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Compliance Officer

2 months ago

New York, United States Social Capital Resources Full time

Commercial Bank in Midtown, Manhattan is seeking a Compliance Officer for a permanent position


Responsibilities:


  • Responsible for all aspects of the compliance program to ensure adheres to applicable laws, regulations, and in-house policies and procedures while keeping abreast of all regulatory developments and requirements.
  • Develop and maintain compliance program, policies, and practices while introducing continuous reviews and updates for improvement.
  • Act as subject matter expert to the business units on relevant compliance issues and regulatory expectations.
  • Manage compliance examinations, audits, regulatory inquires, liaise with business partners in providing requested information.
  • Manage compliance-related initiatives as required, such as the implementation of new compliance systems, controls, and related project management efforts.
  • Oversight and completion of all annual compliance risk assessments and monitoring plans including the Bank’s direct deposit and lending functions.
  • Design, lead, and conduct compliance testing of bank and fintech customers.
  • Maintain ownership over Bank, fintech, and agency complaints including weekly review, as well as well as implementing annual complaints program reviews and revisions.


Qualifications:


  • Bachelor's Degree
  • 7+ years experience working within compliance at a commercial bank
  • Strong experience with consumer compliance laws & regulations
  • Prior experience covering fin-tech clients from a compliance perspective is a plus
  • Knowledge in consumer compliance laws and regulations.
  • CRCM certification would be a plus.