Associate Director, Surveillance Strategy
2 months ago
Come Work with Us
At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose.
Whether you're helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work that matters in the world, in an environment built on teamwork, service, responsibility, diversity, and integrity.
Job Title
Associate Director, Surveillance Strategy & GovernanceJob Description
RBC Capital Markets seeks an Associate Director, Surveillance Strategy & Governance in Jersey City, NJ to develop, enhance and maintain surveillance applications and platforms. Responsible for executing Capital Markets Surveillance initiatives executing scenario and application development projects covering different business and product areas as well as performing an evaluation and assessment of surveillance controls against relevant in-scope surveillance risks. Work with regional teams to define the business and technology requirements for the surveillance program centrally including, technology selection, surveillance development, and adhere to, maintain, and contribute to the improvements of, the operating model for surveillance design and development. Requirements: Bachelor's degree in Business Administration, Finance, Engineering, or a related field, plus 4 years of experience in trade surveillance, compliance advisory, or capital markets, including in depth experience in at least one asset class, to understand the trade flow and unique risks facing the trading businesses, responding to Internal Audit and regulatory inquires, drafting business requirements for large, global system development projects specifically trade surveillance scenarios, user acceptance testing including drafting and executing test plans (related to trade surveillance scenarios), status reporting, and escalation management.
The base salary for this job is $160,000 per year. This salary does not include other elements of total compensation, including a discretionary bonus and benefits such as a 401(k) program with company-matching contributions; health, dental, vision, life and disability insurance; and paid time-off plan.
RBC's compensation philosophy and principles recognize the importance of a highly qualified global workforce and plays a critical role in attracting, engaging and retaining talent that:
· Drives RBC's high-performance culture
· Enables collective achievement of our strategic goals
· Generates sustainable shareholder returns and above market shareholder value.
Job Summary
Address:
Jersey City, New Jersey, United States of AmericaCity:
USA-NJ-JERSEY CITYCountry:
United States of AmericaWork hours/week:
40Employment Type:
Platform:
Group Risk ManagementJob Type:
RegularPay Type:
SalariedPosted Date:
:00Application Deadline:
Inclusion and Equal Opportunity Employment
At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.
We also strive to provide an accessible candidate experience for our prospective employees with different abilities. Please let us know if you need any accommodations during the recruitment process.
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