VP, Compliance Surveillance Officer

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Surveillance team responsible for the design, implementation, and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures. When potentially anomalous behavior is detected, the team is...

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group,...

Growing Clearing Broker Dealer is seeking a strong surveillance candidate to join their compliance team as a Risk Compliance Officer. Hybrid in *EITHER* Jersey City, NJ or Dallas, TXQualifications:10+ years of Compliance and Risk experience.Specific knowledge of Institutional Trading, Consolidated Audit Trail, Securities Lending, and Prime Brokerage...

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Compliance Independent Assessment (CIA) team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assessments of Citi's compliance risks; performing independent...

**TITLE**:Surveillance/ Security Officer **PERFORMANCE** **PROFILE SOURCE**:Youth Development Professional **DEPARTMENT**:Operations **REPORTS TO**:Senior Director of Operations **FLSA Status: Hourly** ***: This position requires excellent verbal and written communication/presentation skills and affinity to youth and youth development work....

Member Surveillance OfficerNYC NYDirect-Hire/PermanentMust work onsite 4 days per week for the first 45 days and then 3 days per week laterResponsible for overseeing the credit lending surveillance program, assisting in lending activities, operations and ensuring that timely and quality risk data are used for risk-based lending decisions, and ensuring...

Member Surveillance OfficerNYC NYDirect-Hire/PermanentMust work onsite 4 days per week for the first 45 days and then 3 days per week laterResponsible for overseeing the credit lending surveillance program, assisting in lending activities, operations and ensuring that timely and quality risk data are used for risk-based lending decisions, and ensuring...

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group,...

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group,...

Caesars Entertainment Horseshoe Bossier City [Safety Officer / Law Enforcement] As a Surveillance Officer at Caesars Entertainment, you'll: Conduct clandestine surveillance of all operations in and around the property; Observe all games, guests, and employees in order to protect assets of the company; Conduct extensive investigations and compile video;...

MORE ABOUT THIS JOB: GLOBAL COMPLIANCE At Goldman Sachs, the mandate of Global Compliance is to prevent, detect and mitigate compliance, regulatory, and reputational risk across the firm and help to strengthen the firms culture of compliance. Compliance accomplishes this mandate through the firms enterprise-wide compliance risk management program. As an...

Come Work with UsAt RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose.Whether you're helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work that...

Come Work with UsAt RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose.Whether you're helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work that...

At BBH we value diverse backgrounds, so if your experience looks a little different from what we've outlined and you think you can bring value to the role, we will still welcome your application! What You Can Expect At BBH: If you join BBH you will find a collaborative environment that enables you to step outside your role to add value wherever you can....

Job DescriptionJob DescriptionWe are seeking a VP Compliance to lead our company! You will help develop and execute the company's strategy and direction.Responsibilities:Set the company's strategy and directionCreate and build the company's cultureOversee and drive team to achieve mutually agreed goalsDiscuss company financials and roadmap...

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Testing team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assessments of Citi's compliance risks; performing independent testing activities (testing and on-going...

**A Jersey City community is looking for a motivated and hardworking employee to oversee a Luxury Community of Several High Rise buildings and its community streets.** **We are looking for a full-time/ person to fill the overnight position. (11:00pm-07:00am)** **Responsibilities**: - **Oversee the surveillance cameras for multiple Hi-Rise Luxury Buildings...

Essential FunctionsMaintain a pleasant, friendly, and welcoming attitude toward all external and internal guests at all times.Observe all guest and team member activities in all monitored areas, including, but not limited to, casino floor, cage, count room, restaurants, and back of house common areas.Monitor activity for criminal activity, violation of...

Essential FunctionsMaintain a pleasant, friendly, and welcoming attitude toward all external and internal guests at all times.Observe all guest and team member activities in all monitored areas, including, but not limited to, casino floor, cage, count room, restaurants, and back of house common areas.Monitor activity for criminal activity, violation of...

WERE CHANGING ENTERTAINMENT. COME JOIN US.: Were always looking for talent that believes in having fun. At PENN Entertainment, youll get to be a part of an exciting industry, where the days and nights are fast paced. Youll work with an incredibly diverse set of co-workers driven by their enthusiasm for helping people find and have more fun. Youll also get...