VP, Compliance Surveillance Officer

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Surveillance team responsible for the design, implementation, and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures. When potentially anomalous behavior is detected, the team is...

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group,...

**TITLE**:Surveillance/ Security Officer **PERFORMANCE** **PROFILE SOURCE**:Youth Development Professional **DEPARTMENT**:Operations **REPORTS TO**:Senior Director of Operations **FLSA Status: Hourly** ***: This position requires excellent verbal and written communication/presentation skills and affinity to youth and youth development work....

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group,...

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group,...

MORE ABOUT THIS JOB: GLOBAL COMPLIANCE At Goldman Sachs, the mandate of Global Compliance is to prevent, detect and mitigate compliance, regulatory, and reputational risk across the firm and help to strengthen the firms culture of compliance. Compliance accomplishes this mandate through the firms enterprise-wide compliance risk management program. As an...

Come Work with UsAt RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose.Whether you're helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work that...

Come Work with UsAt RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose.Whether you're helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work that...

**A Jersey City community is looking for a motivated and hardworking employee to oversee a Luxury Community of Several High Rise buildings and its community streets.** **We are looking for a full-time/ person to fill the overnight position. (11:00pm-07:00am)** **Responsibilities**: - **Oversee the surveillance cameras for multiple Hi-Rise Luxury Buildings...

Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Testing team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assessments of Citi's compliance risks; performing independent testing activities (testing and on-going...

Essential FunctionsMaintain a pleasant, friendly, and welcoming attitude toward all external and internal guests at all times.Observe all guest and team member activities in all monitored areas, including, but not limited to, casino floor, cage, count room, restaurants, and back of house common areas.Monitor activity for criminal activity, violation of...

Essential FunctionsMaintain a pleasant, friendly, and welcoming attitude toward all external and internal guests at all times.Observe all guest and team member activities in all monitored areas, including, but not limited to, casino floor, cage, count room, restaurants, and back of house common areas.Monitor activity for criminal activity, violation of...

WERE CHANGING ENTERTAINMENT. COME JOIN US.: Were always looking for talent that believes in having fun. At PENN Entertainment, youll get to be a part of an exciting industry, where the days and nights are fast paced. Youll work with an incredibly diverse set of co-workers driven by their enthusiasm for helping people find and have more fun. Youll also get...

Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line...

**Responsibilities**: - Assisting in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM. - Providing guidance on rules and regulations relating to Research operational issues, as well as, providing transactional approvals and interpretations of internal compliance policies. This...

Job Description : The Role As the leader of the Compliance team for Fidelity Digital Assets℠, you will provide regulatory advice and support to Fidelity’s full-service, enterprise-grade platform for securing, trading, and supporting investments in digital assets by serving as an informed and trusted partner, who promotes a culture of ethical...

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group,...

he Role: Compliance Officer – Control Room                                                          The Team: Control Room is part of the Compliance Monitoring and Exams part of S&P Global Ratings Compliance.  Its members apply standardized monitoring and surveillance protocols to help mitigate...

he Role: Compliance Officer – Control Room                                                          The Team: Control Room is part of the Compliance Monitoring and Exams part of S&P Global Ratings Compliance.  Its members apply standardized monitoring and surveillance protocols to help mitigate...

About the Role The Surveillance Operator is responsible for observing and reporting on all areas under surveillance and assuring the compliance with internal control standards. Position Responsibilities Observe and report on all areas under surveillance. Assure compliance with internal control standards. Assure compliance with Gaming Commission...