Audit Manager- Permanent role

4 weeks ago


New York, United States Russell Tobin Full time $55 - $60
Job DescriptionJob Description

Russell Tobin's client, a prominent global financial services firm that offers comprehensive investment banking, securities, investment management, and wealth management services, is seeking to hire an Audit Manager in New York, NY. Working with the client will give you a great career with opportunities to learn, grow and make an impact, along with the power to make a difference. Join us

Apply Now

 

Job title: Audit Manager

Location: New York, NY

Job type: Permanent

Salary: $130k to $150k

 

Job Description:

This job is responsible for overseeing assigned areas of audit work acting as an Auditor-in-Charge (AIC) and executing on the audit strategy for Lines of Business (LOBs). Key responsibilities include driving risk-based auditing by defining scope and test procedures to evaluate the control environment in conformance with audit policies, assessing issues for business impact and recommending severity ratings, drafting audit reports, and managing business partner relationships. Job expectations include fostering an inclusive work environment, and mentoring team members.

This role is for the Global Corporate and Investment Banking audit team. We cover audits for businesses such as equity capital markets, debt capital markets, investment banking, corporate banking coverage and leasing. The team is also responsible for credit risk management and global payment services audits in EMEA.

The candidate will be working with the team based in EMEA and APAC and most of our audits are global. An Audit Manager is expected to lead audits and a team of auditors working on the audit. This role will also support the management team with ongoing Audit related tasks.

 

Responsibilities:

  • Executes audit strategy for the sound application of risk-based auditing by defining audit scope and audit programs, and drafting audit reports leveraging automation and innovative methods in a timely and high-quality manner
  • Acts as Auditor-in-Charge (AIC) by overseeing audit testing and ensuring it is executed in a timely manner and conforms with quality standards, audit policies, and procedures
  • Assesses impacts to business processes, controls, and strategies to provide recommendations on severity ratings and escalate broad themes or trends accordingly based on existing business knowledge
  • Exercises intellectual curiosity and judgment to effectively influence and challenge management to improve the control environment and drive continuous improvements on audit
  • Oversees a team of associates and provides day-to-day mentoring and guidance and fosters an inclusive work environment
  • Maintains business partner relationships, primarily with line management, to develop business knowledge
  • Exercises sound knowledge of product, business, and technical expertise to effectively challenge management to improve the control environment
  • Manage multiple projects using technology and analytic techniques to work effectively and efficiently in a fast-paced environment.

 

Required Qualifications:

  • Minimum 3-5 years covering Internal Audit in the Corporate and Investment Banking Business, GCIB (e.g. equity capital markets, debt capital markets, investment banking, corporate banking, leasing etc) (tier 1 investment bank preferred)
  • Minimum 8-10 years of internal audit, front office business control or compliance experience in financial services
  • Minimum 2 years of experience leading audits and performing in the role of auditor-in-charge
  • Ability to plan, execute and evaluate audit test plans within a risk-based audit methodology
  • Sound organizational, analytical, oral, and written communication skills
  • Experience with stakeholder management and ability to influence management and lead changes (including respectful and objective challenge of stakeholder views on risks and controls)
  • Experience with leading a team, project management and coaching less experienced team members
  • Pro-active, positive attitude, exhibits sense of ownership, flexibility and intellectual curiosity
  • Ability to manage/ juggle multiple work efforts and deliver quality work timely
  • Bachelor’s Degree

 

Desired Qualifications:

  • Chartered Financial Analyst (CFA), Certified Public Accountants (CPA), Financial Risk Manager (FRM), Certified Internal Auditor (CIA) or relevant qualifications

 

Skills:

  • Analytical Thinking
  • Audit Planning
  • Internal Audit Review
  • Issue Management
  • Risk Management
  • Business Acumen
  • Coaching
  • Project Management
  • Relationship Building
  • Written Communications
  • Attention to Detail
  • Automation
  • Critical Thinking
  • Technical Documentation
  • Knowledge of banking products and processes
  • Familiar with risk and controls in the business mentioned
  • Analytical skills
  • Makes sound judgement regarding gaps and risks associated
  • Stakeholder engagement and communication skills, including communicating issues
  • Report writing skills
  • Presentation skills – ability to summarize the key messages for senior management/stakeholders

 

BENEFITS DISCLOSURE

“Russell Tobin offers eligible employees comprehensive healthcare coverage (medical, dental, and vision plans), supplemental coverage (accident insurance, critical illness insurance and hospital indemnity), a 401(k)-retirement savings, life & disability insurance, an employee assistance program, identity theft protection, legal support, auto and home insurance, pet insurance, and employee discounts with some preferred vendors.”


