AML Supervisor, Transaction Monitoring Operations, Fraud

AML Supervisor, Transaction Monitoring Operations, Fraud 2 days ago Be among the first 25 applicants Job Description The Anti-Money Laundering (AML) Supervisor supervises various AML processes, which might include suspicious activity investigations, currency transaction reporting, global sanctions screening, enhanced due diligence or other AML processes. The associate will work closely with AML Process Managers to perform other critical functions. The associate is also responsible for planning and conducting processes related to anti-money laundering and global sanctions activities as well as managing the workflow of the AML analysis. The AML Investigator II coaches their team and teaches others about AML processes through training and education. Additional responsibilities will include: Operational Management & Training: Supervise daily workflow and operational metrics of AML Operations team. Daily supervision of a small central unit of investigators. Assist with training in Regulatory Operations and in the business areas. Policy & Procedure Impact: Contribute to internal AML Operations projects related to the modification of policies/procedures. Assess new business acquisitions to determine what work should flow into AML Operations units. Quality Assurance: Perform quality assurance on draft Suspicious Activity Reports, sanctions reviews, CTRs, EDD reviews or other AML process. Escalation Handling: Handle escalated issues as appropriate for advanced investigation and analysis. Industry Knowledge: Assess internal trends, external regulatory and law‑enforcement environment to make recommendations to understand risk areas and alter or add typologies in certain business areas. Basic Qualifications High School Diploma, GED or equivalent certification At least 2 years of AML (Anti‑Money Laundering) experience Preferred Qualifications Bachelor’s Degree 2+ years of people management experience 3+ years of AML experience within financial services Certified Anti‑Money Laundering Specialist (CAMS) certification, or Certified Protection Professional (CPP) certification, or Certified Fraud Examiner (CFE) certification At this time, Capital One will not sponsor a new applicant for employment authorization for this position. Salary Chicago, IL: $106,700 – $121,700 for AML Sr. Investigator III Jericho, NY: $128,000 – $146,100 for AML Sr. Investigator III McLean, VA: $117,300 – $133,900 for AML Sr. Investigator III Melville, NY: $128,000 – $146,100 for AML Sr. Investigator III New Orleans, LA: $106,700 – $121,700 for AML Sr. Investigator III Plano, TX: $106,700 – $121,700 for AML Sr. Investigator III Richmond, VA: $106,700 – $121,700 for AML Sr. Investigator III Wilmington, DE: $106,700 – $121,700 for AML Sr. Investigator III This role is also eligible to earn performance‑based incentive compensation, which may include cash bonus(es) and/or long‑term incentives (LTI). Seniority level Mid‑Senior level Employment type Full‑time Job function Management and Manufacturing Equal‑Opportunity Statement No agencies please. Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non‑discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug‑free workplace. Capital One will consider qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23‑A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901‑4920; New York City’s Fair Chance Act; Philadelphia’s Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations. For technical support or questions about Capital One’s recruiting process, please email Careers@capitalone.com. Capital One does not provide, endorse nor guarantee and is not liable for third‑party products, services, educational tools or other information available through this site. Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC). #J-18808-Ljbffr