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Sr. AML Compliance Tester

4 months ago

New York, New York, United States TEKsystems Full time

Description:

Responsibilities:

Execute compliance monitoring, testing, and other reviews in accordance with the established procedures, program methodology and schedule to provide ongoing independent assessment of compliance with applicable rules and regulations.

Perform comprehensive testing of various Financial Crimes processes, systems, and controls to assess adherence to consumer protection laws, including AML, Sanctions, Anti Bribery and Corruption, and Fraud

Analyze results: Analyze testing results to identify trends, patterns, and potential compliance deficiencies or control weaknesses, providing recommendations for remediation.

Assist with the development and management of Compliance Risk Assessments.

Assist in the development and enhancement of the Bank's monitoring and testing standards for performing reviews that provide statistically based assessments of compliance controls.

Assist in preparing deliverables and providing support for regulatory exams and/or internal audits.

Maintain accurate and thorough documentation of testing activities, findings and remediation efforts related to consumer lending compliance. Ensure documentation complies with internal policies and regulatory expectations, facilitating audits and regulatory inquiries.

Stay abreast of regulatory developments, industry trends, and emerging risks relevant to consumer banking laws and regulations, proactively assess the impact of regulatory changes on our compliance testing program and recommend adjustments as needed.

Skills:

Audit, controls design, Financial services, Internal control

Additional Skills & Qualifications:

5 + years of audit testing experience, risk and controls, in the key areas, AML, Sanctions, Anti Bribery and Corruption, and Fraud.

Experience designing and operating effectiveness of controls

5+ years' experience in compliance testing, internal audit, or regulatory compliance within the banking or financial services industry, with a focus in, AML, Sanctions, Anti Bribery and Corruption, and Fraud.

Strong understanding of financial crimes such as AML, KYC, ABAC, Sanctions

Experience in designing, performing, and reporting on compliance testing reviews, including compliance related transactional testing.

Previous experience with development and management of Risk and Control Matrices.

Knowledge and experience in creating and maintaining Compliance Risk Assessments, issue management logs, controls assessments and transactional testing.

Proven track record showing ability to maintain high attention to detail while managing multiple assignments and competing priorities.

Demonstrated ability to assess complex issues through root cause analysis and other analytical techniques.

Excellent oral communication and writing skills and ability to interact effectively as a member of a cross-functional team.

Ability to work independently and collaboratively in a fast-paced environment.

CAMS a plus

About TEKsystems:

We're partners in transformation. We help clients activate ideas and solutions to take advantage of a new world of opportunity. We are a team of 80,000 strong, working with over 6,000 clients, including 80% of the Fortune 500, across North America, Europe and Asia. As an industry leader in Full-Stack Technology Services, Talent Services, and real-world application, we work with progressive leaders to drive change. That's the power of true partnership. TEKsystems is an Allegis Group company.

The company is an equal opportunity employer and will consider all applications without regards to race, sex, age, color, religion, national origin, veteran status, disability, sexual orientation, gender identity, genetic information or any characteristic protected by law.