Director, Internal Audit-Operations

3 months ago

Chicago, United States Buckingham Search Full time
Job DescriptionJob Description

Our client is a highly respected financial institution located in the heart of Chicago Loop. They specialize in areas such as Risk Management, Equity Derivatives Clearing, OTC Derivatives, Capital Markets, Options Industry Council, Clearing, Settlement, and Margin Requirements. They're in search of an experienced Director of Internal Audit-Operations to join their organization

This role will support their Internal Audit team as a “Center for Efficiency” in overseeing the execution, escalation, and completion of the portfolio of audits, validation, and department special projects while working to improve the functions efficiency and effectiveness through innovation and automation. This individual will focus on confirming that the department delivers its commitments on time, operates within the assigned budget, and reports status efficiently to the Board of Directors.

The Director of Operations will also own and be accountable to a develop a strategy to automate significant activities such as: Audit Committee reporting, policy and procedure documentation maintenance, employee and co-source resource onboarding, and departmentwide training delivery (content will be developed by the department) and execute the annual external co-source provider assessment.

Qualifications:

  • Knowledge of the principles, practices, and techniques involved in conducting audits in accordance with the requirements set forth in the International Standards for the Professional Practice of Internal Auditing published by the Institute of Internal Auditors (IIA).
  • Demonstrated ability to gather, analyze, and evaluate facts, and prepare and present concise oral and written reports.
  • Ability to communicate clearly and effectively, both orally and in writing, including the ability to handle potentially sensitive situations and discussions.
  • Ability to work independently or as part of a team, prioritizing multiple audit assignments to simultaneously complete each in a timely fashion.
  • Strong problem solving and analytical capabilities.
  • Experience working in a complex, fast paced environment required.
  • Demonstrated success in leading audit projects and implementing audit leading practices in a complex environment.
  • Strong customer service and collaboration skills required.
  • Effective influence, analytical and verbal/written communication skills required.
  • Consulting/accounting firm experience.
  • Experience in Financial Services/Security Industry and working with regulatory organizations such as: Securities and Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC), Financial Industry Regulatory Authority (FINRA), Federal Reserve.

  • Director, Internal Audit. Operations

    3 months ago

    Chicago, Illinois, United States OCC Full time

    What You'll Do:This role will support OCC's Internal Audit team as a "Center for Efficiency" in overseeing the execution, escalation, and completion of the portfolio of audits, validation, and department special projects while working to improve the functions efficiency and effectiveness through innovation and automation. This individual will focus on...

  • Director, Internal Audit. Operations

    2 months ago

    Chicago, United States OCC Full time

    What You'll Do:This role will support OCC's Internal Audit team as a "Center for Efficiency" in overseeing the execution, escalation, and completion of the portfolio of audits, validation, and department special projects while working to improve the functions efficiency and effectiveness through innovation and automation. This individual will focus...

  • Head of Internal Audit Operations

    2 weeks ago

    Chicago, Illinois, United States Buckingham Search Full time

    Become a key player in a leading financial organizationBuckingham Search is representing a distinguished financial organization that excels in Risk Management, Equity Derivatives Clearing, and OTC Derivatives. They are in search of a seasoned professional to take on the role of Head of Internal Audit Operations.In this pivotal position, you will be...

  • Internal Audit Director

    1 week ago

    Chicago, Illinois, United States JBT Full time

    Internal Audit ManagerAs a key member of the JBT team, the Internal Audit Manager plays a vital role in ensuring the integrity and effectiveness of our internal controls.Collaborate with the VP, Audit and Internal Audit Manager to develop risk assessments and establish the internal audit and annual SOX plan.Prepare and review audit reports and...

  • Manager of Internal Audit Operations

    2 weeks ago

    Chicago, Illinois, United States HUB International Full time

    About HUB InternationalAt HUB International, we are a collective of innovators. Our mission is to empower our clients by safeguarding businesses and individuals within our communities. We assist organizations in assessing their risks and crafting tailored solutions to meet their unique needs. We also prioritize the empowerment of our employees.As a global...

  • Director - Audit Innovation and Automation

    3 weeks ago

    Chicago, United States Selby Jennings Full time

    Director - Audit Innovation and AutomationLocation: ChicagoI am currently working with a leading financial services firm in Chicago to grow out their third-line team, specifically by bringing on a Director with the focus of automating audit practices and increasing audit operational efficiencies.Ideal candidates have 10+ years of experience in Internal...

  • Director - Audit Innovation and Automation

    1 month ago

    Chicago, United States Selby Jennings Full time

    Director - Audit Innovation and AutomationLocation: Chicago I am currently working with a leading financial services firm in Chicago to grow out their third-line team, specifically by bringing on a Director with the focus of automating audit practices and increasing audit operational efficiencies. Ideal candidates have 10+ years of experience in Internal...

