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Bank Secrecy Act High Risk Team Leader

2 months ago

Miami, United States City National Bank of Florida Full time

The BSA High Risk Team Lead is responsible for various functions within the BSA/AML Compliance area, an area of substantial importance with regard to regulatory compliance. Fully knowledgeable and capable of filling in on day-to-day assignments if necessary using independent judgment. This position will hold a high level of responsibility with respect to the BSA/AML department for the Bank.

Principal Duties & Responsibilities:

  • Primarily responsible for Quality Assurance of cases completed by team members, ensuring adherence to standards critical for the bank's operational integrity.
  • Supervise and provide daily coaching to the BSA/AML High Risk team to enhance performance and compliance with regulatory requirements.
  • Support the team in staying updated on money laundering trends, typologies, FinCEN Geographical Target Orders, and other relevant areas.
  • Oversee timely analysis, documentation, and follow-up of cases to maintain regulatory compliance and operational efficiency.
  • Manage SAR reviews and filings to meet regulatory deadlines, mitigating risks of fines and regulatory scrutiny.
  • Participate in and manage special projects as required to enhance departmental capabilities and operational effectiveness.
  • Report and update the Investigation log regularly to ensure accurate tracking and documentation of cases.
  • Assign cases and ensure thorough follow-through, adhering to regulatory and departmental procedures and deadlines.
  • Manage deadlines associated with job responsibilities effectively to meet operational requirements.
  • Prepare for audits as needed, ensuring readiness and compliance with audit standards.
  • Provide managerial support during manager vacations and absences to maintain operational continuity.
  • Communicate effectively with various bank departments, keeping the FIU Manager and BSA Officer informed of significant alerts and cases.


Qualifications:

  • 5-7 years of banking and BSA/AML including FinCen e-filing experience.
  • Experience as a team lead on cross-functional projects, demonstrating impact and influencing organizational change.
  • Knowledge of various systems, including core banking systems, Hyland Web Director, BI, and Microsoft Office; familiarity with NICE Actimize is a plus.
  • Thorough understanding of BSA regulations and hands-on experience dealing with offshore clients focused on LATAM.
  • Understanding of the Bank’s products, services, customers, entities, and geographic locations.
  • Awareness of potential money laundering and terrorist financing risks associated with the Bank’s activities.
  • Knowledge of bank fraud and schemes.
  • Ability to assist business units in implementing processes necessary to comply with regulations.
  • Ability to support Business Units in performing risk assessments.
  • Excellent oral and written communication skills.
  • Strong analytical skills, problem-solving abilities, strategic thinking, and reasoning skills.
  • Proficiency in Microsoft Word, Excel, Access, and PowerPoint at an advanced level.


Education:

Bachelor's Degree