Broker-Dealer Back Office Specialist

Job Description I'm recruiting for a growing financial services firm who is looking to hire a full-time Broker-Dealer Compliance Manager to work out of their Bountiful, UT office (just outside of Salt Lake City, UT). They will provide relocation assistance for the right person! The successful candidate will be responsible for overseeing the firm's...

Work Type: On-siteWork Location: This position can be based in Hong Kong, Singapore, or the New York area.Job Description:Design best practices for the back-office functions of financial products such as securities, funds, fixed income, and derivatives targeting both the US and other overseas markets. This is aimed at improving operational efficiency and...

Work Type: On-siteWork Location: This position can be based in Hong Kong, Singapore, or the New York area.Job Description:Design best practices for the back-office functions of financial products such as securities, funds, fixed income, and derivatives targeting both the US and other overseas markets. This is aimed at improving operational efficiency and...

Work Type: On-siteWork Location: This position can be based in Hong Kong, Singapore, or the New York area.Job Description:Design best practices for the back-office functions of financial products such as securities, funds, fixed income, and derivatives targeting both the US and other overseas markets. This is aimed at improving operational efficiency and...

Responsibilities: Ensuring regulatory compliant reporting, and all aspects of general ledger integrity and balance sheet substantiation Developing a good understanding of the investment bank product set and systems and how these interface into the financial reporting process Develop a sound understanding of US GAAP related to investment bank products and...

Senior Operations ManagerLocation: Jersey City, NJ, 4 days onsite Report to COOAbout UsWe are SEC-registered broker-dealers and members of FINRA/SIPC. We provide clearing and execution services to other broker-dealers.Key responsibilities may include • Monitor and assist with daily operations including clients’ service matters, monitoring clients’...

Senior Operations ManagerLocation: Jersey City, NJ, 4 days onsite Report to COOAbout UsWe are SEC-registered broker-dealers and members of FINRA/SIPC. We provide clearing and execution services to other broker-dealers.Key responsibilities may include • Monitor and assist with daily operations including clients’ service matters, monitoring clients’...

Job DescriptionJob DescriptionJob Description:An International Broker Dealer in Jersey City, NJ is looking for an experienced Corporate Actions specialist to join their team. This candidate will be responsible for processing all mandatory and voluntary corporate actions for the firm's equities and stock loan operations teams. The ideal candidate will...

**Broker Sales Manager** Kansas City / Sales / Full Time Were looking for a **Broker Sales Manager** in the **Kansas/Missouri** market. This position has the primary responsibility for the development, growth and management of Gravies Health Insurance solutions through Broker Dealers, Brokerage General Agents (BGA), and strategic partners. Youll report to...

Location:Jersey City, NJHybrid: 3 days a week in the officeDuration:12 monthsDescription:The position requires daily interaction with various broker-dealers, internal branch networks, other Operations groups, and technology teams. The position requires learning the function and products regarding the transfer process in order to become a Subject Matter...

Location:Jersey City, NJHybrid: 3 days a week in the officeDuration:12 monthsDescription:The position requires daily interaction with various broker-dealers, internal branch networks, other Operations groups, and technology teams. The position requires learning the function and products regarding the transfer process in order to become a Subject Matter...

Location:Jersey City, NJHybrid: 3 days a week in the officeDuration:12 monthsDescription:The position requires daily interaction with various broker-dealers, internal branch networks, other Operations groups, and technology teams. The position requires learning the function and products regarding the transfer process in order to become a Subject Matter...

Job DescriptionJob DescriptionExciting Opportunity for Ambitious Freight Brokers!Are you an active and driven Freight Broker eager to take your career to new heights? Look no further! Join our dynamic team at (HFS) and unlock your full potential in the booming logistics industry.Why Choose HFS?At HFS, we're dedicated to fueling your success. Here's...

Great Way is looking for an experienced licensed broker to direct the daily operation of its brokerage department - Great Way Customs Brokerage (USA). We provide great opportunity to grow your successful professional career in Great Way. Responsibilities This Customs Broker plays a leading role as the compliance director that not only ensures compliance...

Great Way is looking for an experienced licensed broker to direct the daily operation of its brokerage department - Great Way Customs Brokerage (USA). We provide great opportunity to grow your successful professional career in Great Way.ResponsibilitiesThis Customs Broker plays a leading role as the compliance director that not only ensures compliance with...

Great Way is looking for an experienced licensed broker to direct the daily operation of its brokerage department - Great Way Customs Brokerage (USA). We provide great opportunity to grow your successful professional career in Great Way.ResponsibilitiesThis Customs Broker plays a leading role as the compliance director that not only ensures compliance with...

Job DescriptionJob DescriptionInterested in joining the TGF family? Great, because Tallgrass Freight Co. is actively hiring! We are looking for experienced Freight Brokers/Freight Agents interested in a remote commission-based freight sales opportunity. Our Freight Agents have the freedom to be their own boss receiving high commission splits, mentoring and...

Job DescriptionJob DescriptionOur Story With $1,000 in his pocket, Allen Lund made the brave decision to start his own transportation brokerage company. It was 1976, when Allen Lund Company formally opened the first office in Los Angeles. Now, we have 38 offices and continue to grow! We are always looking for exceptional people to join our fast paced,...

Description:Provide critical support to the Division's Registration Section to facilitate the review and ultimate approval (or denial) of firms and individuals seeking registration in Missouri to transact business as broker/dealers, broker/dealer agents, investment advisers and investment adviser representatives.Job Functions and General...

Regulatory Affairs SpecialistPosition This hire will be a member of the Firm’s Regulatory group which is responsible for exam oversight, branch inspections, regulatory change tracking, governance related tasks and additional ad-hoc tasks.  The Firm’s Regulatory Group is housed within its Legal Department.  While attorneys are encouraged to apply,...