U.S. Regulatory Relations

2 weeks ago

Raleigh, United States MBK Search Full time

Job Summary:

U.S. Regulatory Relations is our client’s primary point of contact and coordination for domestic and foreign regulators in the United States. Working together as a collaborative team operating across our client’s consolidated U.S. operations (“CUSO”), provides support and advice in relation to regulatory exams, inquiries, investigations, and oversees the ongoing monitoring, reporting, and escalation of key regulatory matters. As a member, the incumbent will be our client’s primary point of contact for Office of the Comptroller of the Currency (“OCC”), and other regulators as relevant. As needed, the incumbent will lead and/or participate in regulatory engagements with other businesses in the U.S.

Job Description:

Maintain Regulatory Relationships: Exam Management & Continuous Monitoring Activities

  • Provide timely and proactive guidance to Board Members, Executives and management to effectively maintain healthy regulatory relationships in conformance with all applicable laws, regulations, and policies;
  • Provide exam management facilitation and advice to Executives and management, including preparation for meetings and regulatory requests and updates;
  • Works closely with relevant subject matter experts and stakeholders across CUSO responsible for drafting and preparing responses to regulatory requests and exams;
  • Facilitates and summarizes exam findings and perspectives, and provides notification and escalation as to Board of Directors, Executives and management as appropriate;
  • Coordinates the uploading of Board Materials, management reports and other ongoing supervisory materials to regulators; and
  • Maintains thorough knowledge of banking regulations, bank operations and procedures, risk management controls, and other internal control objectives and practices, relevant to our client’s prudential regulators.

Internal Reporting

  • Assists in summarizing and preparing reporting that communicates exam activity and issues for our client’s Regulatory Action Committee;
  • Prepares internal reports for Management and Board of Directors, and promotes information sharing of existing and new material regulatory issues; and
  • Manages and tracks regulatory risk through regular (e.g., monthly/quarterly) metrics detailing regulatory themes and trends in exams, inquiries, and continuous monitoring.

Issues Management

  • Leads our client’s regulatory issues management program, including the development of thematic observations, conclusions and recommendations related to regulatory issues; and
  • Oversees the timeliness and accuracy of responses to regulators, including data requests and responses to exam findings (such as Matters Requiring Attention, etc.).

Additional Responsibilities:

  • As required, creates and maintains department documentation, including manuals, training materials, and communications; and
  • Along with others, oversees and maintains the safeguarding of Confidential Supervisory Information.


Job Skills:

Audits Compliance, Critical Thinking, Data Gathering Analysis, Decision Making, Financial Regulation, Industry Knowledge, Interpersonal Relationship Management, Regulatory Compliance, Regulatory Controls, Regulatory Experience, Regulatory Issues, Regulatory Operations, Regulatory Processes, Regulatory Requirements, Regulatory Reviews, Regulatory Strategies, Regulatory Support, Risk Management, Strategic Thinking

  • Regulatory Relations

    Found in: beBee jobs US - 6 days ago

    Raleigh, North Carolina, United States Royal Bank of Canada Full time

    Job SummaryU.S. Regulatory Relations ("RBC RR") is RBC's primary point of contact and coordination for domestic and foreign regulators in the United States. Working together as a collaborative team operating across RBC's consolidated U.S. operations ("CUSO"), RBC RR provides support and advice in relation to regulatory exams, inquiries, investigations, and...

  • Regulatory Relations Specialist

    6 days ago

    Raleigh, United States Larson Maddox Full time

    Job Responsibilities: Cultivate Regulatory Relationships: Examination Management & Ongoing Monitoring Activities Provide timely guidance to the Bank's Board Members, Executives, and management to uphold positive regulatory relationships in compliance with relevant laws and policies. Offer support and guidance to the Bank Executives and management throughout...

  • Regulatory Relations Specialist

    2 days ago

    Raleigh, United States Larson Maddox Full time

    Job Responsibilities: Cultivate Regulatory Relationships: Examination Management & Ongoing Monitoring Activities Provide timely guidance to the Bank's Board Members, Executives, and management to uphold positive regulatory relationships in compliance with relevant laws and policies. Offer support and guidance to the Bank Executives and management throughout...

  • Regulatory Relations Specialist

    Found in: Careerbuilder One Red US C2 - 2 weeks ago

    Raleigh, NC, United States Larson Maddox Full time

    Job Responsibilities: Cultivate Regulatory Relationships: Examination Management & Ongoing Monitoring Activities Provide timely guidance to the Bank's Board Members, Executives, and management to uphold positive regulatory relationships in compliance with relevant laws and policies. Offer support and guidance to the Bank Executives and management throughout...

  • Business Analyst II

    Found in: Resume Library US A2 - 6 days ago

    Raleigh, North Carolina, United States First Citizens Bank Full time

    Overview: The Regulatory Relations team partners with stakeholders across the bank to provide guidance and assistance with regulatory interactions and serves as the central point of contact with FCB’s primary regulators. The Business Analyst II provides operational and analytical support to the Regulatory Relations team and recommends/implements solutions...

  • Business Analyst II

    Found in: Careerbuilder One Red US C2 - 2 hours ago

    RALEIGH, NC, US First Citizens Bank Full time

    OverviewThe Regulatory Relations team partners with stakeholders across the bank to provide guidance and assistance with regulatory interactions and serves as the central point of contact with FCB's primary regulators. The Business Analyst II provides operational and analytical support to the Regulatory Relations team and recommends/implements solutions to...

  • Risk Officer I/II

    3 days ago

    Raleigh, United States First Citizens Full time

    Overview This Second Line of Defense role is responsible for assessment and oversight of risks taken by the Bank at an advanced level of ability. Oversees First Line of Defense activities through objective risk assessment, effective challenge, monitoring, and reporting of the Bank's Risk Profile, including top and emerging risks. Provides leadership,...