  • Audit Manager

    2 months ago


    New York, New York, United States Paritas Recruitment - Audit Full time

    The Audit Manager will support the Head of US Audit to lead a small team of Assistant Audit Managers and additional resource provided by their co-source internal audit provider on occasion. It is essential that the Audit Manager has a proven track record of leading and managing internal audits within a financial services firm.The ideal candidate would have...

  • Audit Supervisor

    1 week ago


    New York, New York, United States Russell Tobin Full time

    Job OverviewRussell Tobin's client, a leading global financial services organization specializing in investment banking, securities, asset management, and wealth advisory services, is in search of an Audit Supervisor.Position Title: Audit SupervisorEmployment Type: PermanentSalary Range: $130,000 to $150,000Location: New York, NYRole Summary:The Audit...

  • Lead Audit Supervisor

    2 weeks ago


    York, Pennsylvania, United States Defense Contract Audit Agency Full time

    Position Overview: The Defense Contract Audit Agency is seeking a dedicated professional to serve as the Supervisory Auditor. This role is pivotal in overseeing the execution and success of a segment of our comprehensive audit program.Key Responsibilities: - Directs a significant portion of the overall audit strategy. - Acts as a team leader within a...

  • Lead Audit Supervisor

    2 weeks ago


    York, Pennsylvania, United States Defense Contract Audit Agency Full time

    Position Overview: The Defense Contract Audit Agency is seeking a qualified individual to serve as the Supervisory Auditor. This role is pivotal in overseeing and executing a segment of the audit program.Key Responsibilities: - Directs a significant portion of the overall audit program plan. - Acts as a team leader within a collaborative work environment,...


  • New York, New York, United States City of New York Full time

    Company OverviewPosition Overview The City of New York is recognized for its commitment to public service and community welfare, operating a vast array of programs to support its residents. Role Summary The City is in search of a skilled and proactive individual to join the Department of Internal Audit and Assessment as an Administrative Auditor. The ideal...

  • Senior Audit Manager

    2 weeks ago


    New York, New York, United States Crédit Agricole CIB Limited Full time

    Position OverviewCompany Background Crédit Agricole Corporate and Investment Bank (Crédit Agricole CIB) is a leading entity in corporate and investment banking, part of the Crédit Agricole Group, which ranks as the 10th largest banking group globally based on balance sheet size. With a workforce of approximately 8,600 employees across over 30 countries,...


  • New York, New York, United States City of New York Full time

    Company OverviewPosition Overview The City of New York is recognized as a leading public service provider, committed to delivering quality housing solutions to its residents. Role Summary We are in search of a skilled and proactive individual to join our team as an Administrative Auditor within the Internal Audit and Assessment Department. The ideal...

  • Audit Manager

    2 days ago


    New York, New York, United States Jobot Full time

    About the RoleWe are seeking an experienced and dynamic individual for the role of Permanent Audit Manager in the Mortgage industry. This is an exciting opportunity to join a leading organization where you will play a pivotal role in our audit department.Key ResponsibilitiesManage and Lead Audit Engagements: Ensure a high level of service and client...

  • Audit Manager

    4 weeks ago


    New York, United States Rishabh RPO Full time

    Job DescriptionJob DescriptionJob Title: Audit Manager - Global Corporate and Investment BankingDuration: Full-timeLocation: New York, NY(Hybrid, 3 days in office required)About Us At The Client, our mission is to enhance financial lives through the power of every connection. Our approach, Responsible Growth, guides how we operate and deliver for clients,...

