Compliance Director

Compliance Consultancy Director - Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Ref: 4015G3 $200K - $220K + Bonus + Benefits New York City Our Client, a growing and dynamic regulatory consulting firm based in New York and London, are looking to hire an experienced compliance professional to join their New York Regulatory...

Compliance Consultancy Director - Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Ref: 4015G3 $200K - $220K + Bonus + Benefits New York City Our Client, a growing and dynamic regulatory consulting firm based in New York and London, are looking to hire an experienced compliance professional to join their New York Regulatory...

Compliance Consultancy Director – Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Ref: 4015G3 $200K - $220K + Bonus + Benefits   New York City Our Client, a growing and dynamic regulatory consulting firm based in New York and London, are looking to hire an experienced compliance professional to join their New York Regulatory...

Compliance Consultancy Director – Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Ref: 4015G3 $200K - $220K + Bonus + Benefits   New York City Our Client, a growing and dynamic regulatory consulting firm based in New York and London, are looking to hire an experienced compliance professional to join their New York Regulatory...

Compliance Consultancy Director – Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Ref: 4015G3 $200K - $220K + Bonus + Benefits   New York City Our Client, a growing and dynamic regulatory consulting firm based in New York and London, are looking to hire an experienced compliance professional to join their New York Regulatory...

Position Overview Reporting to the CFO, the Director of Audit Compliance performs various aspects of professional internal auditing work. Responsible for determining whether internal control functions and processes at BRC are efficiently and effectively carried out in accordance with management instructions, policies and procedures, and regulatory...

A financial services organization in Manhattan is actively seeking an experienced and diligent professional to join their staff as their new Associate Director of Regulatory Compliance. In this role, the Associate Director of Regulatory Compliance will be responsible for general compliance duties related to execution of the Firm's compliance program,...

Job DescriptionJob DescriptionOverview of Role: The Deputy Compliance Director is responsible for supporting the Compliance Director in all aspects of the Fund Office’s compliance with financial and reporting regulations pertaining to the administration of its retirement and health & welfare employee benefit and other (i.e., legal, training) funds. This...

Job DescriptionJob DescriptionOverview of Role: The Deputy Compliance Director is responsible for supporting the Compliance Director in all aspects of the Fund Office’s compliance with financial and reporting regulations pertaining to the administration of its retirement and health & welfare employee benefit and other (i.e., legal, training) funds. This...

A financial services firm in New York City is actively seeking an experienced and hardworking professional to join their staff as their new Associate Director of Portfolio Compliance. In this role, the Associate Director of Portfolio Compliance will be responsible for monitoring current holdings and daily trading activity against client guidelines,...

Job DescriptionJob DescriptionSalary: For over 20 years, Waystone has been at the cutting edge of specialist services for the asset management industry – partnering with institutional investors, investment funds and asset managers.  We work with our clients to help build, support, and protect investment structures and strategies worldwide. Our success...

Overview: Director of Compliance and Regulatory Affairs Overview   The primary function of this position is to direct and provide oversight of Somnia’s Compliance and Regulatory Affairs Program.  The individual will be responsible for planning, implementing, and managing a compliance and regulatory affairs program for Somnia and its affiliated...

Director Legislative Initiatives & Compliance Services Job ID: 6605 Business Unit: MTA Construction & Development Location: New York, NY, United States Regular/Temporary: Regular Department: Date Posted: Apr 24, 2024 Description This position is eligible for telework , which is currently one day per week. New hires are eligible to apply 30 days after their...

**JOB SUMMARY**: CFSB is seeking an experienced Director of Financial Crimes Compliance Systems within the Bank Secrecy Act (BSA) Department who will be responsible for overseeing and managing the bank's financial crimes compliance systems, ensuring they are effective, efficient, and in line with regulatory requirements. This position plays a crucial role in...

**JOB SUMMARY**: CFSB is seeking an experienced Director of Compliance Data Governance and Reporting. The individual is responsible for establishing and maintaining a robust data governance framework and ensuring accurate and timely compliance reporting, with a specific focus on managing compliance data from third parties. This position plays a critical role...

This position is eligible for telework, which is currently one day per week. New hires are eligible to apply 30 days after their effective date of hire. JOB TITLE: Director, Legislative Initiatives & Compliance Services AGENCY: Construction & Development DEPT/DIV: Contracts/Contracts Compliance Services REPORTS TO: Senior Director, Legislative...

Description Position at MTA Construction & Development This position is eligible for telework, which is currently one day per week. New hires are eligible to apply 30 days after their effective date of hire. JOB TITLE: Director, Legislative Initiatives & Compliance Services AGENCY: Construction & Development DEPT/DIV: Contracts/Contracts Compliance...

Key Job Responsibilities include, but not limited to:Take ownership of internal QA and QC to help minimize compliance gaps with our retail partners.Identify all chargeback claims received from all customers and vendors and plan process improvement to make them stop.Manage customer complaints or inquiries regarding dispute claims in tandem with our Chargeback...

The Firm Administration Department of Arnold & Porter has an opening for a Compliance ; The Compliance Coordinator may be located in Chicago, New York, or Washington, DC ; The Compliance Coordinator is responsible for assisting the Director of Client Service & Compliance and the Compliance Manager w...

The Assistant Athletic Director, NCAA Compliance manages, monitors, and maintains financial aid records for all student athletes. The Assistant AD serves as the liaison to the Office of Financial Aid. This position also serves as the liaison to the O Athletic Director, Compliance, Director, Assistant, Athletic, Education