Current jobs related to Sr RIA Compliance Consultant - West Chester - STP Management Corporation Inc.
-
Senior RIA Compliance Consultant
2 weeks ago
West Chester, Pennsylvania, United States STP Management Corporation Inc. Full timeJob SummaryWe are seeking a highly experienced Senior RIA Compliance Consultant to join our team at STP Management Corporation Inc. As a key member of our compliance team, you will provide expert advice to our clients on Advisers Act concepts and regulatory requirements applicable to private fund advisers, institutional advisers, and wealth managers.Key...
-
West Chester, United States Artech LLC Full timeJob Title: Sr. Medical Coding Specialist – Project Consultant – 100% RemoteLocation: Fully RemoteDuration: 12+ Months (with potential extension)Shift Schedule: Monday – Friday, 8:00 AM – 5:00 PMJob DescriptionWe are seeking a highly skilled Sr. Medical Coding Specialist – Project Consultant to join our dynamic team. The ideal candidate will possess...
-
Project Manager/Sr. Consultant
1 month ago
West Chester, United States Robert Half Full timeJob DescriptionJob DescriptionWe are looking for a Project Manager/Sr. Consultant to join our consumer products team in West Chester, Pennsylvania. This position is focused on managing multiple technical projects simultaneously and ensuring these projects align with our company's objectives. This role offers a long-term contract employment...
-
Group Underwriting Consultant Sr.
23 hours ago
West Des Moines, United States Elevance Health Full timeGroup Underwriter Consultant, Sr. Location: Open to anywhere in the contiguous US This position will take part in Elevance Health's hybrid workforce strategy which includes virtual work and 1-2 days in office per week. Specific requirements and expectations for time on site will be discussed as part of the hiring process. The Group Underwriter Consultant,...
-
Client Training Consultant Level 2
5 months ago
West Chester, United States solera Full timeClient Training Consultant Who We Are Solera is a global leader in data and software services that strives to transform every touchpoint of the vehicle lifecycle into a connected digital experience. In addition, we provide products and services to protect life’s other most important assets: our homes and digital identities. Today, Solera processes...
-
Patient Care Consultant
3 weeks ago
West Chester, United States Jushi USA Full timePATIENT CONSULTANT The Dispensary Patient Consultant is vital to delivering customer service and offering a distinctive shopping experience that drives sales results. The Dispensary Patient Consultant is primarily responsible for aiding patrons and patients through concierge-level service. The Dispensary Patient Consultant conducts day-to-day operations...
-
Medical Coding Specialist
2 weeks ago
West Chester, United States Aequor Technologies Full timeJob Title: Sr. Medical Coding Specialist Location: REMOTE Duration: 12 Months Core Essential Skill Sets candidates must have: 1. 5 years of medical coding in a pharmaceutical or clinical research setting. [Note: this is not a medical billing/diagnostic coding position using ICD-10, CPT, etc.] 2. RN with Bachelor degree 3. Recent experience with both...
-
Clinical Specialist Sr.
2 weeks ago
Chester, Virginia, United States Mercy Full timeJob Title: Sr. Chargemaster Clinical SpecialistWe're a Little DifferentOur mission is to deliver exceptional care and service through a healing ministry.At Mercy, we believe in careers that match the unique gifts of unique individuals - careers that not only make the most of your skills and talents, but also your heart.We're expanding to help our communities...
-
Client Training Specialist
2 weeks ago
West Chester, Pennsylvania, United States solera Full timeJob SummarySolera is seeking a highly skilled Client Training Consultant to join our team. As a Client Training Consultant, you will be responsible for delivering high-quality instruction via virtual means to new and existing clients. You will also develop and maintain a library of product knowledge materials and work with the Sr Manager, Client Training to...
-
Medical Coding Specialist
2 weeks ago
West Chester, Pennsylvania, United States Aequor Technologies Full timeJob Title: Sr. Medical Coding Specialist Job Summary: We are seeking a highly skilled Sr. Medical Coding Specialist to join our team at Aequor Technologies. As a key member of our medical coding team, you will be responsible for delivering accurate and consistent medical coding for all assigned company protocols within established timelines and in compliance...
-
Field Service Consultant
2 weeks ago
Chester, Virginia, United States ITAC Full timeJob SummaryWe are seeking a highly skilled Field Service Consultant to join our team at ITAC. As a Field Service Consultant, you will be responsible for calibrating, troubleshooting, repairing, and starting up various types of instrumentation and logic control systems. Your expertise will be essential in ensuring the efficient operation of our clients' water...
-
Sr. Accountant
2 weeks ago
West Valley City, United States Robert Half Full timeJob DescriptionJob Description***Contact Tiffany Arcaris with Robert Half to be immediately considered for this opportunity. Submit your resume via messaging on LinkedIn or call (385) 286 - 4609We are searching for a Sr. Accountant to join our team located in Salt Lake City, Utah. The successful candidate will be instrumental in managing our financial data...
-
Compliance Manager
3 months ago
West Palm Beach, United States CANiK Full timeThis is an onsite position based out of West Palm Beach, FL.Firearms experience is required.Overall responsibility for assisting in the development, administration, and oversight of the Canik USA, LLC (“Canik USA”) ATF Compliance Program. The ATF Compliance Manager, in conjunction with Canik USA executives and certain additional internal and external...
-
Compliance Manager
3 months ago
West Palm Beach, United States CANiK Full timeThis is an onsite position based out of West Palm Beach, FL.Firearms experience is required.Overall responsibility for assisting in the development, administration, and oversight of the Canik USA, LLC (“Canik USA”) ATF Compliance Program. The ATF Compliance Manager, in conjunction with Canik USA executives and certain additional internal and external...
