Regulatory Relations Specialist

Found in: Careerbuilder One Red US C2 - 2 weeks ago


Raleigh NC United States Larson Maddox Full time

Job Responsibilities:

  • Cultivate Regulatory Relationships: Examination Management & Ongoing Monitoring Activities
  • Provide timely guidance to the Bank's Board Members, Executives, and management to uphold positive regulatory relationships in compliance with relevant laws and policies.
  • Offer support and guidance to the Bank Executives and management throughout examination processes, including preparation for meetings and responses to regulatory inquiries.
  • Summarize examination findings and perspectives, and ensure appropriate notification and escalation to the Bank's Board of Directors, Executives, and management.
  • Coordinate the submission of Board Materials, management reports, and other relevant supervisory materials to regulators.
  • Maintain a comprehensive understanding of banking regulations, operational procedures, risk management controls, and internal control practices pertinent to the Bank's regulatory landscape.
  • Internal Reporting
  • Assist in summarizing and preparing reports that communicate the Bank's examination activities and concerns for Bank's Regulatory Action Committee.
  • Prepare internal reports for the Bank Management and Board of Directors, facilitating the sharing of information on current and emerging regulatory issues.
  • Monitor and track regulatory risk through regular metrics, highlighting trends in examinations, inquiries, and ongoing monitoring efforts.
  • Issue Management
  • Oversee the Bank's regulatory issues management program, including the identification of thematic observations, conclusions, and recommendations regarding regulatory matters.
  • Ensure timely and accurate responses to regulators, including fulfilling data requests and addressing examination findings such as Matters Requiring Attention.
  • Develop and maintain departmental documentation, including manuals, training materials, and communications.
  • Collaborate with team members to safeguard Confidential Supervisory Information.

Required Skills:

Audits Compliance, Critical Thinking, Data Gathering Analysis, Decision Making, Financial Regulation, Industry Knowledge, Interpersonal Relationship Management, Regulatory Compliance, Regulatory Controls, Regulatory Experience, Regulatory Issues, Regulatory Operations, Regulatory Processes, Regulatory Requirements, Regulatory Reviews, Regulatory Strategies, Regulatory Support, Risk Management, Strategic Thinking.



  • Raleigh, United States Larson Maddox Full time

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    Job Responsibilities: Cultivate Regulatory Relationships: Examination Management & Ongoing Monitoring Activities Provide timely guidance to the Bank's Board Members, Executives, and management to uphold positive regulatory relationships in compliance with relevant laws and policies. Offer support and guidance to the Bank Executives and management throughout...

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