Senior Compliance Manager

5 hours ago

Jupiter FL United States IntePros Full time

Senior Compliance Manager

The leader in this role performs and coordinates activities related to internal audits of Company or business unit functional areas to ensure compliance with enforceable standards.

  • Works closely with Management in designing and implementing compliance control processes and procedures, executing compliance risk assessments, and reporting compliance health to the appropriate business unit and/or legal entity governing bodies
  • Serves as a strategic business partner and subject matter expert for compliance with state regulations and requirements for foreign and alien surplus lines carriers
  • Oversight of all regulatory filings with state insurance departments and Cayman Monetary Authority
  • Assist in Corporate governance of Insurance Entities
  • Provide guidance to internal stakeholders on regulatory obligation and build controls to monitor risks
  • Foster a positive culture of compliance including working with other business units within insurer
  • Periodically meets with management to provide updates on filings and other outstanding tasks
  • Provide oversight and management of state related reporting, surplus lines tax filings and data calls.
  • Provide accurate information to respond to internal and external stakeholders
  • Ability to analyze data and prepare reports with a high level of accuracy
  • Ability to effectively communicate, work in a team environment as well as independent and must have a high ability to take initiative
  • Actively promote a culture of a high standard of compliance including cooperation, communication and attention to detail
  • Ability to analyze and accurately interpret requirements to maintain compliance with U.S. and Cayman filing requirements and provide accurate information
  • Provide training and education within compliance department and insurer

Job Duties & Responsibilities

  • Assists business units in the preparation and submittal of documents required for compliance and related legal proceedings
  • Interacts with compliance teams, regulatory groups and other company personnel to build relationships, address compliance issues, develop advocacy plans and resolve problems
  • Analyzes and communicates the impact of key regulatory issues related to strategic business goals and potential market impact
  • Monitors standard approval process at the applicable level and participates in workshop panels and submits comments as required
  • Management and training of junior employees

Required Qualifications

  • Bachelor’s or Master's Degree
  • 2+ years of leadership experience
  • Must have surplus lines insurance experience
  • Must have Property/Casualty corporate regulatory and compliance experience
  • Strong written and verbal communication
  • Excellent attention to detail, good organizational skills, critical thinking, and the ability to demonstrate thorough, accurate and timely submission of all documentation

This position is hybrid 3 days a week in Jupiter, FL

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