Manager of Regulatory Compliance Monitoring
Found in: Careerbuilder One Red US C2 - 2 weeks ago
Manager Compliance Advisory Payments
The Payments Compliance Advisory Lead will provide guidance and direction to Payments lines of business on the organization's Compliance program and serve as a trusted advisor to Payments leadership.
This individual will report directly to the Deputy Chief Compliance Officer and act as the primary compliance contact for Payments and help guide the implementation of organization-wide compliance policies and procedures within Payments.
Job Responsibilities:
Trusted Business Advisor
Serve as the primary compliance contact and trusted advisor to Payments leadership on compliance-related matters and evaluate required escalation of those matters to Compliance leadership.
Provide guidance and ongoing support to Payments on managing compliance risks and applying compliance requirements to new products and processes.
Assist Payments in interpreting existing organization-wide compliance risk policies and procedures and provide support in the development of compliance procedures specific to Payments.
Collaborate with other compliance advisory team members for different lines of business to drive consistency in compliance programs across the enterprise and ensure sharing of best practices.
Key participant and advisory support in risk assessment processes, including RCSA and Compliance Risk Assessment.
Regulatory Engagement and Issue Management
Support the Payments leadership in understanding new and existing laws, rules, and regulations to determine requirements for various areas and changes that need to be implemented.
Ensure that Payments has adequate policies, procedures, and processes in place to comply with relevant laws, rules, and regulations.
Track industry trends and best practices to anticipate future areas of focus for regulators and proactively communicate them to Payments leadership.
Provide compliance expertise to support timely remediation of issues when identified, including internal audit issues.
Participate in regulatory exams, internal audit reviews, and other forums as the compliance subject matter expert, assisting in addressing compliance-related questions and ensuring responses submitted are appropriate, accurate, and adequately address the request.
Reporting and Monitoring
Monitor Compliance key risk indicators (KRIs) for Payments to identify emerging risks and areas that require escalation and remediation.
Develop presentations for senior management on the effectiveness of the compliance program in Payments.
Training
Partner with Payments to identify specific compliance-related training needs and support the creation, revision, and review of training materials and tools.
Leadership
Manage and develop compliance specialists supporting the Payments business lines.
Job Qualifications:
Bachelor's Degree from an accredited university or 4 years of relevant experience
8 years of experience in banking regulatory compliance, risk or related legal experience
5 years of experience in Payment's compliance or comparable work experience
5 years of experience in working with lines of business in interpreting and applying relevant laws and regulations to their business
Licenses/Certifications:
Certified Regulatory Compliance Manager (CRCM) certification or other applicable/relevant certifications or licenses helpful but not required
Comerica Great Lakes Campus
8:00am - 5:00pm Monday - Friday
-
Manager, Compliance Testing
7 days ago
Farmington Hills, United States Comerica Full timeCompliance Testing ManagerThe Manager, Compliance Testing within the second line of defense is responsible for planning, developing, implementing, and managing a comprehensive risk-based compliance testing program for their area of responsibility.Position Repsonsibilities:Compliance Testing, Monitoring and ReportingProvide guidance and lead a team...
-
Manager Compliance Advisory
1 week ago
Farmington Hills, United States Comerica Full timeManager Compliance Advisory CommercialThe Commercial Compliance Advisory Manager will provide guidance and direction to Commercial line of business on the organization's Compliance program and serve as a trusted advisor to Commercial line of business leadership.This individual will report directly to the Deputy Chief Compliance Officer and act as the primary...
-
Manager Compliance Advisory
1 week ago
Farmington Hills, United States Comerica Full timeManager Compliance Advisory RetailThe Retail Compliance Advisory Manager will provide guidance and direction to Retail line of business on the organization's Compliance program and serve as a trusted advisor to Retail leadership.This individual will report directly to the Deputy Chief Compliance Officer and act as the primary compliance contact for Retail...
-
Manager Compliance Advisory
1 week ago
Farmington Hills, United States Comerica Full timeManager Compliance Advisory PaymentsThe Payments Compliance Advisory Lead will provide guidance and direction to Payments lines of business on the organization's Compliance program and serve as a trusted advisor to Payments leadership.This individual will report directly to the Deputy Chief Compliance Officer and act as the primary compliance contact for...
-
Compliance Manager, Wealth
1 week ago
Farmington Hills, United States Comerica Full timeSenior Compliance Manager - Wealth and Trust Compliance Advisory ManagerThe Wealth and Trust Compliance Advisory Manager within the second line of defense is responsible for planning, developing, and managing a comprehensive compliance management program for the Wealth Management division of Comerica including Private Banking, Trust Services, and...
-
Compliance Risk Assessment Specialist
7 days ago
Farmington Hills, United States Comerica Full timeCorporate Compliance Risk Assessment SpecialistThe Corporate Compliance Risk Assessment Specialist reports to the Manager of Corporate Compliance Risk Assessment and is responsible for supporting the day-to-day execution of the Corporate Compliance Risk Assessment (CCRA) Program. This includes managing templates and data inputs, supporting the execution of...
-
Compliance Risk Assessment Specialist
6 days ago
Farmington Hills, United States Comerica Full timeCorporate Compliance Risk Assessment SpecialistThe Corporate Compliance Risk Assessment Specialist reports to the Manager of Corporate Compliance Risk Assessment and is responsible for supporting the day-to-day execution of the Corporate Compliance Risk Assessment (CCRA) Program. This includes managing templates and data inputs, supporting the execution of...
