Regulatory and Compliance Legal Associate

Compliance and Regulatory Legal Associate needed for a growing private equity company that manages over $30B in capital. The company has experienced unprecedented growth and is expanding its compliance program.The Compliance and Regulatory Legal Associate will work closely with the legal and compliance team and have responsibility for:Supporting Chief Legal...

About the Position:We are working with a global private markets investment manager that has an immediate need for a regulatory and compliance attorney to join as a Legal Counsel in Chicago or New York. This person will be responsible for the client’s legal/regulatory activities in the UK and EU markets including fund formation and private offerings,...

Combined Insurance Company of America is a leading provider of individual accident, disability, health and life insurance products, and a Chubb company. Chubb is a world leader in insurance. With operations in 54 countries, Chubb provides commercial and personal property and casualty insurance, personal accident and supplemental health insurance, reinsurance...

Job DescriptionJob DescriptionOne of Fortunes Best Places to Work and top 50 AmLaw firm, is seeking associates to join their Technology Transactions, and Privacy practice in their New York, Chicago, Seattle, Washington DC, San Diego or Palo Alto office. The ideal candidate will have:At least 2 years of substantive experience handling regulatory and legal...

About the Position:We are working with a global Am Law 50 firm that has an immediate need for a commercial litigation lawyer with government investigations experience to join its Chicago office as a mid-level associate.Highlights:· Chambers-ranked practice· Top of market compensation· Development and training programs for associatesResponsibilities:·...

About the Position:We are working with a global Am Law 50 firm that has an immediate need for a commercial litigation lawyer with government investigations experience to join its Chicago office as a mid-level associate.Highlights:· Chambers-ranked practice· Top of market compensation· Development and training programs for associatesResponsibilities:·...

Manager of Regulatory Compliance Full TimeRemote / Limited Office Time (1-2 per week, Downtown Chicago)$75-90 Base SalarySUMMARY OF ROLE Reporting to the Director, Education and Publications, the Manager of Regulatory Compliance, will be responsible for coordinating submissions and renewals for state certification this org's classroom, online, and...

Manager of Regulatory Compliance Full TimeRemote / Limited Office Time (1-2 per week, Downtown Chicago)$75-90 Base SalarySUMMARY OF ROLE Reporting to the Director, Education and Publications, the Manager of Regulatory Compliance, will be responsible for coordinating submissions and renewals for state certification this org's classroom, online, and...

Come join a Chicago-based Registered Investment Advisor (RIA) firm that specializes in providing investment advice and management services to high-net-worth individuals and institutional clients. They are seeking a Compliance Associate to join the team and work alongside the Compliance Manager, Chief Compliance Officer & General Counsel, and Chief Operating...

Compliance AssociateChicago - OnsiteThis role is onsite and requires a candidate local to the Chicagoland area.About The Role:We are looking for a highly motivated compliance associate working with CCO directly to manage its FCM and CPO/CTA compliance matters. You are expected to have specific expertise in all facets of commodity futures regulation with a...

Compliance AssociateChicago - OnsiteThis role is onsite and requires a candidate local to the Chicagoland area.About The Role:We are looking for a highly motivated compliance associate working with CCO directly to manage its FCM and CPO/CTA compliance matters. You are expected to have specific expertise in all facets of commodity futures regulation with a...

The AVP, Compliance will be responsible for and partner with the General Counsel and Chief Compliance Officer to ensure compliance with all regulatory, legal and fiduciary responsibilities of Waterton as a registered investment adviser with the Securities and Exchange Commission ("SEC"), including the accurate and timely preparation of regulatory filings,...

Come join a Chicago-based Registered Investment Advisor (RIA) firm that specializes in providing investment advice and management services to high-net-worth individuals and institutional clients. They are seeking a Compliance Associate to join the team and work alongside the Compliance Manager, Chief Compliance Officer & General Counsel, and Chief Operating...

Come join a Chicago-based Registered Investment Advisor (RIA) firm that specializes in providing investment advice and management services to high-net-worth individuals and institutional clients. They are seeking a Compliance Associate to join the team and work alongside the Compliance Manager, Chief Compliance Officer & General Counsel, and Chief Operating...

Come join a Chicago-based Registered Investment Advisor (RIA) firm that specializes in providing investment advice and management services to high-net-worth individuals and institutional clients. They are seeking a Compliance Associate to join the team and work alongside the Compliance Manager, Chief Compliance Officer & General Counsel, and Chief Operating...

We'll be hiring a compliance/operations associate. Responsible for tasks involving Broker Dealer and Registered Investment Advisor regulatory compliance. The ideal person will be detail-oriented, while also having a strong desire to take charge and build out our internal compliance department, working with our CCO and CFO. Primary Responsibilities: Perform...

Description Monroe Capital is seeing a Credit Compliance Associate to join our team. Requirements Primary Job Responsibilities: Assist credit team with creation and proper maintenance of consistent credit files Assist underwriters with the administrative functions of the new deal and amendment closing processes, as well as, track payoff information and...

SUMMARYAs a member of Compliance, the individual in this position will be responsible for administering and supporting the compliance functions of GCM Grosvenor. As an onsite/hybrid employee, you are expected to be in the office on Tuesdays and Wednesdays as well as a third day in coordination with your manager. RESPONSIBILITIES Providing compliance guidance...

Job DescriptionJob DescriptionAm Law top 100 firm which is popular for its high-profile financial services is seeking associates to join their Financial Services group.The ideal candidate must have 3-5 years of private fund formation experience including drafting and negotiation fund documentation (private placement memoranda, fund agreements, subscription...

**Company Profile**: Nanhua USA LLC (“Nanhua USA”) is and member of the National Futures Association and registered as futures commission merchant (FCM) with the U.S. Commodity Futures Trading Commission (CFTC). Nanhua USA Futures LLC is a rapidly growing FCM located in Chicago with clearing memberships on the CME Group exchanges, the MGEX and ICE US. It...