Regulatory Compliance Associate

3 weeks ago


Houston, United States Fund Services Group Full time $115,000 - $150,000
Job DescriptionJob Description

FSG is the opportunity to learn and experience the finance industry for a people-oriented, hard-working, team player. Our unique culture is built by the team and for the team. Our compensation structure provides unlimited upside to our team members. We will teach you all that you need to know to be successful on our team, so we do not require any specific degree or work history. We just hope you are as non-traditional and eager to prove yourself as we are

Regulatory Compliance Associate

Your key responsibilities are to deliver white glove service and honor the FSG Principles while:

  • Reviewing, processing, and drafting legal documents associated with the launch of private funds
  • Managing the Non-Disclosure Agreement process for clients
  • Preparing subscription and investment documentation for private funds
  • Managing AML and other ancillary investment documentation for private fund investments
  • Supporting the employee compliance activities and systems for clients
  • Collaborating with the fund administrator to create and/or review regulatory filings

Our requirements for you as an applicant are simple:

  • Be a team player with an enthusiastic work ethic
  • Learn all we teach you quickly, comprehensively, and enthusiastically
  • Be exceptional in your organizational and written communication skills
  • Have an exacting attention to detail
  • Be exemplary in prioritization and multi-tasking in a fast-paced environment
  • Be proficient in Microsoft Office Suite

If you excel in your responsibilities and fulfill your requirements, our commitment to you is:

  • Comprehensive benefits
  • Base salary commensurate with experience and success: The annual base salary range for this position is $50,000 to $70,000
  • Quarterly bonus that offers unlimited potential growth - 1/3rd of our profits (no matter how much) are shared with our team in bonuses each quarter

We are primarily a remote work company, but some of the training for this role may be best delivered in-person leveraging client sites or local coworking locations. Our clients also ask us to provide on-site support from time-to-time. In the interview process, we can outline expectations about what, if any, in-person training or support time is expected to be required for this role.

You will be successful when you deliver exemplary service to our clients and their investors, fulfill the FSG vision and purpose, and bring success to the entire FSG team. We are excited to have you join our team and appreciate your interest in joining us on a journey to success

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