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Temp Attorney

3 months ago


New York, United States Tandym Group Full time
A financial services company in New York City is looking to fill an immediate need with the addition of a new Contract Attorney to their staff.

Responsibilities:

The Attorney will:
  • Advise on 40 Act issues applicable to strategic initiatives, including adviser and fund structures
  • Conduct statutory and regulatory analysis, and apply legal expertise to guide decision-making
  • Provide legal advice and support with respect to the build-out of the alternative asset management business, including the reactivation of Advisers Act registration and compliance framework
  • Advise on regulatory filings, assist with drafting and maintenance of compliance framework and manuals

Qualifications:
  • JD from an accredited law school required, member in good standing with the NY State Bar Association
  • At least 7-8 years of relevant experience at a top-tier law firm, in-house at an alternative investment manager/adviser (preferably within a bank or bank-affiliated entity in the United States) and/or at the U.S. Securities and Exchange Commission
  • Fluent in the 40 Act and Advisers Act; deep understanding of 33 and 34 Acts and other applicable laws and regulations.
  • Has experience with private fund structures and laws and regulations governing private funds and managers
  • Comfortable with complex, multijurisdictional issues
  • Client management skills
  • Pragmatic, risk-based decision-making
  • Multi-tasking