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Branch Manager

1 month ago

Atlanta, United States Ascendo Resources Full time

We are seeking an individual with experience in management and holds an active FINRA Series 9/10.

Responsibilities

  • Oversee the administration of branch operations and provision of comprehensive administrative support.
  • Lead the recruitment, selection, onboarding, training, and management of the Client Service Associate team to ensure optimal performance.
  • Conduct regular performance evaluations and make key personnel decisions related to compensation, promotions, and professional development.
  • Educate and train all branch employees on administrative policies, procedures, and compliance requirements.
  • Address and escalate supervisory issues when necessary, and ensure local follow-up on any issues identified by the management team.

Requirements

  • 3+ years of management experience working within an established broker dealer or wealth management firm.
  • Hold an active FINRA Series 9 and 10 License.
  • Bachelor's degree within related field
  • Proficiency and sound knowledge with FINRA regulations and client service policies and procedures.