TradeZero America | Compliance Officer | new york city

20 hours ago


new york city brooklyn, United States TradeZero America Full time

TradeZero America (“TZA”), is a broker dealer focused on the retail active trader and institutional options trading. TZA is seeking a Compliance Officer to assist its current team located in Brooklyn NY.


The role requires prior experience as a compliance officer and experience should include knowledge in:


CAT reporting/ Regulatory reporting

15c3-5 market access rules

Advertising/marketing compliance

FINRA personnel registration

Familiarity with US equities and options products

Familiarity with active retail trading including PDT rules.

Significant interaction with US regulators and regulatory investigations/cycle exams.


Familiar with Institutional options rules on NYSE Amex Options Floor or a law degree a plus.


The position is based in Brooklyn, NY. Series 24 and other relevant FINRA licensing required.


  • Compliance Officer

    11 hours ago


    New York, United States TradeZero America Full time

    TradeZero America (“TZA”), is a broker dealer focused on the retail active trader and institutional options trading. TZA is seeking a Compliance Officer to assist its current team located in Brooklyn NY. The role requires prior experience as a compliance officer and experience should include knowledge in:CAT reporting/ Regulatory reporting15c3-5 market...


  • new york city, United States TradeZero America Full time

    Margin SpecialistTradeZero America, a growing broker dealer in the fintech space is seeking an experienced Brokerage Operations Specialist for its New York office. The employee will report to the Senior Margin Analyst. The primary responsibility will be to assist with managing retail clients day-to-day margin requirements. The candidate must be fully...


  • new york city, United States TradeZero America Full time

    Margin SpecialistTradeZero America, a growing broker dealer in the fintech space is seeking an experienced Brokerage Operations Specialist for its New York office. The employee will report to the Senior Margin Analyst. The primary responsibility will be to assist with managing retail clients day-to-day margin requirements. The candidate must be fully...


  • New York, United States TradeZero America Full time

    Margin SpecialistTradeZero America, a growing broker dealer in the fintech space is seeking an experienced Brokerage Operations Specialist for its New York office. The employee will report to the Senior Margin Analyst. The primary responsibility will be to assist with managing retail clients day-to-day margin requirements. The candidate must be fully...

  • Medical Specialist

    4 weeks ago


    New York, New York, United States City of New York Full time

    Job DescriptionCITY MEDICAL SPECIALIST, LEVEL - This is an hourly, part-time paid position: Salary: $88.13 per hour.The Bureau of TB Control is seeking a City Medical Specialist. They will report to the Director of Medical Affairs and will see patients in the TB clinics, perform medical consultation, participate in case management and contact investigation...


  • New York, New York, United States City of New York Full time

    About the Agency:The City of New York promotes quality and affordability in the city's housing, and diversity and strength in the city's neighborhoods because every New Yorker deserves a safe, affordable place to live in a neighborhood they love.We maintain building and resident safety and health, create opportunities for New Yorkers through housing...

  • Bridge Operator

    4 weeks ago


    New York, New York, United States City of New York Full time

    Job Summary:The City of New York is seeking a skilled Bridge Operator to join our team. As a Bridge Operator, you will be responsible for operating machinery to open and close movable bridges, inspecting and making routine repairs to electrical and mechanical equipment, and assisting in the cleaning of roadways, bridge houses, and engine rooms.Key...

  • Land Surveyor

    3 weeks ago


    New York, New York, United States City of New York Full time

    City of New York is seeking a skilled Land Surveyor to join their infrastructure team in New York City. This is a full-time position with a salary range of $65,000 - $90,000 per year, depending on experience.Job DescriptionThe successful candidate will assist in field data collection for various maps, including topographical, property line, damage &...

  • Compliance Officer

    4 weeks ago


    New York, New York, United States City of New York Full time

    The City of New York seeks a highly skilled Compliance Officer to join its team in the Office of Diversity, and Industry Relations (ODIR). The selected candidate will be responsible for monitoring agency contracts for compliance with New York City Local Law I (LLI) and Local Law 129 (LLI29).The Compliance Officer will work closely with the Department of...