  • Audit Manager

    2 months ago


    New York, New York, United States Bank of America Full time

    Job Description:At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.One of the keys to driving Responsible Growth is being a great place to work for our...

  • IT Audit Manager

    3 days ago


    New York, New York, United States BBVA Full time

    About the RoleWe are seeking a highly skilled and experienced Technology Risk Internal Audit Manager to join our team at BBVA. The successful candidate will be responsible for evaluating and improving the effectiveness of risk management, control, and governance processes within our CIB US operations.Key ResponsibilitiesConduct risk assessments, continuous...

  • Audit Manager

    10 hours ago


    New York, New York, United States Eclaro Full time

    Job Title: Audit SupervisorJob Summary:Eclaro is seeking an experienced Audit Supervisor to join our team in New York, NY. As an Audit Supervisor, you will be responsible for independently performing test work during highly complex audit activities for Lines of Business (LOBs).Key Responsibilities:Design and Execute Audit Tests: Independently design and...

  • Audit Manager

    5 days ago


    New York, New York, United States Insight Global Full time

    About the Role:Insight Global is seeking a highly skilled Audit Supervisor to join our team in the New York area. This is a hybrid role that requires employees to report to the office three days a week. As an Audit Supervisor, you will be responsible for performing and testing complex audit activities for various lines of business across the institution.Key...

  • Audit Manager

    6 days ago


    New York County, New York, United States CCG Business Solutions, LLC Full time

    About the RoleCredit and Collections Group (CCG) Business Solutions, LLC is seeking a highly skilled Audit Supervisor to join our team. As an Audit Supervisor, you will play a critical role in ensuring the integrity and accuracy of our financial reporting and compliance with regulatory requirements.Key ResponsibilitiesDesign and Execute Audit Strategies:...

  • Audit Manager

    2 days ago


    New York, New York, United States Insight Global Full time

    About the Role:Insight Global is seeking a highly skilled Audit Supervisor to join our team in the financial services industry. This is a hybrid role that requires employees to report to the office three days a week. The successful candidate will be responsible for performing and testing complex audit activities for various business lines across the...

  • Audit Manager

    6 days ago


    New York, New York, United States Bright Vision Technologies Full time

    Job DescriptionBright Vision Technologies is seeking a highly skilled Audit Supervisor to join our team in New York, NY (Hybrid).Job Summary:This is a challenging opportunity for a seasoned audit professional to lead complex audit activities and drive business improvement. The successful candidate will have a strong background in risk management, internal...

  • Audit Manager

    5 days ago


    New York, New York, United States Keller Executive Search Full time

    Job DescriptionKeller Executive Search is seeking a highly skilled Audit Manager to join our dynamic team. As a key member of our financial services team, you will play a crucial role in overseeing audit engagements, managing client relationships, and leading audit teams.Key Responsibilities:Plan, Execute, and Manage Multiple Audit Engagements: Develop and...

  • IT Audit Manager

    3 months ago


    New York, United States BBVA Full time

    Internal Audit is a global area of over 700 people with a multidisciplinary, dynamic and flexible team of professionals whose knowledge and expertise covers all the organization’s areas and activities in multiple countries.As the third line of defense, Internal Audit’s (IA) mission is to independently assess the firm’s overall control environment,...

  • IT Audit Manager

    2 months ago


    New York, United States BBVA Full time

    Internal Audit is a global area of over 700 people with a multidisciplinary, dynamic and flexible team of professionals whose knowledge and expertise covers all the organization’s areas and activities in multiple countries.As the third line of defense, Internal Audit’s (IA) mission is to independently assess the firm’s overall control environment,...

  • Senior Audit Leader

    2 weeks ago


    New York, New York, United States Office of the New York City Comptroller Full time

    PLEASE NOTE: This position is exclusively available to current employees of the City of New York holding a permanent civil service title of Accountant. It is essential to clearly indicate your permanent civil service title on your resume and cover letter.The Office of the New York City Comptroller's Bureau of Audit (Bureau) is tasked with performing audits...