  • Risk Officer I/II

    24 hours ago

    Raleigh, United States First Citizens Bank Full time

    Overview This Second Line of Defense role is responsible for assessment and oversight of risks taken by the Bank at an advanced level of ability. Oversees First Line of Defense activities through objective risk assessment, effective challenge, monitoring, and reporting of the Bank's Risk Profile, including top and emerging risks. Provides leadership,...

  • Regulatory Affairs Specialist

    4 days ago

    Raleigh, United States Planet Pharma Full time

    Immediate need for Regulatory Affairs Specialist with a Clinical Research Organization in Raleigh.Hybrid position - will work partly in office and partly remote.Looking for a Regulatory Affairs Specialist with at least 2 years of regulatory experience along with submissions. Will work on IND submissions (publishing and structure of the IND, not the strategic...

  • Regulatory Affairs Specialist

    5 days ago

    Raleigh, United States Planet Pharma Full time

    Immediate need for Regulatory Affairs Specialist with a Clinical Research Organization in Raleigh. Hybrid position - will work partly in office and partly remote. Looking for a Regulatory Affairs Specialist with at least 2 years of regulatory experience along with submissions. Will work on IND submissions (publishing and structure of the IND, not the...

  • Risk Officer I/II

    Found in: Careerbuilder One Red US C2 - 4 hours ago

    RALEIGH, NC, US First Citizens Bank Full time

    OverviewThis Second Line of Defense role is responsible for assessment and oversight of risks taken by the Bank at an advanced level of ability. Oversees First Line of Defense activities through objective risk assessment, effective challenge, monitoring, and reporting of the Bank's Risk Profile, including top and emerging risks. Provides leadership,...

  • IT Regulatory Officer

    Found in: Resume Library US A2 - 6 days ago

    Raleigh, North Carolina, United States First Citizens Bank Full time

    Overview: The IT Regulatory Officer will serve as the primary interface with regulators and regulatory relations. Manage exams, coordinate regulatory communications, and provide consultative services. Engage with stakeholders amongst senior leadership team. Assists in preparing materials for regulatory interactions. Responsible for all regulatory...

  • IT Regulatory Officer

    Found in: Careerbuilder One Red US C2 - 2 hours ago

    RALEIGH, NC, US First Citizens Bank Full time

    OverviewThe IT Regulatory Officer will serve as the primary interface with regulators and regulatory relations. Manage exams, coordinate regulatory communications, and provide consultative services. Engage with stakeholders amongst senior leadership team. Assists in preparing materials for regulatory interactions. Responsible for all regulatory interactions...

  • Senior Clinical Site Manager

    Found in: beBee S US - 2 weeks ago

    Raleigh, United States UCB Full time

     Make your mark for patientsMaximizing site performance and site engagement in UCB conducted clinical studies. Leveraging strong clinical operational and therapeutic expertise (scientific, clinical, disease states, and treatment alternatives knowledge within the therapeutic area(s)) to support execution of the clinical studies.  Responsible for the...

  • Regulatory Compliance Technician

    Found in: Talent US C2 - 6 days ago

    Raleigh, United States Pike Full time

    Position Summary: The Regulatory Compliance Technician performs all work associated with Pike’s Regulatory Compliance Department and some work associated with safety, company-wide.  Essential Functions: Effectively speak in front of large groups. Able to work irregular schedules and travel away from home for extended periods, when required. ...

  • IT Regulatory Officer

    Found in: Resume Library US A2 - 2 days ago

    Raleigh, North Carolina, United States First Citizens Bank Full time

    Overview: The IT Regulatory Officer will serve as the primary interface with regulators and regulatory relations. Manage exams, coordinate regulatory communications, and provide consultative services. Engage with stakeholders amongst senior leadership team. Assists in preparing materials for regulatory interactions. Responsible for all regulatory...

  • IT Regulatory Officer

    Found in: Careerbuilder One Red US C2 - 6 hours ago

    RALEIGH, NC, US First Citizens Bank Full time

    OverviewThe IT Regulatory Officer will serve as the primary interface with regulators and regulatory relations. Manage exams, coordinate regulatory communications, and provide consultative services. Engage with stakeholders amongst senior leadership team. Assists in preparing materials for regulatory interactions. Responsible for all regulatory interactions...

  • Senior Manager, Operational Risk Strategy and Regulatory Readiness

    Found in: beBee jobs US - 2 weeks ago

    Raleigh, North Carolina, United States Royal Bank of Canada Full time

    Job SummaryThe Senior Manager, Operational Risk Strategy and Regulatory Readiness will assist in leading the Operational Risk integration strategy and portfolio of work supporting the enhancement of the Combined US Operations (CUSO) Operational Risk governance structure. This role will coordinate US planning and execution of regulatory exams, coordinate...

  • Compliance Officer I

    Found in: Resume Library US A2 - 1 week ago

    Raleigh, North Carolina, United States First Citizens Bank Full time

    Overview: This position consistently monitors federal/US State regulatory sources to identify regulatory changes applicable to the Bank.  Facilitates the security and integrity of Bank activities by ensuring compliance with all applicable rules, regulations, and standards. Maintains a foundational knowledge of new and existing laws that impact enterprise...

  • Compliance Analyst

    6 days ago

    Raleigh, United States Wells Fargo Full time

    Benefits on offer for this contract position : Health Insurance, Life insurance, 401K and Voluntary Benefits Summary: Lead or participate in managing and supporting the delivery of technology products & services for medium to large business unit clients and contribute to large scale solutions planning related to Technology Business Services. Review customer...