeServes as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Surveillance team responsible for the design, implementation, and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures. When potentially anomalous behavior is detected, the team is...
-
Vp, Communications Compliance Surveillance
2 weeks ago
Jersey City, United States Sumitomo Mitsui Banking Corporation Full timeSMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group,...
-
Risk Compliance Officer
5 days ago
Jersey City, New Jersey, United States Phaxis Full timeGrowing Clearing Broker Dealer is seeking a strong surveillance candidate to join their compliance team as a Risk Compliance Officer. Hybrid in *EITHER* Jersey City, NJ or Dallas, TXQualifications:10+ years of Compliance and Risk experience.Specific knowledge of Institutional Trading, Consolidated Audit Trail, Securities Lending, and Prime Brokerage...
-
Compliance Independent Assessment Officer
5 days ago
Jersey City, United States Citi Full timeServes as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Compliance Independent Assessment (CIA) team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assessments of Citi's compliance risks; performing independent...
-
Surveillance/ Security Officer
2 weeks ago
Atlantic City, United States Boys & Girls Clubs of Atlantic City Full time**TITLE**:Surveillance/ Security Officer **PERFORMANCE** **PROFILE SOURCE**:Youth Development Professional **DEPARTMENT**:Operations **REPORTS TO**:Senior Director of Operations **FLSA Status: Hourly** ***: This position requires excellent verbal and written communication/presentation skills and affinity to youth and youth development work....
-
Surveillance Officer
2 days ago
New City, United States Net2Source Inc. Full timeMember Surveillance OfficerNYC NYDirect-Hire/PermanentMust work onsite 4 days per week for the first 45 days and then 3 days per week laterResponsible for overseeing the credit lending surveillance program, assisting in lending activities, operations and ensuring that timely and quality risk data are used for risk-based lending decisions, and ensuring...
-
Surveillance Officer
2 hours ago
New City, United States Net2Source Inc. Full timeMember Surveillance OfficerNYC NYDirect-Hire/PermanentMust work onsite 4 days per week for the first 45 days and then 3 days per week laterResponsible for overseeing the credit lending surveillance program, assisting in lending activities, operations and ensuring that timely and quality risk data are used for risk-based lending decisions, and ensuring...
-
Employee Compliance Officer
2 months ago
Jersey City, United States Sumitomo Mitsui Banking Corporation Full timeSMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group,...
-
Employee Compliance Officer
3 weeks ago
Jersey City, United States Sumitomo Mitsui Banking Corporation Full timeSMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group,...
-
Surveillance Officer
5 days ago
Bossier City, Louisiana, United States Caesars Entertainment Full timeCaesars Entertainment Horseshoe Bossier City [Safety Officer / Law Enforcement] As a Surveillance Officer at Caesars Entertainment, you'll: Conduct clandestine surveillance of all operations in and around the property; Observe all games, guests, and employees in order to protect assets of the company; Conduct extensive investigations and compile video;...
-
Compliance, Federation Compliance
4 weeks ago
Salt Lake City, United States Goldman Sachs Full timeMORE ABOUT THIS JOB: GLOBAL COMPLIANCE At Goldman Sachs, the mandate of Global Compliance is to prevent, detect and mitigate compliance, regulatory, and reputational risk across the firm and help to strengthen the firms culture of compliance. Compliance accomplishes this mandate through the firms enterprise-wide compliance risk management program. As an...
-
Associate Director, Surveillance Strategy
2 months ago
Jersey City, New Jersey, United States Royal Bank of Canada Full timeCome Work with UsAt RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose.Whether you're helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work that...
-
Associate Director, Surveillance Strategy
3 weeks ago
Jersey City, New Jersey, United States Royal Bank of Canada Full timeCome Work with UsAt RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose.Whether you're helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work that...
-
FIU Surveillance Architect
4 days ago
Jersey City, United States Brown Brothers Harriman Full timeAt BBH we value diverse backgrounds, so if your experience looks a little different from what we've outlined and you think you can bring value to the role, we will still welcome your application! What You Can Expect At BBH: If you join BBH you will find a collaborative environment that enables you to step outside your role to add value wherever you can....
-
VP Compliance
9 hours ago
City of Industry, United States Alpha Cargo Full timeJob DescriptionJob DescriptionWe are seeking a VP Compliance to lead our company! You will help develop and execute the company's strategy and direction.Responsibilities:Set the company's strategy and directionCreate and build the company's cultureOversee and drive team to achieve mutually agreed goalsDiscuss company financials and roadmap...
-
Compliance Testing Officer
3 weeks ago
Jersey City, United States Citi Full timeServes as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Testing team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assessments of Citi's compliance risks; performing independent testing activities (testing and on-going...
-
Video Surveillance/ Property Site Inspector
3 weeks ago
Jersey City, United States Grand Street Property Management LLC Full time**A Jersey City community is looking for a motivated and hardworking employee to oversee a Luxury Community of Several High Rise buildings and its community streets.** **We are looking for a full-time/ person to fill the overnight position. (11:00pm-07:00am)** **Responsibilities**: - **Oversee the surveillance cameras for multiple Hi-Rise Luxury Buildings...
-
Surveillance Officer
3 weeks ago
Kansas City, Missouri, United States Bally's Kansas City Full timeEssential FunctionsMaintain a pleasant, friendly, and welcoming attitude toward all external and internal guests at all times.Observe all guest and team member activities in all monitored areas, including, but not limited to, casino floor, cage, count room, restaurants, and back of house common areas.Monitor activity for criminal activity, violation of...
-
Surveillance Officer
4 weeks ago
Kansas City, Missouri, United States Bally's Kansas City Full timeEssential FunctionsMaintain a pleasant, friendly, and welcoming attitude toward all external and internal guests at all times.Observe all guest and team member activities in all monitored areas, including, but not limited to, casino floor, cage, count room, restaurants, and back of house common areas.Monitor activity for criminal activity, violation of...
-
Surveillance Manager
2 weeks ago
Bossier City, United States Boomtown Bossier City Full timeWERE CHANGING ENTERTAINMENT. COME JOIN US.: Were always looking for talent that believes in having fun. At PENN Entertainment, youll get to be a part of an exciting industry, where the days and nights are fast paced. Youll work with an incredibly diverse set of co-workers driven by their enthusiasm for helping people find and have more fun. Youll also get...