AML Sr Investigator III- List Screening Operations

AML Sr Investigator III- List Screening Operations (LSO)The AML Senior Investigator III is responsible for the direct supervision, development, training, and education of a team of investigators. The associate is also responsible for planning and conducting processes related to anti-money laundering and global sanction activities as well as managing the workflow of the AML team. Capital One's List Screening Operations (LSO) performs screening, research, and disposition work for the Economic Sanctions Compliance Program, ensuring compliance with federally-mandated economic sanctions. This program targets dangerous or criminal individuals, organizations, and governments to deny them access to financial services. Additionally, LSO conducts screening, research, and disposition against various lists, including Financial Crime Enforcement Network (FinCEN), Negative News, and Politically Exposed Person (PEP). LSO also supports Anti-Money Laundering (AML) processes, which may involve suspicious activity investigations, Currency Transaction Report (CTR) monitoring, customer due diligence, and enhanced due diligence.Responsibilities:Operational Management; supervise daily workflow, operational queues, and metricsManage, develop, train, and lead a team of investigatorsWrite and deliver performance reviews, including development action plansContribute to internal projects, maintain policies/procedures, and perform quality assurance reviews.Assess internal trends, external regulatory findings, and current money laundering risk inquiries to make policy recommendationsReport (verbally and written) potential findings to management in a timely mannerConduct, review, and evaluate findings using AML/KYC/CIP knowledgeSubject Matter Expert (SME) in AML; provide direction and assistance on AML related issues/investigationsStrong analytical writing and communication skills will be a key component as well as use of excellent organizational and time management skillsBasic Qualifications:High School Diploma, GED or equivalent certificationAt least 3 years of Anti-Money Laundering (AML) experience within financial servicesAt least 2 years of people management experiencePreferred Qualifications:Bachelor's Degree4+ years of AML experience within financial services industry3+ years of people management experience1+ year of process management experienceCertified Anti-Money Laundering Specialist (CAMS) or Certified Global Sanctions Specialist (CGSS) certificationAt this time, Capital One will not sponsor a new applicant for employment authorization for this position. The minimum and maximum full-time annual salaries for this role are listed below, by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.Chicago, IL: $106,700 - $121,700 for AML Sr. Investigator IIIJericho, NY: $128,000 - $146,100 for AML Sr. Investigator IIIMcLean, VA: $117,300 - $133,900 for AML Sr. Investigator IIINew Orleans, LA: $106,700 - $121,700 for AML Sr. Investigator IIIPlano, TX: $106,700 - $121,700 for AML Sr. Investigator IIIRichmond, VA: $106,700 - $121,700 for AML Sr. Investigator IIIRiverwoods, IL: $106,700 - $121,700 for AML Sr. Investigator IIIWilmington, DE: $106,700 - $121,700 for AML Sr. Investigator IIICandidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate's offer letter. This role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the Capital One Careers website.