Regulatory Compliance Analyst

3 weeks ago


wilmington, United States AllSTEM Connections Full time

AllSTEM Connections is currently hiring a Regulatory Compliance Analyst for one of our clients in the banking industry.

Location: Wilmington, DE (Hybrid)

Contract: 12 Months

Pay rate: $33/hr- $35/hr

Job Description:

‏ Review and approval of documentation, information, research and/or Due Diligence Forms (DDF). ‏ Ensure all required documents/records are complete and accurate. ‏ Interpret and apply regulatory and compliance policies and procedures when reviewing documents to ensure that internal controls and regulatory processes are carried out.

Required qualifications, capabilities, and skills

  • 3 + years of professional experience performing analytically focused tasks involving Quality Reviews (QA / QC), Business Controls, Regulatory Compliance, Risk, Audit, or similar
  • Bachelor’s degree and/or CRCM (Certified Regulatory Compliance Manager) preferred
  • Demonstrated analytical and critical thinking capabilities with sharp attention to detail
  • Proven history of successful organization and time management skills, effectively prioritizing work & organizing materials to meet deadlines


Preferred qualifications, capabilities and skills

  • Communicate effectively across multiple levels of the business (verbal and written)
  • Be collaborative and build strong relationships across the organization
  • Capable of discussing differing opinions while maintaining composure and professionalism
  • Regulatory compliance knowledge of consumer-focused regulations related to marketing and digital media channels is a plus
  • Strong working knowledge of advertising/marketing practices across various marketing channels is a plus

Apply for this great opportunity today



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