See more Collapse

Compliance Analyst

2 months ago

Kansas City, United States UGA Finance Full time
Job DescriptionJob DescriptionDescription:

UGA Finance is a growing financial technology company that offers consumers credit options at the point of sale. We are a leader in providing financing and servicing for unsecured lending in key verticals, including Education, Medical, Membership and Consumer Goods.


Our new, state of the art building in downtown Parkville offers an engaging work environment, employee amenities, and growth opportunities for our company.


The Compliance Analyst will collaborate with subject matter experts in the organization to ensure that the company is meeting the highest standards of regulatory and policy compliance. The Compliance Analyst will develop and execute internal audits by examining records, reports, and operating practices, against established controls to ensure regulatory and operational compliance.


Responsibilities include but not limited to:

  • Performs analysis of existing processes and data and applies observations toward developing, maintaining, revising, and auditing operating policies and procedures.
  • Audit systems to verify accuracy and completeness of records and review trending and corrective actions to determine reasonable and effective resolutions are implemented.
  • Ability to read and interpret federal regulations, state statutes, guidance documents, technical manuals, handbooks, forms and related instruction guides.
  • Conduct process owner interviews and assist in documenting end-to-end procedures for in-scope processes; updating existing documentation as changes occur.
  • Assist process owners with workflow/procedure documents to maintain uniformity.
  • Participate in unannounced mock audits or walkthroughs with process owners to ensure process and control documentation is correct.
  • Track corrective actions to ensure all actions are completed and properly documented.
Requirements:
  • Bachelors degree, Associates degree, or equivalent experience required
  • Proficient in Word, Excel, and strong computer skills.
  • Organizational skills, attention to detail, and a strong work ethic are a must.
  • Ability to communicate effectively with clients and employees both verbally and in writing.
  • Exceptional oral and written communication skills
  • Strong organizational, management, and problem solving skills
  • Flexible approach to new projects, requirements, and workplace demands

UGA Finance provides equal employment opportunity to all individuals regardless of their race, color, creed, religion, gender, age, sexual orientation, national origin, disability, veteran status, or any other characteristic protected by state, federal, or local law.

We have other current jobs related to this field that you can find below

  • Senior IT Compliance Analyst

    1 month ago

    Kansas City, United States Burns & McDonnell Full time

    **Description** The Senior IT Compliance Analyst is responsible for ensuring that the company's IT systems and processes comply with all relevant regulations and standards. This role will perform audit, risk assessments, and compliance reviews to identify potential issues and work with IT leadership to implement solutions that mitigate risk. The Senior IT...

  • Compliance Analyst

    1 month ago

    Oklahoma City, United States IFG International Financial Group Ltd Full time

    Our client, a large financial institution, is looking for a Compliance Analystfor a 6-month contract located in Boston. This is an excellent opportunity for a Compliance Analyst with a financial services background As a Compliance Analyst your duties will include but not be limited to: Determine whether transactions are suspect using your judgement and your...

  • Client Partner

    3 weeks ago

    Kansas City, United States Spotlight Analyst Relations Full time

    Job DescriptionJob DescriptionSalary: At Spotlight, it’s our mission to craft and sustain a successful analyst relations (AR) program for our clients—and it’s the role of the Client Partner to drive that success. You will be responsible for the relationship with your client, facilitate the communication strategy between clients and analysts, and are...

  • Client Partner

    3 months ago

    Kansas City, United States Spotlight Analyst Relations Full time

    Job DescriptionJob DescriptionSalary: At Spotlight, it’s our mission to craft and sustain a successful analyst relations (AR) program for our clients—and it’s the role of the Client Partner to drive that success. You will be responsible for the relationship with your client, facilitate the communication strategy between clients and analysts, and are...

  • Client Partner

    4 weeks ago

    Kansas City, United States Spotlight Analyst Relations Full time

    Job DescriptionJob DescriptionSalary: At Spotlight, it’s our mission to craft and sustain a successful analyst relations (AR) program for our clients—and it’s the role of the Client Partner to drive that success. You will be responsible for the relationship with your client, facilitate the communication strategy between clients and analysts, and are...

  • Associate Client Partner

    3 weeks ago

    Kansas City, United States Spotlight Analyst Relations Full time

    Job DescriptionJob DescriptionSalary: At Spotlight, it’s our mission to craft and sustain a successful analyst relations (AR) program for our clients –– and the Associate Client Partner plays a key role in championing the logistics necessary to meet our clients’ goals. You will be responsible for supporting a team of Client Partners and Client...

  • Associate Client Partner

    3 days ago

    Kansas City, United States Spotlight Analyst Relations Full time

    Job DescriptionJob DescriptionSalary: At Spotlight, it’s our mission to craft and sustain a successful analyst relations (AR) program for our clients –– and the Associate Client Partner plays a key role in championing the logistics necessary to meet our clients’ goals. You will be responsible for supporting a team of Client Partners and Client...

  • Associate Client Partner

    3 months ago

    Kansas City, United States Spotlight Analyst Relations Full time

    Job DescriptionJob DescriptionSalary: At Spotlight, it’s our mission to craft and sustain a successful analyst relations (AR) program for our clients –– and the Associate Client Partner plays a key role in championing the logistics necessary to meet our clients’ goals. You will be responsible for supporting a team of Client Partners and Client...

