Senior Compliance Officer
3 weeks ago
The Senior Compliance Officer plays a critical role in promoting a culture of compliance, risk management, and quality assurance.
Key Responsibilities:
Regulatory Compliance:
- Ensure that all clinical trials conducted at the site comply with federal, state, and local regulations, including FDA, ICH, GCP, HIPAA, and other relevant laws.
- Monitor changes in regulatory requirements and update site policies and procedures accordingly.
- Collaborate with regulatory agencies during inspections and audits.
Quality Assurance:
- Develop, implement, and maintain a quality management system to ensure compliance with all applicable guidelines.
- Conduct internal audits to identify potential compliance risks and recommend corrective actions.
- Oversee the implementation of corrective and preventive action plans (CAPA).
Training and Education:
- Develop and deliver compliance training programs for clinical research staff.
- Keep the team informed about regulatory changes, best practices, and compliance trends.
- Ensure that all staff complete required training and maintain certifications as needed.
Risk Management:
- Identify compliance risks and develop strategies to mitigate them.
- Ensure that adverse events and safety issues are reported in accordance with regulatory requirements.
- Participate in risk assessment and contingency planning.
Ethics and Patient Safety:
- Ensure that research activities meet ethical standards, including obtaining informed consent and protecting patient confidentiality.
- Serve as a liaison with institutional review boards (IRBs) and ethics committees.
Documentation and Reporting:
- Maintain accurate records of compliance activities, audits, and training sessions.
- Prepare and submit compliance reports to senior management and regulatory agencies.
- Ensure proper documentation of clinical trial activities and compliance-related information.
Communication and Collaboration:
- Collaborate with other departments, such as Legal, Quality Assurance, and Clinical Operations, to ensure a consistent approach to compliance.
- Communicate compliance issues and findings to stakeholders and recommend solutions.
- Represent the site in compliance-related meetings and discussions with external partners.
Qualifications:
- Bachelor's degree in a related field (e.g., life sciences, healthcare, or regulatory affairs); advanced degree preferred.
- A minimum of 5 years of experience in clinical research compliance or a related field.
- Strong knowledge of FDA regulations, GCP, ICH guidelines, and other applicable regulatory frameworks.
- Excellent organizational, communication, and analytical skills.
- Experience in conducting audits and investigations.
- Ability to work independently and as part of a team.
- Relevant certification (e.g., Certified Clinical Research Professional, Certified Compliance and Ethics Professional) is desirable.
-
Senior Compliance Officer
3 weeks ago
Miami, United States Leeds Professional Resources Full timeExciting opportunity for a Senior Compliance Officer to join a strong broker-dealer headquartered here in Miami. Amazing opportunities for career growth! Hybrid work schedule.Responsibilities:Risk and ComplianceConduct audits and testing of broker/dealer branch offices for their compliance of written policies and proceduresProvide timely written reports to...
-
Senior Compliance Officer
2 months ago
Miami, United States Leeds Professional Resources Full timeExciting opportunity for a Senior Compliance Officer to join a strong broker-dealer headquartered here in Miami. Amazing opportunities for career growth! Hybrid work schedule.Responsibilities:Risk and ComplianceConduct audits and testing of broker/dealer branch offices for their compliance of written policies and proceduresProvide timely written reports to...
-
Senior Compliance Officer
1 day ago
Miami, United States Leeds Professional Resources Full timeExciting opportunity for a Senior Compliance Officer to join a strong broker-dealer headquartered here in Miami. Amazing opportunities for career growth! Hybrid work schedule.Responsibilities:Risk and ComplianceConduct audits and testing of broker/dealer branch offices for their compliance of written policies and proceduresProvide timely written reports to...
-
Compliance Officer
2 weeks ago
Miami, United States Insight Global Full timeMUST HAVES: Submit your CV and any additional required information after you have read this description by clicking on the application button. Bachelor's degree in Finance or related field 5+ years of securities industry experience in a supervisory or compliance capacity Bilingual in English and Spanish NASAA Series 65 or 66 PLUSSES: FINRA Series 7 &...
-
Compliance Officer
3 weeks ago
Miami, United States Insight Global Full timeMUST HAVES: Bachelor's degree in Finance or related field5+ years of securities industry experience in a supervisory or compliance capacity Bilingual in English and Spanish NASAA Series 65 or 66 PLUSSES: FINRA Series 7 & 24 Day to day:The Deputy Chief Compliance Officer supports the Chief Compliance & Risk Officer in the development and implementation...
-
Compliance Officer
3 weeks ago
Miami, United States Insight Global Full timeMUST HAVES: Bachelor's degree in Finance or related field5+ years of securities industry experience in a supervisory or compliance capacity Bilingual in English and Spanish NASAA Series 65 or 66 PLUSSES: FINRA Series 7 & 24 Day to day:The Deputy Chief Compliance Officer supports the Chief Compliance & Risk Officer in the development and implementation...
-
Compliance Officer
3 weeks ago
Miami, United States Insight Global Full timeMUST HAVES: Bachelor's degree in Finance or related field5+ years of securities industry experience in a supervisory or compliance capacity Bilingual in English and Spanish NASAA Series 65 or 66 PLUSSES: FINRA Series 7 & 24 Day to day:The Deputy Chief Compliance Officer supports the Chief Compliance & Risk Officer in the development and implementation...