  • Steam Fitter

    4 weeks ago


    New York, New York, United States City of New York Full time

    Job SummaryAs a Steam Fitter with the City of New York, you will play a critical role in maintaining and operating the city's infrastructure. You will be responsible for installing, maintaining, and repairing piping, controls, and equipment for heating systems, compressed air systems, refrigerating systems, air conditioning systems, steam and hot water...

  • Senior C# Developer

    4 weeks ago


    New York, New York, United States TradeZero Full time

    About TradeZeroTradeZero is a next-generation trading platform tailored to the needs of sophisticated traders. Founded in 2015, our team leveraged decades of collective operating and trading experience to build a platform that offers retail traders low-to-no-cost stock trading and direct market access to U.S. equities and equity options via online trading...

  • Cybersecurity Risk

    4 weeks ago


    Brooklyn, New York, United States CITY OF NEW YORK INC Full time

    The Office of Technology and Innovation (OTI) oversees all Citywide technology, privacy, cybersecurity, infrastructure, and telecommunications to ensure the security of, and enhance, City operations and service delivery to New York City's residents, businesses, employees, and visitors.As the City's technology and innovation leader, OTI is responsible for...


  • New York, New York, United States City of New York Full time

    About the RoleThe City of New York is seeking a highly skilled Compliance Coordinator to join the Office of Asset and Property Management (APM) in the Division of Co-op Readiness & Technical Services (CRTS). As a key member of the team, you will play a critical role in ensuring the compliance and regulatory requirements of the Tenant Interim Lease (TIL)...


  • New York, New York, United States City of New York Full time

    About the Role:The City of New York is seeking a highly skilled Transportation Engineer to join our team. As a key member of our Transportation Planning and Management (TPM) division, you will play a critical role in ensuring the safe, efficient, and environmentally responsible movement of people and goods on the City's streets.Key Responsibilities:Conduct...


  • New York, New York, United States City of New York Full time

    About the Role:The City of New York is seeking a highly skilled Litigation and Compliance Attorney to join its team. As a key member of the Office of Enforcement and Neighborhood Services, you will play a critical role in ensuring compliance with housing standards and enforcing the NYC Housing Maintenance Code and NYS Multiple Dwelling Law.Key...


  • New York, New York, United States City of New York Full time

    The City of New York is seeking a highly skilled Secretary and Administrative Support Specialist to join the Trial Division of the New York County District Attorney's Office. This exciting opportunity is perfect for a detail-oriented and organized individual who is passionate about delivering exceptional administrative support to the Assistant District...


  • New York, New York, United States City of New York Full time

    The City of New York is seeking a highly skilled Research Compliance Specialist to join its team. This role will play a critical part in advancing justice, fairness, and excellence in corrections.The ideal candidate will have a passion for using evidence-based approaches and data-driven decision-making to drive positive change.Key responsibilities will...


  • New York, New York, United States City of New York Full time

    Job Title: Risk Management and Compliance CounselThis position is based in the Mayor's Office of Risk Management and Compliance (MoRMC), which was created by Mayor Eric Adams to assist City agencies in assessing their operational, financial and compliance risks, eliminating and preventing waste and mismanagement, and improving the effectiveness of City...


  • New York, New York, United States City of New York Full time

    Job Title: Veterinarian, Bureau of Veterinary and Pest Control ServicesJoin the City of New York's Division of Environmental Health as a Veterinarian in the Bureau of Veterinary and Pest Control Services. This role is part of a team that works to prevent and control illness and injury related to environmental and occupational health risks.Key...

  • Public Health Nurse

    4 weeks ago


    New York, New York, United States City of New York Full time

    As a Public Health Nurse with the New York City Department of Health and Mental Hygiene, you will be part of a team dedicated to protecting and improving the health of all New Yorkers. The Department is the oldest and largest health department in the country, with a rich history of innovation and expertise in public health programming and infrastructure.The...