Compliance Officer

Job DescriptionJob Descriptiondestinationone Consulting specializes in recruitment across various sectors, including Healthcare, Health Tech, Government, Municipalities, Non-Profits, Legal, and more. We are proactively building a data bank for opportunities in these fields. By applying, you ensure our recruiters can quickly match you with suitable roles when...

Job Title: Chief Compliance OfficerMatter Family Office is seeking a highly skilled and experienced Chief Compliance Officer to lead and oversee our compliance needs. This independent role ensures that we adhere to all regulatory requirements, mitigate risk, and operate with the highest level of integrity.Responsibilities:Maintain and update the Compliance...

THE FIRMFamily focused since 1990, Matter serves clients nationwide from our offices in St. Louis, Denver, and Dallas. Our associates combine Investment Management, Wealth Planning and Coordination, and Family Culture and Learning services to build solutions reflecting the needs, perspectives and objectives of each family. We encourage you to consult our...

THE FIRMFamily focused since 1990, Matter serves clients nationwide from our offices in St. Louis, Denver, and Dallas. Our associates combine Investment Management, Wealth Planning and Coordination, and Family Culture and Learning services to build solutions reflecting the needs, perspectives and objectives of each family. We encourage you to consult our...

Job Summary:The Compliance Officer - CSR will be responsible for ensuring that all project execution and implementation are in compliance with CSR laws and regulations. The officer will work closely with the Director of CSR and support all reporting requirements as per law.Key Responsibilities:Ensure that all programs/project modality of fund utilization are...

Job SummaryWe are seeking a highly experienced Chief Compliance Officer to join our team at SS&C. As a key member of our compliance team, you will be responsible for ensuring that our investment company clients comply with regulatory requirements.Key ResponsibilitiesOversee the maintenance and updates of compliance programs and summaries of service provider...

Job SummaryMatter Family Office is seeking a highly experienced and skilled Chief Compliance Officer to lead and oversee our compliance needs. This is an opportunity to drive a culture of compliance across our organization, designing, implementing, and evolving systems and processes to identify and mitigate regulatory risks.Key ResponsibilitiesCompliance...

About the RoleMatter Family Office is seeking a highly skilled and experienced Chief Compliance Officer to lead our compliance efforts and ensure we maintain the highest standards of integrity and regulatory compliance.Key ResponsibilitiesMaintain and update our Compliance policies and procedures manual to ensure alignment with regulatory requirements.File...

Position: Senior Compliance Officer for Investment FundsLocation: Denver, CO | Hybrid.About the Role:This role is designed to function as the Chief Compliance Officer for select investment fund clients. The main duty will be to oversee compliance with regulations and ensure adherence to industry standards. Key Responsibilities:1. Develop and implement...

Chief Compliance Officer for Investment Funds - HYBRIDLocation: Various Locations | HybridAbout the Role:This position serves as the Chief Compliance Officer for select investment company clients. The primary duty is to ensure adherence to Rule 38a-1 of the Investment Company Act of 1940, safeguarding compliance across fund and service providers.Key...

Job Title: Chief Compliance Officer - Fund GovernanceSS&C Technologies is seeking a seasoned Chief Compliance Officer to join our team in Boston, CO; Coral Gables, FL; Dallas, TX; Denver, CO; Dublin, OH; Kansas City, MO; New York, NY; Union, NJ. As a key member of our compliance team, you will be responsible for ensuring the compliance of our investment...

{"title": "General Counsel and Chief Compliance Officer", "description": "Job SummaryWe are seeking an experienced General Counsel and Chief Compliance Officer to join our team at Compound. As a key member of our leadership team, you will play a critical role in ensuring the company's compliance with regulatory requirements while providing strategic legal...

Chief Compliance Officer for Investment Funds - HYBRIDLocation: HybridAbout the Role:This role serves as the Chief Compliance Officer for select investment company clients. The primary focus is to ensure adherence to compliance standards as outlined in Rule 38a-1 of the Investment Company Act of 1940.Key Responsibilities:Oversee the development and updates...

Job DescriptionJob DescriptionVice President/BSA Compliance Officer SUMMARY:The Bank Secrecy Act Officer is responsible for developing, implementing, administering, and maintaining all aspects of the Bank Secrecy Act/Anti-Money Laundering Compliance Program which will be designed to ensure a high level of compliance with the BSA/AML related laws and...

Under general direction of the Wastewater Treatment Plant Manager, implements and coordinates an industrial pretreatment program, and provides regulatory oversight of the water, wastewater, and electric utilities to assure compliance with environmental regulations. ESSENTIAL DUTIES AND RESPONSIBILITIES include the following. Other duties may be...

Chief Compliance Officer for Investment Funds - HYBRIDLocation: HybridTeam Overview:This role serves as the Chief Compliance Officer for select investment company clients. The primary focus is to ensure adherence to Rule 38a-1 of the Investment Company Act of 1940 by both the funds and their service providers.Key Responsibilities:Oversee the development and...

Chief Compliance Officer for Investment Funds - HYBRIDLocation: HybridAbout the Role:This role serves as the Chief Compliance Officer for specific investment company clients. The primary focus is to ensure adherence to compliance regulations as stipulated in Rule 38a-1 of the Investment Company Act of 1940.Key Responsibilities:Manage and update the...

Overview The Aviation Compliance Officer acts as a key support to the Supervisory Principal Maintenance Inspector (SPMI), executing a comprehensive array of certification, oversight, and evaluation responsibilities for designated air carriers, operators, agencies, aviators, and designees. This role is pivotal in ensuring that the assigned entities adhere to...

SS&C is a leading global provider of investment and financial services, offering innovative software solutions tailored for the financial services and healthcare sectors. Recognized on the Fortune 1000 list as a top U.S. company by revenue, SS&C is headquartered in Windsor, Connecticut, employing over 20,000 professionals across more than 90 offices in 35...

Chief Compliance Officer for Investment Funds - HYBRIDLocation: Various Locations | HybridAbout the Role:This role is designed for a seasoned professional to serve as the Chief Compliance Officer for select investment company clients. The primary focus will be to ensure adherence to Rule 38a-1 of the Investment Company Act of 1940 by both the funds and their...