-
Compliance Officer
1 day ago
Miami, United States Insight Global Full timeMUST HAVES: Bachelor's degree in Finance or related field5+ years of securities industry experience in a supervisory or compliance capacity Bilingual in English and Spanish NASAA Series 65 or 66 PLUSSES: FINRA Series 7 & 24 Day to day:The Deputy Chief Compliance Officer supports the Chief Compliance & Risk Officer in the development and implementation...
-
Compliance Officer
2 days ago
Miami, United States Insight Global Full timeMUST HAVES: Bachelor's degree in Finance or related field5+ years of securities industry experience in a supervisory or compliance capacity Bilingual in English and Spanish NASAA Series 65 or 66 PLUSSES: FINRA Series 7 & 24 Day to day:The Deputy Chief Compliance Officer supports the Chief Compliance & Risk Officer in the development and implementation...
-
Compliance Officer
2 weeks ago
Miami, United States Evolve1Talent, LLC Full timeCompliance Officer-fast and growing healthcare organization Evolve1talent is supporting a long term client in search for a Compliance Officer. The Compliance Officer is a pivotal leadership role responsible for steering the compliance strategy and ensuring the integrity of the organization's operations. This role entails the development, implementation, and...
-
Compliance Senior Auditor
1 week ago
Miami, United States Sevita Full timeAt Sevita we believe that everyone deserves to live well. For more than 50 years, our team members have provided home and community-based health care for adults, children and their families across the United States. As a member of our corporate team, you'll help shape the work that supports how our business runs, the services we provide, and the...
-
Compliance Officer
4 days ago
Miami, United States Talentry, LLC Full timeJob DescriptionJob DescriptionCompliance OfficerOnsite Work in Miami Metro area180-200k total comp. Talentry is looking for a Compliance Officer to ensure our HIPAA, accreditation (URAC, VIPPS, ACHC, etc.), and statutory compliance. The right person will develop and revise policies and procedures, develop reports, and train personnel on compliance company...
-
Compliance Officer
1 day ago
Miami, United States Talentry, LLC Full timeJob DescriptionJob DescriptionCompliance OfficerOnsite Work in Miami Metro area180-200k total comp. Talentry is looking for a Compliance Officer to ensure our HIPAA, accreditation (URAC, VIPPS, ACHC, etc.), and statutory compliance. The right person will develop and revise policies and procedures, develop reports, and train personnel on compliance company...
-
Fintech BaaS Compliance Officer
1 week ago
Miami, United States Mbanq Full timeAbout Us: Mbanq is a BaaS- Banking-as-a-Service provider with operations and customers in the United States. Mbanq was established to provide the technological capabilities necessary to create and operate digital financial services. Mbanq's solutions are suitable for both retail and corporate clients. Consumer use cases supported range from the basic debit...
-
Fintech BaaS Compliance Officer
3 weeks ago
Miami, United States Mbanq Full timeJob DescriptionJob DescriptionAbout Us:Mbanq is a BaaS- Banking-as-a-Service provider with operations and customers in the United States. Mbanq was established to provide the technological capabilities necessary to create and operate digital financial services. Mbanq’s solutions are suitable for both retail and corporate clients. Consumer use cases...
-
Fintech BaaS Compliance Officer
4 days ago
Miami, United States Mbanq Full timeJob DescriptionJob DescriptionAbout Us:Mbanq is a BaaS- Banking-as-a-Service provider with operations and customers in the United States. Mbanq was established to provide the technological capabilities necessary to create and operate digital financial services. Mbanq’s solutions are suitable for both retail and corporate clients. Consumer use cases...
-
Fintech BaaS Compliance Officer
1 day ago
Miami, United States Mbanq Full timeJob DescriptionJob DescriptionAbout Us:Mbanq is a BaaS- Banking-as-a-Service provider with operations and customers in the United States. Mbanq was established to provide the technological capabilities necessary to create and operate digital financial services. Mbanq’s solutions are suitable for both retail and corporate clients. Consumer use cases...
-
Compliance Clinical Senior Auditor
2 weeks ago
Miami, United States Sevita Full timeAt Sevita we believe that everyone deserves to live well. For more than 50 years, our team members have provided home and community-based health care for adults, children and their families across the United States. As a member of our corporate team, you'll help shape the work that supports how our business runs, the services we provide, and the...
-
Compliance Clinical Senior Auditor
3 days ago
Miami, United States Sevita Full timeAt Sevita we believe that everyone deserves to live well. For more than 50 years, our team members have provided home and community-based health care for adults, children and their families across the United States. As a member of our corporate team, you'll help shape the work that supports how our business runs, the services we provide, and the...
-
Compliance Officer
1 month ago
Miami, United States Talentry LLC Full timeJob Description Compliance Officer Onsite Work in Miami, FL 180-200k total comp. Talentry is looking for a Compliance Officer to ensure our HIPAA, accreditation (URAC, VIPPS, ACHC, etc.), and statutory compliance. The right person will develop and revise policies and procedures, develop reports, and train personnel on compliance company wide. The right...