Chief Compliance Officer
4 weeks ago
If you are looking for a dynamic environment, look no further than S.E.E.D. Planning Group Our company Just Cause (reason for existence) is “Helping people overcome their challenges so they can achieve personal fulfillment”.
We are looking to hire exciting and talented people who want to grow and be leaders in their field while working in a team environment. We are not an ordinary financial service company, exceptional is what we strive for.
This is an exciting opportunity to oversee and set the direction of our compliance program at S.E.E.D.
At S.E.E.D., there are no limits. If you want to build something great and be exceptional, we want to help you get there.
If this sounds like you, contact us today. We would love to meet you
Additional information:
Primary Responsibilities
Our CCO will be responsible for the following:
- Manage SEC audits
- Develop/refine policies and procedures
- Provide coaching and training for team members
- Serve as an internal reference for compliance questions and issues
- Documenting compliance processes and procedures
We are a Personal Empowerment Company masquerading as a Financial Services Firm. We are focused on improving client financial health by redesigning how financial planning, investment management, and tax advice are delivered, while at the same time creating an environment where (we expect) team members to grow personally and professionally every day. At S.E.E.D., there are no limits. If you want to build something great and be exceptional, we want to help you get there.Company DescriptionFee-Only Financial Planning | Investment Fiduciary | No Commissions\r
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We are a Personal Empowerment Company masquerading as a Financial Services Firm. We are focused on improving client financial health by redesigning how financial planning, investment management, and tax advice are delivered, while at the same time creating an environment where (we expect) team members to grow personally and professionally every day. At S.E.E.D., there are no limits. If you want to build something great and be exceptional, we want to help you get there.
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