  • Associate Client Partner

    4 weeks ago

    Kansas City, United States Spotlight Analyst Relations Full time

    Job DescriptionJob DescriptionSalary: At Spotlight, it’s our mission to craft and sustain a successful analyst relations (AR) program for our clients –– and the Associate Client Partner plays a key role in championing the logistics necessary to meet our clients’ goals. You will be responsible for supporting a team of Client Partners and Client...

  • Regulatory Compliance Analyst

    1 week ago

    Salt Lake City, United States WEX Full time

    About the Team. WEX is seeking a Regulatory Compliance Analyst to join their growing global Risk and Compliance organization, supporting the overall compliance and risk management program for WEX Health. The successful candidate will act as a resourc Compliance Analyst, Regulatory, Compliance, Analyst, Support, Health, Technology, Business Services

  • Compliance Analyst

    4 weeks ago

    Salt Lake City, United States Collabera Full time

    Client's Domain: Financial Role: Compliance Analyst Duration: 06 Months Location: Salt Lake City, UT 84184 Pay Rate: ($20-$22) hourly Education: Looking for recent college graduates or students in the third year of graduation from Criminology, Economics, Politics, Legal, Law. Job Responsibilities: Conducting Sanctions and Politically...

  • Grants Compliance Analyst

    3 months ago

    Kansas City, United States CONEXON Full time

    Job DescriptionJob DescriptionDescription:Conexon is a rapidly growing company working with Rural Electric Cooperatives to provide high speed internet and phone over advanced fiber to the home (FTTH) networks nationwide.Conexon’s mission is to provide high speed internet and phone service to Rural America. Conexon is filled with people who have a genuine...

  • IT Compliance Analyst

    1 month ago

    Salt Lake City, United States Verra Mobility Full time

    Who we are... Verra Mobility is a global leader in smart mobility. We develop technology-enabled solutions that help the world move safely and easily. We are fostering the development of safe cities, working with police departments and municipalities to install over 4,000 red-light, speed, and school bus stop arm safety cameras across North America. We are...

  • Risk and Compliance Analyst

    1 month ago

    Foster City, United States Collabera Full time

    Position: Risk and Compliance Analyst Location: Foster City, CA 94404 (Hybrid Role) Duration: 12 Months (Possible extension) Pay Range: $45-50/hr  Day-to-Day: Support the organization in responding to supplier due diligence requests. Work with questionnaires submitted by clients (Questions are around infosec, compliance regulations, operational...

  • Senior IT Compliance Analyst

    3 weeks ago

    Salt Lake City, United States Verra Mobility Full time

    Who we are... Verra Mobility is a global leader in smart mobility. We develop technology-enabled solutions that help the world move safely and easily. We are fostering the development of safe cities, working with police departments and municipalities to install over 4,000 red-light, speed, and school bus stop arm safety cameras across North America. We are...

  • Compliance Testing Analyst

    1 month ago

    Salt Lake City, United States First Electronic Bank Full time

    Job DescriptionJob DescriptionDescription:As Second Line of Defense, the Compliance Testing Analyst has the responsibility to perform compliance testing to evaluate our Strategic Partner’s (SP) compliance with applicable laws and regulatory requirements. This individual will follow a pre-established risk -based testing plan for each review, produce quality...

  • Lending Compliance Analyst

    1 month ago

    Lake City, United States First Federal Bank Full time

    Job Title: Compliance Data Analyst DUTIES AND RESPONSIBILITIES: Stay updated on relevant lending laws, such as the Equal Credit Opportunity Act/ECOA, Fair Housing Act/FHA, Truth-in-Lending Act/TILA, TILA-RESPA Integrated Disclosures/TRID, and the Home Mortgage Disclosure Act/HMDA Assist in performing loan origination and servicing tests to identify...

  • Compliance Analyst

    2 days ago

    Salt Lake City, United States Celtic Bank Full time

    Job DescriptionJob DescriptionCeltic Bank’s Compliance Analyst - Testing assists management in ensuring regulatory compliance at our Strategic Lending Partnerships (“SLP”) and the Bank. As a Compliance Analyst, your duties will include (i) monitoring Bank and SLP products and processes for compliance with applicable laws and regulations, (ii)...

  • Compliance Analyst

    6 days ago

    Salt Lake City, United States Celtic Bank Full time

    Job DescriptionJob DescriptionCeltic Bank’s Compliance Analyst - Testing assists management in ensuring regulatory compliance at our Strategic Lending Partnerships (“SLP”) and the Bank. As a Compliance Analyst, your duties will include (i) monitoring Bank and SLP products and processes for compliance with applicable laws and regulations, (ii)...

  • Compliance Analyst II or above

    3 weeks ago

    Salt Lake City, United States Global Payments Full time

    Every day, Global Payments makes it possible for millions of people to move money between buyers and sellers using our payments solutions for credit, debit, prepaid and merchant services. Our worldwide team helps over 3 million companies, more than 1,300 financial institutions and over 600 million cardholders grow with confidence and achieve amazing results....