Compliance, Business Intelligence Group, Vice President

3 weeks ago

New York NY United States Goldman Sachs Full time
Global Compliance

Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance
Compliance accomplishes these through the firm's enterprise-wide compliance risk management program
As an independent control function and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses to regulatory examinations, audits and inquiries
You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading
We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape

Business Intelligence Group Overview

The Business Intelligence Group ('BIG') is an advisory group in the Legal and Compliance Division that focuses on legal, regulatory and reputational risk, in relation to transactions across all divisions of the firm
BIG supports certain of the firm's business lines and many of the firm's committees in their efforts to make fully informed commercial and reputational risk management decisions
BIG is composed of individuals with a diverse set of backgrounds, including lawyers, researchers, accountants, risk managers, etc, many of whom have prior regulatory, government, audit and/or transactional due diligence experience

The BIG Americas team has offices in New York and Dallas and primarily covers transactions originating from North, South and Central America
Both offices work collaboratively across all transaction reviews and BIG operations

Role Overview
  • Conduct legal, regulatory and financial due diligence to assess reputational risk in a variety of transactions and business relationships
  • Reputational issues analyzed by BIG include FCPA/anti-bribery compliance, environmental/social responsibility concerns, geo-political risk, financial irregularities, litigation risk, controversial products/services, human rights issues, data privacy, etc.
  • Clients include revenue-generating departments across all divisions of the firm, as well as areas within the control side
  • Identify and evaluate risk-relevant information from a variety of sources, including but not limited to: online media, proprietary databases, regulatory lists, public filings, litigation records, research reports, various internet sources
  • Instruct and liaise with external investigative consultants, evaluate reports and help drive the due diligence process to address risks identified, coordinating with in-house lawyers, external counsel, compliance and business teams
    Liaise with internal and external legal counsel on risks which merit further due diligence
  • Review and analyze various independent due diligence reports on topics including regulatory compliance, internal controls, environmental impact, etc.
  • Analyze risk-relevant portions of financial statements and public filings
  • Prepare summary and presentation materials for analysis by relevant business areas and firmwide committees
  • Responsible for developing relevant industry/regional expertise and anticipating potential reputational risks
  • Other special projects on an ad hoc basis
Skills and Experience:
  • 5-10 years of legal/regulatory, accounting, compliance or other financial experience
  • Risk assessment skills and experience, preferably involving reputational, legal, regulatory, environmental and general compliance topics.
  • Strong technical proficiency - experience in online research and databases preferred
  • Excellent analytical and communication skills (both oral and written)
  • General experience dealing with the investment banking industry and knowledge of various types of investing and lending transactions
  • Additional experience in an ESG (Environmental, Social and Governance) risk-related role is a plus
  • Demonstrates a strong sense of intellectual curiosity and interest in current events
  • Team player with inherent commercial judgment
  • Ability to work effectively in a fast-paced and, at times, high pressure environment
  • Strong sense of discretion with respect to highly confidential information
  • CPA, CFA, JD/attorney license CFE designations are a plus, but not required
  • Preferred, but NOT required: Spanish language skills and/or Latin American research and due diligence experience is a plus
About Goldman Sachs

At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow
Founded in 1869, we are a leading global investment banking, securities and investment management firm
Headquartered in New York, we maintain offices around the world

We believe who you are makes you better at what you do
We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs
Learn more about our culture, benefits, and people at GS.com/careers

We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process
Learn more: https://www.goldmansachs.com/careers/footer/disability-statement.html

© The Goldman Sachs Group, Inc., 2023
All rights reserved

Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity

Salary Range
The expected base salary for this New York, New York, United States-based position is $115000-$250000
In addition, you may be eligible for a discretionary bonus if you are an active employee as of fiscal year-end

Benefits
Goldman Sachs is committed to providing our people with valuable and competitive benefits and wellness offerings, as it is a core part of providing a strong overall employee experience
A summary of these offerings, which are generally available to active, non-temporary, full-time and part-time US employees who work at least 20 hours per week, can be found here

  • Vice President Compliance

    18 hours ago

    New York, United States Social Capital Resources Full time

    Top-Tier Bank in Midtown, Manhattan is seeking a Vice President of Compliance to support their middle office banking team!Responsibilities:Support the implementation and execution of compliance initiatives, processes, and controls that manage compliance risks Maintain business line and support function policies and procedures addressing compliance...

  • Vice President Compliance

    23 hours ago

    New York, United States Social Capital Resources Full time

    Top-Tier Bank in Midtown, Manhattan is seeking a Vice President of Compliance to support their middle office banking team!Responsibilities:Support the implementation and execution of compliance initiatives, processes, and controls that manage compliance risks Maintain business line and support function policies and procedures addressing compliance...

  • Vice President of Sales

    2 weeks ago

    New York, United States RTM Business Group Full time

    Job DescriptionJob DescriptionVice President of SalesRTM Business GroupHybrid in NY, NJ, CT, FL, TX, PA, GA, OH, IN, SCFull-time51-200 employees · Market ResearchPosted February 2024; this is a 100% hybrid, full-time role Who We AreRTM Business Group is a C-Level, professional development conference company, specializing in K-12 Education, Higher Education,...

  • Vice President of Sales

    2 weeks ago

    New York County, New York, United States RTM Business Group Full time

    Vice President of Sales RTM Business Group Hybrid in NY, NJ, CT, FL, TX, PA, GA, OH, IN, SC Full-time 51-200 employees · Market Research Posted February 2024; this is a 100% hybrid, full-time role Who We Are RTM Business Group is a C-Level, professional development conference company, specializing in K-12 Education, Higher Education, Government...

