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Senior Audit Associate, Wealth Management

3 months ago


New York, New York, United States Selby Jennings Full time

Senior Audit Associate, Wealth Management

Location: NYC

Compensation: k base

I am currently working with an International Bank that is looking to bring on a Senior Audit Associate with a focus on Wealth Management to their team in NYC.

Ideal candidates have 4+ years of experience within internal audit and are familiar with the control environment surrounding wealth management/investments. In this role you will be participating in a variety of engagements alongside senior team members and aiding in the development of the remediation plan for control gaps and deficiencies identified in audit engagements.

Responsibilities:

  • Contribute to audit engagements from end to end, from planning and scoping to execution
  • Work closely with senior leadership and industry stakeholders to identify control gaps and develop plans for remediation
  • Engage in quarterly and annual risk assessments

Requirements:

  • 4 years of experience in Internal Audit, ideally within the context of Financial Services
  • Bachelor's degree in Finance, Economics, Accounting or another related field
  • Familiarity with Wealth Management, Investments, etc.
  • Knowledge of applicable regulations
  • Strong written and verbal communication skills