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Project Manager – Markets Compliance Risk
1 month ago
Project Manager – Markets Compliance Risk
Duration: 12+ Months
Location: New York City, NY - Hybrid
Job Description
Project Manager/ Business Analyst - Markets Compliance Risk
Responsibilities:
• Assist with the execution and assessment of controls designed to mitigate the risk of non-compliance with prudential regulation, including monitoring and analysis of exposure against regulatory limits (e.g., Regulation K, 12 CFR 1, and the Legal Lending Limit)
• Proactively identify opportunities to optimize and streamline processes, propose solutions and lead implementation of improvements
• Perform governance of Markets Prudential and Regulatory Risk profile, including review of related issues, metrics & control performance as well as preparing executive reports for Markets senior management
• Assist with Regulatory applicability & control mapping analysis for appropriateness and accuracy for Markets Businesses and functions
• Liaise with stakeholders across multiple functions while establishing and maintaining solid relationships with our internal partners in the business
• Working as part of a global team to monitor controls, provide oversight and escalate issues in a timely manner
Qualifications:
• Relevant experience in Regulatory Governance and/or Product Control for Financial Services
• Knowledge of global markets traded products including related control principles beneficial but not essential
• Demonstrated expertise of Microsoft Office product suite and proficiency in Microsoft Excel and PowerPoint preferred.
• Excellent written and verbal communication and interpersonal skills
EEO:
“Mindlance is an Equal Opportunity Employer and does not discriminate in employment on the basis of – Minority/Gender/Disability/Religion/LGBTQI/Age/Veterans.”