-
Compliance Consultancy Director – Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required
Found in: Careerbuilder One Red US C2 - 2 weeks ago
New York, NY, United States Compliance Recruitment Solutions Full timeCompliance Consultancy Director – Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Ref: 4015G3 $200K - $220K + Bonus + Benefits New York City Our Client, a growing and dynamic regulatory consulting firm based in New York and London, are looking to hire an experienced compliance professional to join their New York Regulatory...
-
Senior Compliance Manager Comerica
5 days ago
Farmington, United States FIDUCIARY & INVENSTMENT RISK MANAGEMENT ASSOCIATION INC Full timeAdvancing Education, Enhancing Connections Comerica Bank Senior Compliance Manager -- Wealth and Trust Compliance Advisory Manager Farmington, MI (open to multiple locations) The Wealth and Trust Compliance Advisory Manager within the second line of defense is responsible for planning, developing, and managing a comprehensive compliance management program...
-
Regulatory Compliance Specialist
1 week ago
Parsippany-Troy Hills, United States DOWC Full timeJob descriptionWe are a rapidly growing insurance administrator in search of a subject matter expert in compliance, administration, process, and procedure. We are looking for a team player who thrives in in a fast-paced environment and is comfortable with managing competing compliance projects and deliverables on tight timelines. If you are passionate about...
-
Farmington Hills, United States Comerica Full timeCompliance Management Representative III - Issue & Change Management Business AnalystThe Compliance Business Analyst is responsible for various duties related to GES's Issue and Change Management Compliance Management System Procedures. Responsibilities include the lifecycle of an Issue in the Bank's Issue Management tool (Archer). This includes initial...
-
Regulatory Compliance Engineer
Found in: beBee S US - 2 weeks ago
United States of America Faststream Recruitment Full timeLooking for a new and impactful career move? Do you have a background in Compliance, CFR and US Coast guard circulars and procedures?This role will include you in ensuring compliance with National, international, and flag regulations, in Offshore, New build and renewable projects. This is a unique opportunity to contribute to the success of cutting-edge...
-
Regulatory Compliance Engineer
Found in: beBee jobs US - 1 week ago
United States of America Faststream Recruitment Full timeLooking for a new and impactful career move? Do you have a background in Compliance, CFR and US Coast guard circulars and procedures?This role will include you in ensuring compliance with National, international, and flag regulations, in Offshore, New build and renewable projects. This is a unique opportunity to contribute to the success of cutting-edge...
-
Client Relationship Manager
1 week ago
Farmington Hills, United States LHH Full timeOur client at LHH is seeking a dynamic and organized individual to join our team as a Client Relationship Manager The successful candidate will play a key role in supporting our financial advisor in delivering exceptional service to our clients. This position offers an excellent opportunity to gain valuable experience in the wealth management industry and...
-
Technical Safety
1 week ago
Auburn Hills, United States Stellantis Full timeThe Stellantis Technical Safety and Regulatory Certification (TSRC) S tude nt P rogram P articipant will have the opportunity to work in the exciting world of regulatory certification and compliance. This role perform s certification and compliance testing and analysis to support emissions and OBD (Onboard Diagnostics) certi fication for all vehicles sold in...
-
Human Resources Compliance Manager
4 days ago
Parsippany-Troy Hills, United States Robert Half Full timeOur client located near Parsippany New Jersey has a newly created role for a Human Resources Manager of Compliance to join their growing human resources team. The Human Resources Manager of Compliance will manage, design, and implement programs, policies, and practices to ensure compliance with federal, state, and local regulatory requirements....
-
Farmington, United States CareerBuilder Full timeJob Summary The Operational Risk Manager position is designed to provide a national, holistic approach to advise/assess on risk and compliance topics. This position focuses on risk mitigation through policy and procedure management, review and implementation of new regulations, coordination of audits and exam deliverables, and compliance training course...
-
Client Relationship Manager
Found in: Appcast Linkedin GBL C2 - 2 weeks ago
Farmington Hills, United States LHH Full timeOur client at LHH is seeking a dynamic and organized individual to join our team as a Client Relationship Manager The successful candidate will play a key role in supporting our financial advisor in delivering exceptional service to our clients. This position offers an excellent opportunity to gain valuable experience in the wealth management industry and...
-
Regulatory Relations Specialist
Found in: Careerbuilder One Red US C2 - 2 weeks ago
Raleigh, NC, United States Larson Maddox Full timeJob Responsibilities: Cultivate Regulatory Relationships: Examination Management & Ongoing Monitoring Activities Provide timely guidance to the Bank's Board Members, Executives, and management to uphold positive regulatory relationships in compliance with relevant laws and policies. Offer support and guidance to the Bank Executives and management throughout...
-
Technical Safety
1 week ago
Auburn Hills, United States Stellantis Full timeThe Stellantis Technical Safety and Regulatory Certification (TSRC) Student Program Participant will have the opportunity to work in the exciting world of regulatory certification and compliance. This role performs certification and compliance testing and analysis to support emissions and OBD (Onboard Diagnostics) certification for all vehicles sold in the...