  • Vice President of Business Development

    3 weeks ago

    New York, New York, United States Hammes Full time

    Our capabilities include real estate strategy and planning, project management, development, investment and property management for healthcare clients and other leading institutions.Hammes is consistently ranked as one of the nation's top healthcare developers by both Modern Healthcare's Construction & Design Survey and Revista's Outpatient Healthcare Real...

  • Vice President Compliance Monitoring

    2 weeks ago

    New York, United States Coda SearchStaffing Full time

    Job Description This Vice President Compliance Monitoring and Testing The Monitoring and Testing Team sits in Core Compliance and covers the US businesses and certain global businesses, working with regional testing teams across the globe. Compliance Monitoring and Testing ? Execute the annual Compliance testing and monitoring plan ? Determine scope of...

  • Vice President Compliance Monitoring

    2 weeks ago

    New York, United States Coda Search│Staffing Full time

    Job DescriptionThis Vice President – Compliance Monitoring and Testing The Monitoring and Testing Team sits in Core Compliance and covers the US businesses and certain global businesses, working with regional testing teams across the globe.Compliance Monitoring and Testing Execute the annual Compliance testing and monitoring plan Determine scope of...

  • Vice President Compliance Monitoring

    2 weeks ago

    New York, United States Coda Search│Staffing Full time

    Job DescriptionThis Vice President – Compliance Monitoring and Testing The Monitoring and Testing Team sits in Core Compliance and covers the US businesses and certain global businesses, working with regional testing teams across the globe.Compliance Monitoring and Testing Execute the annual Compliance testing and monitoring plan Determine scope of...

  • Senior Vice President, Compliance

    3 days ago

    New York, United States The Bank of New York Mellon Corporation Full time

    Vice President, Manager, Compliance, Control, President, Senior, Management, Banking

  • SENIOR VICE PRESIDENT, COMPLIANCE

    5 days ago

    New York, NY 10261, USA, United States The Bank of New York Mellon Corporation Full time

    Vice President, Manager, Compliance, Control, President, Senior, Management, Banking

  • Vice President

    5 days ago

    New York, NY, United States Goldman Sachs & Co. LLC Full time

    Vice President with Goldman Sachs & Co. LLC in New York, New York. Develop profitability and scalability models to assess and implement new business opportunities across all multi-asset solutions (MAS) business channels. Lead financial analysis, including global and regional growth projections by fa...

  • Vice President

    2 weeks ago

    New York, New York, United States Bank of America Full time

    Job Description:At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.One of the keys to driving Responsible Growth is being a great place to work for our...

  • New Business Assistant Vice President

    4 days ago

    New York, United States HUB International Limited Full time

    HUB International Limited (HUB) is the 5th largest global insurance broker, providing a broad array of property, casualty, risk management, life and health, employee benefits, investment and wealth management products and services. With over 18,000 Vice President, Business, Assistant, President, International, Producer

  • Business Development, Structured Investments

    14 hours ago

    New York, NY, United States iCapital Network Full time

    iCapital is looking to hire Vice President or Senior Vice President to join the Enterprise Solutions Structured Investment team. The ideal candidate will prospect new clients within the Wealth Management industry, specifically targeting Registered Investment Advisors (RIAs), maintaining ongoing relationships with current clients, and provide support to the...

  • Vice President of Business Development

    1 week ago

    New York, United States Russell Tobin Full time

    Our client seeks to fill a Vice President or Senior Vice President position in its Enterprise Solutions Structured Investment team. The role targets the Wealth Management industry, particularly Registered Investment Advisors (RIAs), with responsibilities ranging from client prospecting to maintaining existing relationships and supporting internal team...

  • Vice President, Business Analyst

    3 weeks ago

    New York, NY, United States BGC Partners Full time

    Employer: BGC Technology Markets, L.P Job Title: Vice President, Business Analyst Worksite Address: 55 Water StNew York, NY 10041 Job Description: As part of the Client Reference Data IT team responsibilities will include managing financial security reference data, and integrating with the company authentication resources, client account...

  • VICE PRESIDENT EXPERIENCE DESIGN- SMALL BUSINESS

    4 days ago

    , OH, United States JPMorgan Chase & Co. Full time

    Shape the future of user experience with strategic design initiatives that blend business needs and user insights. As a Vice President Experience Design in [Insert LOB and/or Sub LOB], you will play a pivotal role in shaping the user experience acros Vice President, Business, Design, Customer Experience, User Experience, President, Banking, Business Services

  • Vice President Finance

    2 days ago

    New Orleans, United States Urban League Of Louisiana Full time

    The Urban League of Louisiana (ULLA) is seeking a Vice President of Finance to lead all financial and fiscal management aspects of the organizations operations. The Vice President of Finance plays a key role in helping shape and deliver on the strategic imperatives of ULLA. Reporting to the President/CEO, this individual is a member of an eight-person...

  • Vice President Finance

    4 days ago

    New Orleans, United States Urban League Of Louisiana Full time

    The Urban League of Louisiana (ULLA) is seeking a Vice President of Finance to lead all financial and fiscal management aspects of the organization’s operations. The Vice President of Finance plays a key role in helping shape and deliver on the strategic imperatives of ULLA. Reporting to the President/CEO, this individual is a member of an eight-person...

  • Vice President Finance

    4 days ago

    New Orleans, United States Urban League Of Louisiana Full time

    The Urban League of Louisiana (ULLA) is seeking a Vice President of Finance to lead all financial and fiscal management aspects of the organization’s operations. The Vice President of Finance plays a key role in helping shape and deliver on the strategic imperatives of ULLA. Reporting to the President/CEO, this individual is a member of an eight-person...