CLO Compliance Associate
1 month ago
The CLO Compliance Associate will be a key player in a fast-growing environment, collaborating with teams across the Front, Middle, and Back Offices, including Portfolio Managers and Deal Structurers. The focus will be on maintaining accurate asset-level data and delivering real-time portfolio analytics. Additionally, the role involves close coordination with corporate trustees and external vendors for software and services.
Key Responsibilities:
- Oversee compliance and reporting for 5-8 CLOs simultaneously
- Manage day-to-day trade reconciliation with trustees
- Ensure the accuracy of compliance testing and risk management through deal modeling (in Excel and other systems)
- Review trustee files and reports, identifying and addressing any discrepancies
- Implement and maintain proprietary systems
- Conduct ad hoc analysis and manage data project timelines across business lines
Qualifications:
- Bachelor’s degree
- 3-5 years of experience in a related role at a buy-side firm, accounting firm, or prior CLO analytical role
- Strong understanding of CLO documentation, indentures, and compliance testing
- Proficient in data management for CLO business, including Security Master, trade management, and downstream reporting
- Familiarity with S&P products and platforms, such as ClearPar, WSO Web, WSO Compliance (a plus), and Intex
- Deep knowledge of CLO monthly and quarterly reporting, including waterfalls, trustee management, and cash/asset reconciliation
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