-
Project Manager
2 weeks ago
West Chester, Pennsylvania, United States Metro Consulting Associates, LLC Full timeAbout the RoleMetro Consulting Associates, LLC is seeking a highly skilled Project Manager to lead our energy and land development projects. As a key member of our team, you will be responsible for managing the technical and financial aspects of our projects, working closely with clients and stakeholders to deliver high-quality results.Key...
-
West Chester, PA, United States Teva Pharmaceutical Industries Full timeWho we areTogether, we’re on a mission to make good health more affordable and accessible, to help millions around the world enjoy healthier lives. It’s a mission that bonds our people across nearly 60 countries and a rich, diverse variety of nationalities and backgrounds. Working here means working with the world’s leading manufacturer of generic...
-
ATF Compliance Manager
2 weeks ago
West Palm Beach, Florida, United States CANiK Full timeJob Title: ATF Compliance ManagerThis is an onsite position based out of West Palm Beach, FL.Firearms experience is required.The ATF Compliance Manager will be responsible for assisting in the development, administration, and oversight of the Canik USA, LLC ATF Compliance Program.Key Responsibilities:Develops, initiates, maintains, periodically reviews, and...
-
West Chester, PA, United States Teva Pharmaceutical Industries Full timeWho we areTogether, we’re on a mission to make good health more affordable and accessible, to help millions around the world enjoy healthier lives. It’s a mission that bonds our people across nearly 60 countries and a rich, diverse variety of nationalities and backgrounds. Working here means working with the world’s leading manufacturer of generic...
-
Compliance Manager
1 week ago
West Palm Beach, Florida, United States New Age Software Services Full timeJob DescriptionThe Compliance Manager is responsible for ensuring that New Age Software Services meets its objectives while maintaining compliance with operational regulatory authorities. This includes collaborating with executives and internal/external resources to ensure adherence to relevant laws and regulations.Key ResponsibilitiesDevelops, initiates,...
-
Airworthiness Inspector Sr A&P
4 weeks ago
West Palm Beach, Florida, United States General Dynamics Full timeJob Title: Airworthiness Inspector Sr A&PAs a Senior Airworthiness Inspector Sr A&P at General Dynamics, you will be responsible for ensuring the quality and airworthiness of aircraft and components. Your expertise will be crucial in maintaining the highest standards of quality and safety in the aviation industry.Key Responsibilities:Conduct thorough...
Sr RIA Compliance Consultant
2 months ago
Do you want to be part of a rapidly growing, industry-leading fintech firm?
Are you looking for a company that is dedicated to developing and building your career?
Do you want to work at a company that puts its employees and culture at the forefront of everything they do?
If your answer to these questions is "yes", then STP may be right for you
Company Overview
STP Investment Services is a collaborative partner providing scalable and transparent front, middle, and back-office solutions to investment managers, funds, and plan sponsors giving them the technology, expertise and confidence needed to focus on core business objectives. STP Investment Services, an international company with fully owned offices in the United States and India, provides a broad range of services for the asset management industry with capabilities to process all asset classes and meet ever-evolving business requirements.
STP employees enjoy the following benefits
- Competitive compensation plus a performance bonus
- Unlimited PTO in addition to your birthday as a free day off
- 10 Paid Holidays
- Strong 401k Matching program
- Hybrid work schedule
- Competitive health benefits (Medical, Vision, Dental, Life, and Disability Insurance)
- Volunteer Time Off (VTO). We pay you to do good in your community
- Strong growth and advancement opportunities
- Highly subsidized Medical/Dental/Vision/Disability Insurance benefits
- Employee Assistance Program
Summary of Role:
The Senior RIA Compliance Consultant will provide expert advice to the company’s clients regarding Advisers Act concepts and compliance with regulatory requirements applicable to private fund advisers, institutional advisers, and wealth managers.
What You'll Do:
- In this role you will execute on the compliance-related services offered to our clients. This may include any combination of the following services:
- Preparation, review and submission of regulatory filings, including Form ADV and Form PF
- Development and maintenance of client’s written compliance policies and procedures, Code of Ethics and other policies, in collaboration with client
- Deliver periodic compliance training to clients’ staff
- Perform annual compliance reviews in accordance with Rule 206(4)-7 of the Advisers Act
- Perform compliance reviews of client’s marketing materials, as requested
- Oversee reviews of our managed services, including electronic communication reviews and Code of Ethics reviews
- Provide general compliance consulting, support and guidance to clients undergoing a regulatory (SEC or state) examination
- Conduct SEC mock examinations
- Provide general compliance consulting applicable to a client’s business, including consulting regarding policies ancillary to the Investment Advisers Act of 1940, such as Regulation S-P and Regulation S-ID.
- Stay current on new and pending rulemaking applicable to registered investment advisers (e.g. AML for RIAs, Private Fund Advisers Rule)
- Must be open to serving as outsourced Chief Compliance Officer for a limited number of engagements
- Bachelor's degree from an accredited college/university and a minimum of 10 years experience as a senior compliance adviser for a registered investment advisory firm(s) and/or equivalent combination of education and experience.
- At least 5 years of experience working with private fund advisers
- Strong knowledge of Investment Advisers Act of 1940 as well as other regulations relevant to registered investment advisers
Preferred Education and Experience
- Experience working in a compliance environment with various types of registered investment advisers, including wealth managers and institutional asset managers.
- Experience working as a CCO for a private fund adviser
Competencies
- Commitment to high standards of customer service and support, focusing on providing value and satisfaction to clients.
- Practice active listening to understand client perspective and concerns.
- Provide sound, rational guidance, even in the face of client resistance.
- Ability to convey complex ideas simply and effectively.
- Strong interpersonal skills to build trust and rapport with clients.