  • Director - Audit Innovation and Automation

    6 days ago

    Chicago, United States Selby Jennings Full time

    Director - Audit Innovation and AutomationLocation: ChicagoI am currently working with a leading financial services firm in Chicago to grow out their third-line team, specifically by bringing on a Director with the focus of automating audit practices and increasing audit operational efficiencies.Ideal candidates have 10+ years of experience in Internal...

  • Audit Director

    1 day ago

    Chicago, Illinois, United States KPMG Full time

    About the RoleKPMG is seeking a highly skilled Audit Associate Director to join our Internal Audit Department. As a key member of our team, you will be responsible for providing high-quality professional day-to-day management for a portfolio of internal audit engagements and other projects.Key ResponsibilitiesEngagement Management: Plan and scope internal...

  • Intern - Internal Audit (Summer 2025)

    2 weeks ago

    Chicago, United States United Airlines Full time

    Description Early careers take off with United! We’ve been recognized as both a top employer for Gen Z talent by Handshake and a top 100 internship program by Yellow and WayUp. Interns at United enjoy a wealth of benefits, including a robust mentorship program, exclusive travel privileges, and engaging social events to help foster a vibrant and connected...

  • Director - Audit Innovation and Automation

    2 months ago

    Chicago, IL, United States Selby Jennings Full time

    Director - Audit Innovation and AutomationLocation: ChicagoI am currently working with a leading financial services firm in Chicago to grow out their third-line team, specifically by bringing on a Director with the focus of automating audit practices and increasing audit operational efficiencies.Ideal candidates have 10+ years of experience in Internal...

  • Summer Internship

    1 week ago

    Chicago, United States BankTalent HQ Full time

    Join the FHLBC team! At the Federal Home Loan Bank of Chicago, employees come first - that's why we offer a highly competitive compensation and bonus package, and access to a comprehensive benefits program designed to meet the needs of our employees. * Retirement program (401k and Pension) * Medical, dental and vision insurance * Lifestyle Spending Account *...

  • Summer Internship

    1 week ago

    Chicago, United States Federal Home Loan Bank of Chicago Full time

    Join the FHLBC team!At the Federal Home Loan Bank of Chicago, employees come first - that's why we offer a highly competitive compensation and bonus package, and access to a comprehensive benefits program designed to meet the needs of our employees. * Retirement program (401k and Pension) * Medical, dental and vision insurance * Lifestyle Spending...

  • Internal Audit Manager

    1 week ago

    Chicago, United States JBT Full time

    Overview ...: Position Description: This position reports to the VP, Internal Audit and is primarily responsible for managing financial/compliance audits at field locations, the assessment of internal controls to standardize and simplify controls for ease in management testing, as well as the active management of SOX program related activities. The manager...

  • Director, Internal Audit AML/BSA

    4 weeks ago

    Chicago, Illinois, United States Discover Full time

    Discover. A brighter future.With us, you'll do meaningful work from Day 1. Our collaborative culture is built on three core behaviors: We Play to Win, We Get Better Every Day & We Succeed Together. And we mean it - we want you to grow and make a difference at one of the world's leading digital banking and payments companies. We value what makes you unique so...

  • Summer Internship

    3 days ago

    Chicago, United States The Federal Home Loan Bank of Chicago Full time

    Join the FHLBC team!At the Federal Home Loan Bank of Chicago, employees come first - that's why we offer a highly competitive compensation and bonus package, and access to a comprehensive benefits program designed to meet the needs of our employees. * Retirement program (401k and Pension) * Medical, dental and vision insurance * Lifestyle Spending Account*...

  • Internal Audit Manager

    2 weeks ago

    Chicago, United States JBT Full time

    Work with the VP, Audit and Internal Audit Manager to develop appropriate risk assessments to establish the internal audit and annual SOX plan, and in preparing and reviewing audit reports and recommendations. Manage financial/compliance audit engage Audit Manager, Internal, Business Operations, Manager, Audit, Accounting, Airline, Business Services

  • Intern - Internal Audit (Summer 2025)

    2 weeks ago

    Chicago, United States United Airlines Full time

    DescriptionEarly careers take off with United! We’ve been recognized as both a top employer for Gen Z talent by Handshake and a top 100 internship program by Yellow and WayUp. Interns at United enjoy a wealth of benefits, including a robust mentorship program, exclusive travel privileges, and engaging social events to help foster a vibrant and connected...

  • Internal Audit Specialist

    11 hours ago

    Chicago, Illinois, United States TEKsystems Full time

    About the RoleWe are seeking a highly skilled Internal Auditor to join our team at TEKsystems. As a key member of our organization, you will be responsible for developing and implementing audit programs, working papers, and financial/internal 1LOD testing reports.Key ResponsibilitiesDevelop and implement audit programs, working papers, and financial/internal...

  • Senior Manager

    1 week ago

    Chicago, United States United Airlines Full time

    Description There’s never been a more exciting time to join United Airlines. We’re on a path towards becoming the best airline in the history of aviation. Our shared purpose – Connecting People, Uniting the World – is about more than getting people from one place to another. It also means that as a global company that operates in hundreds of...